Dicerna Pharmaceuticals Inc - 253031108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RTW INVESTMENTS, LP | History | Added to | 7,582,396 | 152,861 | 2.31% | 4.24% | 1 | +60,537 | 0.8% | Q3 2021 | Nov 15, 2021 |
| STATE STREET CORP | History | Added to | 3,886,181 | 78,345 | 0.0% | 0.01% | 2 | +1,297,119 | 50.1% | Q3 2021 | Nov 15, 2021 |
| VANGUARD GROUP INC | History | Added to | 3,707,210 | 74,737 | 0.0% | 0.0% | 3 | +86,857 | 2.4% | Q3 2021 | Nov 12, 2021 |
| MORGAN STANLEY | History | Added to | 1,736,277 | 35,003 | 0.0% | 0.01% | 4 | +624,188 | 56.13% | Q3 2021 | Nov 15, 2021 |
| JPMORGAN CHASE & CO | History | Added to | 1,542,476 | 31,096 | 0.0% | 0.01% | 5 | +110,950 | 7.75% | Q3 2021 | Nov 12, 2021 |
| Woodline Partners LP | History | Added to | 1,352,048 | 27,257 | 0.45% | 0.7% | 6 | +351,723 | 35.16% | Q3 2021 | Nov 15, 2021 |
| Assenagon Asset Management S.A. | History | Added to | 1,350,558 | 27,227 | 0.09% | 0.07% | 7 | +780,152 | 136.77% | Q3 2021 | Oct 19, 2021 |
| MAVERICK CAPITAL LTD | History | Added to | 1,310,530 | 26,420 | 0.27% | 0.46% | 8 | +2,454 | 0.19% | Q3 2021 | Nov 15, 2021 |
| Polar Capital Holdings Plc | History | Added to | 1,299,372 | 26,195 | 0.11% | 0.18% | 9 | +214,559 | 19.78% | Q3 2021 | Nov 15, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 1,190,676 | 24,004 | 0.0% | 0.01% | 10 | +2,981 | 0.25% | Q3 2021 | Nov 12, 2021 |
| UBS Group AG | History | Reduced | 1,101,275 | 22,201 | 0.01% | 0.02% | 11 | -234,545 | -17.56% | Q3 2021 | Nov 15, 2021 |
| GOLDMAN SACHS GROUP INC | History | Added to | 798,544 | 16,098 | 0.0% | 0.01% | 12 | +188,090 | 30.81% | Q3 2021 | Jan 20, 2022 |
| TWO SIGMA ADVISERS, LP | History | Added to | 765,550 | 15,433 | 0.04% | 0.03% | 13 | +421,200 | 122.32% | Q3 2021 | Nov 15, 2021 |
| NORTHERN TRUST CORP | History | Reduced | 764,310 | 15,409 | 0.0% | 0.01% | 14 | -11,349 | -1.46% | Q3 2021 | Nov 15, 2021 |
| Point72 Asset Management, L.P. | History | Reduced | 635,400 | 12,810 | 0.06% | 0.12% | 15 | -85,000 | -11.8% | Q3 2021 | Nov 15, 2021 |
| TWO SIGMA INVESTMENTS, LP | History | Added to | 575,111 | 11,594 | 0.03% | 0.02% | 16 | +294,355 | 104.84% | Q3 2021 | Nov 15, 2021 |
| WELLINGTON MANAGEMENT GROUP LLP | History | Reduced | 533,604 | 10,758 | 0.0% | 0.02% | 17 | -2,765,749 | -83.83% | Q3 2021 | Nov 15, 2021 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 517,263 | 10,429 | 0.0% | 0.01% | 18 | +17,340 | 3.47% | Q3 2021 | Nov 16, 2021 |
| FMR LLC | History | Reduced | 513,612 | 10,354 | 0.0% | 0.0% | 19 | -105,100 | -16.99% | Q3 2021 | Feb 14, 2022 |
| Invesco Ltd. | History | Added to | 430,348 | 8,675 | 0.0% | 0.0% | 20 | +240,293 | 126.43% | Q3 2021 | Nov 15, 2021 |
| Candriam Luxembourg S.C.A. | History | Reduced | 393,390 | 7,930 | 0.05% | 0.11% | 21 | -24,855 | -5.94% | Q3 2021 | Nov 09, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 361,222 | 7,282 | 0.0% | 0.01% | 22 | +25,736 | 7.67% | Q3 2021 | Nov 15, 2021 |
| UBS ASSET MANAGEMENT AMERICAS INC | History | Reduced | 330,528 | 6,663 | 0.13% | 0.01% | 23 | -10,203 | -2.99% | Q3 2021 | Dec 14, 2021 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Added to | 329,016 | 6,633 | 0.04% | 0.02% | 24 | +266,797 | 428.8% | Q3 2021 | Nov 15, 2021 |
| Bank of New York Mellon Corp | History | Reduced | 282,907 | 5,703 | 0.0% | 0.0% | 25 | -26,396 | -8.53% | Q3 2021 | Nov 18, 2021 |
