EGA EMERGING GLOBAL SHS TR - 268461654
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 304,318 | 4,890 | 0.0% | 0.0% | 1 | -19,402 | -5.99% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Reduced | 172,925 | 2,779 | 0.0% | 0.0% | 2 | -72,635 | -29.58% | Q1 2014 | May 16, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 11,272 | 1,811 | 0.0% | 0.01% | 3 | +673 | 6.35% | Q1 2014 | Apr 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 97,888 | 1,573 | 0.0% | 26.69% | 4 | -3,530 | -3.48% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | New | 92,088 | 1,480 | 0.02% | — | 5 | +92,088 | New | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 81,409 | 1,308 | 0.0% | 0.0% | 6 | -20,004 | -19.73% | Q1 2014 | May 14, 2014 |
| Mariner Wealth Advisors, LLC | History | Reduced | 44,147 | 709 | 0.09% | 1.22% | 7 | -514,339 | -92.1% | Q1 2014 | May 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | New | 37,156 | 597 | 0.02% | — | 8 | +37,156 | New | Q1 2014 | Apr 29, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 35,237 | 566 | 0.0% | 0.0% | 9 | +1,105 | 3.24% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 31,191 | 502 | 0.0% | 0.0% | 10 | -218,273 | -87.5% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Added to | 18,651 | 300 | 0.05% | 0.04% | 11 | +5,411 | 40.87% | Q1 2014 | Aug 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Reduced | 14,000 | 225 | 0.01% | 0.01% | 12 | -1,250 | -8.2% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 13,800 | 222 | 0.0% | 0.0% | 13 | -70,634 | -83.66% | Q1 2014 | May 15, 2014 |
| LPL Financial LLC | History | Reduced | 12,086 | 194 | 0.0% | 0.02% | 14 | -182,517 | -93.79% | Q1 2014 | May 12, 2014 |
| KCG Holdings, Inc. | History | New | 10,275 | 165 | 0.0% | — | 15 | +10,275 | New | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | No change | 5,620 | 90 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Added to | 3,000 | 48 | 0.0% | 0.0% | 17 | +2,000 | 200.0% | Q1 2014 | Apr 11, 2014 |
| Sanctuary Wealth Advisors, LLC | History | No change | 2,025 | 33 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q1 2014 | Apr 23, 2014 |
| Kistler-Tiffany Companies, LLC | History | No change | 545 | 9 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MetLife Securities, Inc | History | Reduced | 200 | 3 | 0.0% | 0.0% | 21 | -106 | -34.64% | Q1 2014 | May 21, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 200 | 3 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -82,046 | -100.0% | Q4 2013 | Feb 14, 2014 |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -34,493 | -100.0% | Q4 2013 | Feb 18, 2014 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,000 | -100.0% | Q4 2013 | Feb 11, 2014 |
| UNIONBANCAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,944 | -100.0% | Q4 2013 | Feb 11, 2014 |
| Gradient Investments LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -290 | -100.0% | Q4 2013 | Jan 13, 2014 |