EMULEX CORP COM NEW - 292475209
Detailed investor-level table based on 13F positions.
Early Q2 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 6,351,634 | 36,042 | 0.12% | 0.0% | 1 | +6,347,369 | 148824.6% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 5,281,664 | 30,104 | 0.02% | 0.03% | 2 | +114,804 | 2.22% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Reduced | 4,742,985 | 27,035 | 0.0% | 0.0% | 3 | -26,283 | -0.55% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,955,879 | 16,849 | 0.0% | 0.0% | 4 | +601,137 | 25.53% | Q2 2014 | Aug 06, 2014 |
| EAGLE BOSTON INVESTMENT MANAGEMENT INC | History | Reduced | 2,120,159 | 12,084 | 0.6% | 0.8% | 5 | -74,711 | -3.4% | Q2 2014 | Jul 10, 2014 |
| INVESTMENT COUNSELORS OF MARYLAND LLC | History | Reduced | 2,065,643 | 11,774 | 0.51% | 0.66% | 6 | -30,657 | -1.46% | Q2 2014 | Aug 04, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,985,410 | 11,317 | 0.0% | 0.0% | 7 | -27,362 | -1.36% | Q2 2014 | Aug 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 1,704,725 | 9,717 | 0.03% | 0.04% | 8 | -25,000 | -1.45% | Q2 2014 | Aug 11, 2014 |
| SENTINEL TRUST CO LBA | History | Added to | 586,577 | 3,343 | 0.87% | 1.15% | 9 | +32,100 | 5.79% | Q2 2014 | Jul 28, 2014 |
| TFS CAPITAL LLC | History | Reduced | 520,912 | 2,969 | 0.23% | 0.33% | 10 | -152,531 | -22.65% | Q2 2014 | Jul 21, 2014 |
| BlackRock Group LTD | History | Added to | 413,944 | 2,360 | 0.0% | 0.0% | 11 | +332,229 | 406.57% | Q2 2014 | Aug 06, 2014 |
| Adirondack Research & Management Inc. | History | Reduced | 372,513 | 2,123 | 0.72% | 1.16% | 12 | -39,200 | -9.52% | Q2 2014 | Aug 08, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 347,715 | 1,981 | 0.01% | 0.01% | 13 | +97,755 | 39.11% | Q2 2014 | Aug 11, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 312,390 | 1,781 | 0.04% | 0.06% | 14 | -24,820 | -7.36% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 308,990 | 1,762 | 0.0% | 0.0% | 15 | -47,341 | -13.29% | Q2 2014 | Jul 30, 2014 |
| GABELLI FUNDS LLC | History | Added to | 280,000 | 1,596 | 0.01% | 0.01% | 16 | +73,200 | 35.4% | Q2 2014 | Aug 06, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 276,100 | 1,574 | 0.01% | 0.01% | 17 | +58,100 | 26.65% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 262,637 | 1,497 | 0.0% | 0.0% | 18 | -12,597 | -4.58% | Q2 2014 | Aug 06, 2014 |
| Teton Advisors, Inc. | History | Added to | 205,000 | 1,169 | 0.08% | 0.08% | 19 | +45,000 | 28.13% | Q2 2014 | Aug 06, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Added to | 178,729 | 1,019 | 0.0% | 0.01% | 20 | +4,260 | 2.44% | Q2 2014 | Jul 22, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 146,330 | 834 | 0.0% | 0.0% | 21 | -106,939 | -42.22% | Q2 2014 | Aug 11, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Added to | 129,300 | 737 | 0.01% | 0.02% | 22 | +15,900 | 14.02% | Q2 2014 | Jul 23, 2014 |
| DEERE & CO | History | New | 109,160 | 622 | 0.03% | — | 23 | +109,160 | New | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 106,625 | 608 | 0.0% | 0.0% | 24 | -8,892 | -7.7% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 93,086 | 531 | 0.0% | 0.0% | 25 | -5,879 | -5.94% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | Reduced | 92,100 | 525 | 0.0% | 0.0% | 26 | -16,900 | -15.5% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 91,632 | 522 | 0.0% | 0.0% | 27 | -926 | -1.0% | Q2 2014 | Aug 11, 2014 |
| MENTA CAPITAL LLC | History | New | 83,220 | 474 | 0.09% | — | 28 | +83,220 | New | Q2 2014 | Aug 05, 2014 |
| STRS OHIO | History | Added to | 70,200 | 400 | 0.0% | 0.0% | 29 | +4,800 | 7.34% | Q2 2014 | Jul 24, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 64,545 | 368 | 0.0% | — | 30 | +64,545 | New | Q2 2014 | Aug 01, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 52,179 | 297 | 0.0% | 11.66% | 31 | -3,607 | -6.47% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 52,060 | 296 | 0.0% | 0.0% | 32 | -2,743 | -5.01% | Q2 2014 | Aug 08, 2014 |
| MACKENZIE FINANCIAL CORP | History | New | 48,588 | 277 | 0.0% | — | 33 | +48,588 | New | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 45,306 | 258 | 0.0% | 0.0% | 34 | -27,673 | -37.92% | Q2 2014 | Jul 31, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Added to | 43,561 | 248 | 0.02% | 0.02% | 35 | +7,257 | 19.99% | Q2 2014 | Aug 08, 2014 |
| KILLEN GROUP INC | History | New | 42,340 | 241 | 0.01% | — | 36 | +42,340 | New | Q2 2014 | Jul 28, 2014 |
| ProShare Advisors LLC | History | Reduced | 38,239 | 218 | 0.0% | 0.01% | 37 | -43,128 | -53.0% | Q2 2014 | Aug 08, 2014 |
| CTC Alternative Strategies, Ltd. | History | Reduced | 38,200 | 217 | 0.18% | 0.28% | 38 | -29,500 | -43.57% | Q2 2014 | Jul 22, 2014 |
| BINGHAM OSBORN & SCARBOROUGH LLC | History | No change | 37,410 | 213 | 0.03% | 0.04% | 39 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | Reduced | 32,430 | 185 | 0.0% | 0.0% | 40 | -340 | -1.04% | Q2 2014 | Aug 11, 2014 |
| LSV ASSET MANAGEMENT | History | New | 26,000 | 148 | 0.0% | — | 41 | +26,000 | New | Q2 2014 | Aug 06, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 20,702 | 118 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| KBC Group NV | History | No change | 20,012 | 114 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Princeton Alpha Management LP | History | Reduced | 14,049 | 80 | 0.02% | 0.06% | 45 | -11,234 | -44.43% | Q2 2014 | Jul 17, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Added to | 14,000 | 80 | 0.06% | 0.02% | 44 | +11,000 | 366.67% | Q2 2014 | Aug 11, 2014 |