| BALYASNY ASSET MANAGEMENT LLC | History | Added to | 277,949 | 5,603 | 0.02% | 0.03% | 26 | +110,593 | 66.08% | Q3 2021 | Dec 01, 2021 |
| CITADEL ADVISORS LLC | History | Reduced | 261,200 | 5,266 | 3.35% | 0.0% | 27 | -195,628 | -42.82% | Q3 2021 | Mar 11, 2022 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 241,605 | 4,871 | 0.0% | 0.0% | 28 | +1,412 | 0.59% | Q3 2021 | Nov 15, 2021 |
| FEDERATED HERMES, INC. | History | Reduced | 227,187 | 4,580 | 0.01% | 0.03% | 29 | -167,114 | -42.38% | Q3 2021 | Nov 15, 2021 |
| Russell Investments Group, Ltd. | History | Added to | 206,845 | 4,169 | 0.01% | 0.01% | 30 | +28,079 | 15.71% | Q3 2021 | Nov 08, 2021 |
| Mirae Asset Global Investments Co., Ltd. | History | Added to | 204,430 | 4,121 | 0.01% | 0.02% | 31 | +39,179 | 23.71% | Q3 2021 | Nov 15, 2021 |
| Schonfeld Strategic Advisors LLC | History | Added to | 203,680 | 4,107 | 0.04% | 0.02% | 32 | +158,795 | 353.78% | Q3 2021 | Nov 16, 2021 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Added to | 180,502 | 3,639 | 0.02% | 0.04% | 33 | +33,686 | 22.94% | Q3 2021 | Nov 15, 2021 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Added to | 167,538 | 3,378 | 0.02% | 0.02% | 34 | +79,527 | 90.36% | Q3 2021 | Nov 12, 2021 |
| Swiss National Bank | History | Added to | 152,900 | 3,082 | 0.0% | 0.0% | 35 | +4,000 | 2.69% | Q3 2021 | Nov 08, 2021 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Reduced | 151,085 | 3,046 | 0.01% | 0.01% | 36 | -3,274 | -2.12% | Q3 2021 | Nov 15, 2021 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 150,459 | 3,033 | 0.0% | 0.0% | 37 | -35,398 | -19.05% | Q3 2021 | Nov 10, 2021 |
| Rafferty Asset Management, LLC | History | Added to | 143,589 | 2,895 | 0.02% | 0.02% | 38 | +73,769 | 105.66% | Q3 2021 | Nov 10, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 135,297 | 2,728 | 0.0% | 0.0% | 39 | -113,124 | -45.54% | Q3 2021 | Nov 15, 2021 |
| FIRST TRUST ADVISORS LP | History | Added to | 134,599 | 2,714 | 0.0% | 0.0% | 40 | +44,222 | 48.93% | Q3 2021 | Nov 15, 2021 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 131,100 | 2,643 | 0.0% | 0.01% | 41 | -100 | -0.08% | Q3 2021 | Nov 12, 2021 |
| JANE STREET GROUP, LLC | History | Reduced | 128,068 | 2,582 | 0.0% | 0.0% | 42 | -21,618 | -14.44% | Q3 2021 | Nov 16, 2021 |
| Caption Management, LLC | History | Added to | 127,443 | 2,569 | 0.03% | 0.03% | 44 | +67,443 | 112.41% | Q3 2021 | Nov 12, 2021 |
| CITIGROUP INC | History | Reduced | 127,437 | 2,569 | 0.0% | 0.0% | 43 | -14,431 | -10.17% | Q3 2021 | Nov 10, 2021 |
| Hudson Bay Capital Management LP | History | Added to | 110,000 | 2,218 | 0.03% | 0.04% | 45 | +25,024 | 29.45% | Q3 2021 | Dec 29, 2021 |
| D. E. Shaw & Co., Inc. | History | New | 103,422 | 2,085 | 0.0% | — | 46 | +103,422 | New | Q3 2021 | Nov 15, 2021 |
| ALPS ADVISORS INC | History | Added to | 95,276 | 1,921 | 0.02% | 0.0% | 47 | +86,586 | 996.39% | Q3 2021 | Nov 15, 2021 |
| PANAGORA ASSET MANAGEMENT INC | History | Added to | 95,203 | 1,919 | 0.01% | 0.01% | 48 | +57,365 | 151.61% | Q3 2021 | Nov 10, 2021 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 94,311 | 1,901 | 0.0% | 0.0% | 49 | -642 | -0.68% | Q3 2021 | Nov 15, 2021 |
| AQR CAPITAL MANAGEMENT LLC | History | Added to | 91,733 | 1,849 | 0.0% | 0.0% | 50 | +52,741 | 135.26% | Q3 2021 | Nov 15, 2021 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | No change | 88,700 | 1,788 | 0.0% | 0.01% | 51 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| MARSHALL WACE, LLP | History | New | 80,116 | 1,615 | 0.01% | — | 52 | +80,116 | New | Q3 2021 | Nov 15, 2021 |
