EMPIRE DIST ELEC CO COM - 291641108
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 3,161,032 | 81,176 | 0.01% | 0.01% | 1 | +258,816 | 8.92% | Q2 2014 | Aug 11, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 1,539,281 | 39,530 | 0.19% | 0.2% | 2 | -1,790 | -0.12% | Q2 2014 | Jul 21, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,301,301 | 33,417 | 0.01% | 0.01% | 3 | -7,302 | -0.56% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,080,560 | 27,748 | 0.02% | 0.02% | 4 | +102,364 | 10.46% | Q2 2014 | Aug 08, 2014 |
| BlackRock Fund Advisors | History | Reduced | 971,850 | 24,957 | 0.01% | 0.01% | 5 | -94,493 | -8.86% | Q2 2014 | Aug 06, 2014 |
| GABELLI FUNDS LLC | History | Added to | 507,000 | 13,020 | 0.06% | 0.06% | 6 | +18,438 | 3.77% | Q2 2014 | Aug 06, 2014 |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC | History | Reduced | 433,552 | 11,133 | 0.56% | 0.54% | 7 | -16,739 | -3.72% | Q2 2014 | Jul 10, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 330,700 | 8,492 | 0.04% | 0.02% | 8 | +132,356 | 66.73% | Q2 2014 | Aug 11, 2014 |
| River Road Asset Management, LLC | History | Reduced | 283,712 | 7,286 | 0.1% | 0.09% | 9 | -62,834 | -18.13% | Q2 2014 | Aug 08, 2014 |
| OLD REPUBLIC INTERNATIONAL CORP | History | No change | 222,000 | 5,701 | 0.5% | 0.57% | 10 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 161,683 | 4,152 | 0.02% | 0.02% | 11 | +2,562 | 1.61% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 158,569 | 4,073 | 0.01% | 0.01% | 12 | +1,465 | 0.93% | Q2 2014 | Jul 30, 2014 |
| Boston Partners | History | Reduced | 149,930 | 3,850 | 0.01% | 0.01% | 13 | -45,810 | -23.4% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 135,072 | 3,469 | 0.0% | 0.01% | 14 | -9,695 | -6.7% | Q2 2014 | Aug 06, 2014 |
| FINANCIAL COUNSELORS INC | History | Reduced | 123,660 | 3,176 | 0.22% | 0.26% | 15 | -26,279 | -17.53% | Q2 2014 | Aug 11, 2014 |
| Global X Management CO LLC | History | Added to | 92,175 | 2,367 | 0.14% | 0.1% | 16 | +28,679 | 45.17% | Q2 2014 | Jul 31, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Added to | 91,800 | 2,357 | 0.03% | 0.02% | 17 | +20,800 | 29.3% | Q2 2014 | Jul 29, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 83,037 | 2,132 | 0.01% | 0.01% | 18 | -1,505 | -1.78% | Q2 2014 | Aug 06, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 82,700 | 2,123 | 0.0% | 0.0% | 19 | +34,700 | 72.29% | Q2 2014 | Aug 06, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 70,000 | 1,798 | 0.01% | 0.01% | 20 | +10,000 | 16.67% | Q2 2014 | Aug 06, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 70,000 | 1,798 | 0.36% | 0.35% | 21 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 54,018 | 1,387 | 0.0% | 0.0% | 22 | +5,237 | 10.74% | Q2 2014 | Aug 07, 2014 |
| UMB BANK N A/MO | History | Reduced | 47,993 | 1,232 | 0.06% | 0.07% | 23 | -4,519 | -8.61% | Q2 2014 | Jul 18, 2014 |
| MILLER HOWARD INVESTMENTS INC /NY | History | Added to | 47,061 | 1,209 | 0.02% | 0.02% | 24 | +3,793 | 8.77% | Q2 2014 | Jul 31, 2014 |
| Swiss National Bank | History | No change | 45,200 | 1,161 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| American Investment Services, Inc. | History | New | 44,512 | 1,143 | 0.62% | — | 26 | +44,512 | New | Q2 2014 | Jul 22, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 39,638 | 1,018 | 0.0% | 0.0% | 27 | -11,157 | -21.96% | Q2 2014 | Aug 11, 2014 |
| Bell State Bank & Trust | History | Reduced | 39,005 | 1,002 | 0.7% | 0.67% | 28 | -2,276 | -5.51% | Q2 2014 | Jul 29, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 34,870 | 895 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 34,100 | 876 | 0.02% | 0.02% | 30 | -200 | -0.58% | Q2 2014 | Jul 23, 2014 |
| Barnett & Company, Inc. | History | Reduced | 30,700 | 788 | 0.33% | 0.34% | 31 | -740 | -2.35% | Q2 2014 | Jul 16, 2014 |
| Aperio Group, LLC | History | Added to | 30,181 | 775 | 0.01% | 0.01% | 32 | +5,763 | 23.6% | Q2 2014 | Jul 23, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 29,293 | 752 | 0.0% | 0.0% | 33 | -751 | -2.5% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | Reduced | 28,099 | 722 | 0.0% | 0.0% | 34 | -20,758 | -42.49% | Q2 2014 | Aug 06, 2014 |
| HENNESSY ADVISORS INC | History | Added to | 28,100 | 722 | 0.02% | 0.03% | 35 | +350 | 1.26% | Q2 2014 | Jul 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 25,535 | 656 | 0.0% | 0.0% | 36 | +24,896 | 3896.09% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 25,471 | 654 | 0.0% | 20.15% | 37 | -3,799 | -12.98% | Q2 2014 | Aug 06, 2014 |
| SignalPoint Asset Management, LLC | History | Reduced | 24,519 | 630 | 0.28% | 0.28% | 38 | -102 | -0.41% | Q2 2014 | Jul 17, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 23,232 | 597 | 0.05% | 0.04% | 39 | +1,691 | 7.85% | Q2 2014 | Aug 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 20,799 | 534 | 0.01% | 0.01% | 40 | -22,363 | -51.81% | Q2 2014 | Aug 08, 2014 |