| RHUMBLINE ADVISERS | History | Reduced | 77,944 | 1,571 | 0.0% | 0.0% | 53 | -1,119 | -1.42% | Q3 2021 | Nov 12, 2021 |
| WELLS FARGO & COMPANY/MN | History | Added to | 76,299 | 1,538 | 0.0% | 0.0% | 54 | +3,928 | 5.43% | Q3 2021 | Nov 15, 2021 |
| TD ASSET MANAGEMENT INC | History | No change | 74,186 | 1,496 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q3 2021 | Nov 09, 2021 |
| BANK OF MONTREAL /CAN/ | History | Added to | 69,978 | 1,414 | 0.0% | 0.0% | 56 | +16,853 | 31.72% | Q3 2021 | Nov 12, 2021 |
| Advisors Asset Management, Inc. | History | Added to | 70,029 | 1,412 | 0.02% | 0.03% | 57 | +22,425 | 47.11% | Q3 2021 | Nov 12, 2021 |
| Legal & General Group Plc | History | Added to | 60,386 | 1,217 | 0.0% | 0.0% | 58 | +44,332 | 276.14% | Q3 2021 | Nov 15, 2021 |
| VICTORY CAPITAL MANAGEMENT INC | History | Added to | 55,337 | 1,116 | 0.0% | 0.0% | 59 | +14,584 | 35.79% | Q3 2021 | Nov 02, 2021 |
| BOOTHBAY FUND MANAGEMENT, LLC | History | Added to | 49,800 | 1,004 | 0.03% | 0.01% | 60 | +43,827 | 733.75% | Q3 2021 | Nov 15, 2021 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 49,739 | 1,003 | 0.0% | 0.0% | 61 | -10,285 | -17.13% | Q3 2021 | Nov 02, 2021 |
| DEUTSCHE BANK AG\ | History | Reduced | 49,026 | 988 | 0.0% | 0.0% | 62 | -87,569 | -64.11% | Q3 2021 | Nov 04, 2021 |
| BARCLAYS PLC | History | Reduced | 42,226 | 852 | 0.0% | 0.0% | 63 | -19,684 | -31.79% | Q3 2021 | Nov 09, 2021 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 40,044 | 807 | 0.01% | — | 64 | +40,044 | New | Q3 2021 | Nov 12, 2021 |
| ExodusPoint Capital Management, LP | History | New | 39,453 | 795 | 0.01% | — | 65 | +39,453 | New | Q3 2021 | Nov 15, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 36,401 | 734 | 0.0% | 0.0% | 66 | -2,668 | -6.83% | Q3 2021 | Nov 12, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 35,076 | 707 | 0.0% | 0.0% | 67 | -6,864 | -16.37% | Q3 2021 | Nov 15, 2021 |
| STRS OHIO | History | Added to | 32,200 | 649 | 0.0% | 0.0% | 68 | +500 | 1.58% | Q3 2021 | Oct 22, 2021 |
| PRINCIPAL FINANCIAL GROUP INC | History | Added to | 29,760 | 600 | 0.0% | 0.0% | 69 | +1,132 | 3.95% | Q3 2021 | Nov 09, 2021 |
| ProShare Advisors LLC | History | Reduced | 25,509 | 514 | 0.0% | 0.0% | 70 | -6,171 | -19.48% | Q3 2021 | Nov 12, 2021 |
| MetLife Investment Management, LLC | History | No change | 24,854 | 501 | 0.14% | 0.26% | 71 | 0 | 0.0% | Q3 2021 | May 17, 2024 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 23,901 | 482 | 0.0% | 0.01% | 72 | -432,596 | -94.76% | Q3 2021 | Oct 25, 2021 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 23,671 | 477 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q3 2021 | Nov 08, 2021 |
| Advisory Services Network, LLC | History | Reduced | 20,328 | 410 | 0.01% | 0.03% | 74 | -2,140 | -9.52% | Q3 2021 | Nov 05, 2021 |
| Trexquant Investment LP | History | Added to | 19,298 | 389 | 0.03% | 0.02% | 75 | +12,323 | 176.67% | Q3 2021 | Nov 12, 2021 |
| Arizona State Retirement System | History | Added to | 18,852 | 380 | 0.0% | 0.01% | 76 | +493 | 2.69% | Q3 2021 | Nov 12, 2021 |
| Engineers Gate Manager LP | History | Reduced | 17,178 | 346 | 0.02% | 0.05% | 77 | -3,829 | -18.23% | Q3 2021 | Nov 15, 2021 |