| ALPHA WINDWARD LLC | History | New | 18,900 | 485 | 0.33% | — | 41 | +18,900 | New | Q2 2014 | Jul 16, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 12,738 | 327 | 0.0% | 0.0% | 42 | +1,946 | 18.03% | Q2 2014 | Aug 07, 2014 |
| Quotient Investors, LLC | History | No change | 12,700 | 326 | 0.07% | 0.07% | 43 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Airain ltd | History | New | 11,815 | 303 | 0.02% | — | 44 | +11,815 | New | Q2 2014 | Aug 05, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 11,510 | 296 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| NORTH POINT PORTFOLIO MANAGERS CORP/OH | History | No change | 10,100 | 259 | 0.05% | 0.05% | 46 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| COMMERCE BANK | History | Reduced | 9,895 | 254 | 0.0% | 0.0% | 47 | -605 | -5.76% | Q2 2014 | Aug 05, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 8,700 | 223 | 0.01% | — | 48 | +8,700 | New | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Added to | 8,271 | 213 | 0.0% | 0.0% | 50 | +2,744 | 49.65% | Q2 2014 | Aug 06, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | No change | 8,282 | 213 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Reduced | 5,843 | 150 | 0.01% | 0.01% | 51 | -304 | -4.95% | Q2 2014 | Jul 09, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,686 | 95 | 0.0% | — | 52 | +3,686 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,883 | 48 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,574 | 40 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Gary Goldberg Planning Services Inc | History | Added to | 1,531 | 39 | 0.02% | 0.02% | 55 | +10 | 0.66% | Q2 2014 | Aug 06, 2014 |
| Regal Investment Advisors LLC | History | No change | 1,500 | 38 | 0.01% | 0.02% | 56 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 1,441 | 37 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| FIRST NATIONAL BANK SIOUX FALLS | History | No change | 1,000 | 26 | 0.07% | 0.06% | 58 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| ATWOOD & PALMER INC | History | New | 750 | 19 | 0.01% | — | 59 | +750 | New | Q2 2014 | Aug 11, 2014 |
| Gradient Investments LLC | History | No change | 681 | 17 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| SMITHFIELD TRUST CO | History | No change | 370 | 10 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| DELTA ASSET MANAGEMENT LLC/TN | History | No change | 362 | 9 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Madden Advisory Services, Inc. | History | New | 240 | 6 | 0.0% | — | 63 | +240 | New | Q2 2014 | Aug 11, 2014 |
| Alexandria Capital, LLC | History | Reduced | 150 | 4 | 0.0% | 0.0% | 64 | -150 | -50.0% | Q2 2014 | Aug 01, 2014 |
| DENALI ADVISORS LLC | History | No change | 26 | 1 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Cornerstone Advisors, Inc. | History | No change | 22 | 1 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -985,405 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.03% | — | -941,447 | -100.0% | Q1 2014 | May 05, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -852,175 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -535,625 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.02% | — | -419,428 | -100.0% | Q1 2014 | May 13, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -408,235 | -100.0% | Q1 2014 | Apr 29, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.14% | — | -300,938 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -272,877 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -245,769 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -241,800 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -228,089 | -100.0% | Q1 2014 | May 13, 2014 |
| PROSPECTOR PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -199,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -197,466 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -194,948 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -185,879 | -100.0% | Q1 2014 | Apr 18, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -179,900 | -100.0% | Q1 2014 | May 14, 2014 |
| Robeco Institutional Asset Management B.V. | History | Closed out | 0 | 0 | — | 0.03% | — | -167,075 | -100.0% | Q1 2014 | May 07, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -158,331 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.02% | — | -155,450 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -153,806 | -100.0% | Q1 2014 | May 16, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -142,125 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -118,454 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -98,100 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -94,274 | -100.0% | Q1 2014 | May 14, 2014 |