| XTX Topco Ltd | History | New | 17,008 | 343 | 0.12% | — | 78 | +17,008 | New | Q3 2021 | Nov 12, 2021 |
| HANCOCK WHITNEY CORP | History | Reduced | 15,908 | 321 | 0.01% | 0.06% | 79 | -32,898 | -67.41% | Q3 2021 | Nov 04, 2021 |
| Sigma Planning Corp | History | Reduced | 14,016 | 283 | 0.01% | 0.02% | 80 | -1,784 | -11.29% | Q3 2021 | Oct 28, 2021 |
| BNP PARIBAS ARBITRAGE, SA | History | Added to | 12,542 | 252 | 0.0% | 0.0% | 81 | +9,942 | 382.38% | Q3 2021 | Nov 16, 2021 |
| Jump Financial, LLC | History | Reduced | 11,776 | 238 | 0.02% | 0.11% | 82 | -17,624 | -59.95% | Q3 2021 | Nov 12, 2021 |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | History | No change | 11,235 | 226 | 0.0% | 0.0% | 83 | 0 | 0.0% | Q3 2021 | Nov 04, 2021 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 10,871 | 219 | 0.0% | 0.0% | 84 | +2,540 | 30.49% | Q3 2021 | Nov 09, 2021 |
| Tower Research Capital LLC (TRC) | History | Added to | 7,813 | 158 | 0.0% | 0.0% | 85 | +4,161 | 113.94% | Q3 2021 | Nov 15, 2021 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 7,465 | 150 | 0.0% | 0.0% | 86 | -1,032 | -12.15% | Q3 2021 | Nov 15, 2021 |
| Skandinaviska Enskilda Banken AB (publ) | History | New | 6,300 | 127 | 0.0% | — | 87 | +6,300 | New | Q3 2021 | Nov 10, 2021 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Reduced | 3,887 | 79 | 0.0% | 0.0% | 88 | -763 | -16.41% | Q3 2021 | Nov 10, 2021 |
| US BANCORP \DE\ | History | Reduced | 3,559 | 71 | 0.0% | 0.0% | 89 | -17,311 | -82.95% | Q3 2021 | Nov 10, 2021 |
| NISA INVESTMENT ADVISORS, LLC | History | No change | 3,425 | 69 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q3 2021 | Oct 18, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Added to | 3,392 | 68 | 0.0% | 0.0% | 91 | +648 | 23.62% | Q3 2021 | Nov 05, 2021 |
| SIMPLEX TRADING, LLC | History | No change | 1,759 | 66 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q3 2021 | Oct 28, 2021 |
| MACQUARIE GROUP LTD | History | No change | 1,585 | 32 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| CAPTRUST FINANCIAL ADVISORS | History | Added to | 563 | 11 | 0.0% | 0.0% | 94 | +474 | 532.58% | Q3 2021 | Nov 16, 2021 |
| SALEM INVESTMENT COUNSELORS INC | History | New | 375 | 8 | 0.0% | — | 95 | +375 | New | Q3 2021 | Nov 15, 2021 |
| CENTRAL TRUST Co | History | No change | 300 | 6 | 0.0% | 0.0% | 96 | 0 | 0.0% | Q3 2021 | Oct 19, 2021 |
| Rockefeller Capital Management L.P. | History | Added to | 280 | 5 | 0.0% | 0.0% | 97 | +105 | 60.0% | Q3 2021 | Nov 12, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 208 | 4 | 0.0% | 0.0% | 98 | +164 | 372.73% | Q3 2021 | Nov 05, 2021 |
| Parallel Advisors, LLC | History | Reduced | 200 | 4 | 0.0% | 0.0% | 100 | -38 | -15.97% | Q3 2021 | Nov 02, 2021 |
| MASSMUTUAL TRUST CO FSB/ADV | History | No change | 215 | 4 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| SIGNATUREFD, LLC | History | Reduced | 119 | 2 | 0.0% | 0.0% | 101 | -50 | -29.59% | Q3 2021 | Oct 28, 2021 |
| Federation des caisses Desjardins du Quebec | History | No change | 75 | 1 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q3 2021 | Aug 30, 2024 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.07% | — | -1,560,057 | -100.0% | Q2 2021 | Aug 13, 2021 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -800,000 | -100.0% | Q2 2021 | Aug 17, 2021 |