| Piermont Capital Management LLC | History | Closed out | 0 | 0 | — | 1.08% | — | -91,830 | -100.0% | Q1 2014 | May 08, 2014 |
| DEAN INVESTMENT ASSOCIATES, LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -88,630 | -100.0% | Q1 2014 | May 13, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.02% | — | -88,178 | -100.0% | Q1 2014 | May 13, 2014 |
| Phocas Financial Corp. | History | Closed out | 0 | 0 | — | 0.2% | — | -86,814 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -77,548 | -100.0% | Q1 2014 | May 08, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -76,076 | -100.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -73,645 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -68,558 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,152 | -100.0% | Q1 2014 | May 15, 2014 |
| Magellan Asset Management Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -66,882 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -64,806 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -50,296 | -100.0% | Q1 2014 | May 14, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -46,109 | -100.0% | Q1 2014 | May 05, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -43,004 | -100.0% | Q1 2014 | May 12, 2014 |
| MASON STREET ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,450 | -100.0% | Q1 2014 | May 15, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.03% | — | -39,416 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -36,146 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,132 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -32,566 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -31,612 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,602 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -28,049 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -26,781 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,590 | -100.0% | Q1 2014 | May 15, 2014 |
| SYMONS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.14% | — | -24,305 | -100.0% | Q1 2014 | May 07, 2014 |
| Trust CO of the Ozarks | History | Closed out | 0 | 0 | — | 0.16% | — | -23,983 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -22,425 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -21,789 | -100.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -21,491 | -100.0% | Q1 2014 | May 15, 2014 |
| SECOR Capital Advisors, LP | History | Closed out | 0 | 0 | — | 0.23% | — | -19,663 | -100.0% | Q1 2014 | Apr 28, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.69% | — | -19,648 | -100.0% | Q1 2014 | Aug 08, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.02% | — | -18,895 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -18,800 | -100.0% | Q1 2014 | May 28, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.1% | — | -18,775 | -100.0% | Q1 2014 | Apr 29, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,617 | -100.0% | Q1 2014 | May 15, 2014 |
| CORNERCAP INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.08% | — | -17,870 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,298 | -100.0% | Q1 2014 | May 23, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -16,888 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,509 | -100.0% | Q1 2014 | May 13, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,700 | -100.0% | Q1 2014 | May 05, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,600 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,871 | -100.0% | Q1 2014 | May 14, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -9,814 | -100.0% | Q1 2014 | May 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,199 | -100.0% | Q1 2014 | May 15, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -8,800 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,509 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,708 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,576 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,060 | -100.0% | Q1 2014 | May 15, 2014 |
| Dean Capital Management | History | Closed out | 0 | 0 | — | 1.57% | — | -5,390 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,789 | -100.0% | Q1 2014 | Apr 11, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -4,000 | -100.0% | Q1 2014 | May 09, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,705 | -100.0% | Q1 2014 | May 07, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,378 | -100.0% | Q1 2014 | Apr 28, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,299 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,409 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,090 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -932 | -100.0% | Q1 2014 | May 02, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -900 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -532 | -100.0% | Q1 2014 | Apr 24, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -250 | -100.0% | Q1 2014 | May 15, 2014 |