| Nikko Asset Management Americas, Inc. | History | Closed out | 0 | 0 | — | 0.07% | — | -452,167 | -100.0% | Q2 2021 | Aug 09, 2021 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -413,565 | -100.0% | Q2 2021 | Aug 12, 2021 |
| ARK Investment Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -328,441 | -100.0% | Q2 2021 | Aug 05, 2021 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.01% | — | -176,277 | -100.0% | Q2 2021 | Aug 13, 2021 |
| State of New Jersey Common Pension Fund D | History | Closed out | 0 | 0 | — | 0.01% | — | -90,708 | -100.0% | Q2 2021 | Jul 23, 2021 |
| Bellevue Group AG | History | Closed out | 0 | 0 | — | 0.02% | — | -61,000 | -100.0% | Q2 2021 | Aug 12, 2021 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -40,584 | -100.0% | Q2 2021 | Aug 05, 2021 |
| SEI INVESTMENTS CO | History | Closed out | 0 | 0 | — | 0.0% | — | -39,371 | -100.0% | Q2 2021 | Aug 06, 2021 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.0% | — | -34,762 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.0% | — | -30,254 | -100.0% | Q2 2021 | Aug 16, 2021 |
| BAILARD, INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -24,038 | -100.0% | Q2 2021 | Aug 13, 2021 |
| LOS ANGELES CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,114 | -100.0% | Q2 2021 | Aug 05, 2021 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.63% | — | -12,895 | -100.0% | Q2 2021 | May 17, 2022 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,575 | -100.0% | Q2 2021 | Aug 16, 2021 |
| IHT Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -12,117 | -100.0% | Q2 2021 | Aug 16, 2021 |
| Allianz Asset Management GmbH | History | Closed out | 0 | 0 | — | 0.05% | — | -12,049 | -100.0% | Q2 2021 | May 23, 2024 |
| Centiva Capital, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -10,036 | -100.0% | Q2 2021 | Aug 16, 2021 |
| RITHOLTZ WEALTH MANAGEMENT | History | Closed out | 0 | 0 | — | 0.03% | — | -10,000 | -100.0% | Q2 2021 | Jul 20, 2021 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,243 | -100.0% | Q2 2021 | Aug 04, 2021 |
| ALLSTATE CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -8,943 | -100.0% | Q2 2021 | Aug 16, 2021 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.24% | — | -8,375 | -100.0% | Q2 2021 | Jun 14, 2024 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -8,335 | -100.0% | Q2 2021 | Aug 13, 2021 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -8,100 | -100.0% | Q2 2021 | Aug 16, 2021 |
| GWM Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,327 | -100.0% | Q2 2021 | Jul 22, 2021 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,433 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Qube Research & Technologies Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -5,652 | -100.0% | Q2 2021 | Aug 13, 2021 |
| Leonteq Securities AG | History | Closed out | 0 | 0 | — | 0.01% | — | -3,596 | -100.0% | Q2 2021 | Mar 26, 2026 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,506 | -100.0% | Q2 2021 | Aug 12, 2021 |
| IFP Advisors, Inc | History | Closed out | 0 | 0 | — | 0.0% | — | -202 | -100.0% | Q2 2021 | Jul 13, 2021 |
| TORONTO DOMINION BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q2 2021 | Aug 13, 2021 |
| EDGEWOOD MANAGEMENT LLC | History | No change | 25,000 | 0 | — | — | — | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| Gradient Investments LLC | History | No change | 14 | 0 | — | 0.0% | — | 0 | 0.0% | Q3 2021 | Oct 18, 2021 |