| Paragon Capital Management Ltd | History | No change | 13,550 | 77 | 0.05% | 0.07% | 46 | 0 | 0.0% | Q2 2014 | Jul 07, 2014 |
| Capital Investment Counsel, Inc | History | New | 12,150 | 69 | 0.03% | — | 47 | +12,150 | New | Q2 2014 | Aug 07, 2014 |
| RidgeWorth Capital Management LLC | History | New | 6,779 | 39 | 0.0% | — | 48 | +6,779 | New | Q2 2014 | Jul 31, 2014 |
| Concept Capital Markets, LLC | History | No change | 6,332 | 36 | 0.01% | 0.02% | 49 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 2,651 | 15 | 0.0% | 0.0% | 50 | -796 | -23.09% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 2,522 | 15 | 0.0% | 0.0% | 51 | -348 | -12.13% | Q2 2014 | Aug 06, 2014 |
| Amida Capital Management II, LLC | History | New | 83 | 14 | 0.42% | — | 52 | +83 | New | Q2 2014 | Aug 11, 2014 |
| Apriem Advisors | History | No change | 1,000 | 6 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Quantbot Technologies LP | History | Reduced | 694 | 3 | 0.0% | 0.03% | 54 | -15,391 | -95.69% | Q2 2014 | Jul 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 268 | 2 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WHITTIER TRUST CO | History | No change | 400 | 2 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Focused Wealth Management, Inc | History | No change | 100 | 1 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| ELLIOTT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 95.47% | — | -6,174,792 | -100.0% | Q1 2014 | May 19, 2014 |
| Altai Capital Management, L.P. | History | Closed out | 0 | 0 | — | 3.06% | — | -3,500,627 | -100.0% | Q1 2014 | May 13, 2014 |
| FRONTIER CAPITAL MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -3,335,684 | -100.0% | Q1 2014 | Apr 30, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -2,866,666 | -100.0% | Q1 2014 | May 15, 2014 |
| LionEye Capital Management LLC | History | Closed out | 0 | 0 | — | 2.39% | — | -2,832,612 | -100.0% | Q1 2014 | May 15, 2014 |
| Opus Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.91% | — | -1,733,468 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Lee Munder Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -1,545,498 | -100.0% | Q1 2014 | May 12, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,542,755 | -100.0% | Q1 2014 | May 15, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.26% | — | -1,446,400 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,268,413 | -100.0% | Q1 2014 | May 14, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.16% | — | -1,166,855 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,139,699 | -100.0% | Q1 2014 | May 15, 2014 |
| Breithorn Capital Management | History | Closed out | 0 | 0 | — | 4.03% | — | -1,026,250 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Closed out | 0 | 0 | — | 0.47% | — | -874,940 | -100.0% | Q1 2014 | May 12, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.11% | — | -868,494 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -834,874 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -693,736 | -100.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -566,230 | -100.0% | Q1 2014 | May 14, 2014 |
| EII CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.09% | — | -558,750 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -520,735 | -100.0% | Q1 2014 | May 14, 2014 |
| THOMSON HORSTMANN & BRYANT INC | History | Closed out | 0 | 0 | — | 0.22% | — | -507,685 | -100.0% | Q1 2014 | Apr 22, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -485,607 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -484,374 | -100.0% | Q1 2014 | May 16, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -465,639 | -100.0% | Q1 2014 | May 13, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.05% | — | -458,000 | -100.0% | Q1 2014 | May 08, 2014 |
| Brandywine Global Investment Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -388,088 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -380,964 | -100.0% | Q1 2014 | May 13, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.08% | — | -342,180 | -100.0% | Q1 2014 | May 05, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -337,852 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 3.51% | — | -329,934 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Herald Investment Management Ltd | History | Closed out | 0 | 0 | — | 0.86% | — | -300,000 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -295,560 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -273,437 | -100.0% | Q1 2014 | May 13, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 0.07% | — | -263,091 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -249,832 | -100.0% | Q1 2014 | May 13, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -244,460 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -237,600 | -100.0% | Q1 2014 | Apr 18, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -229,070 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIGHTFIELD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.86% | — | -225,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Quotient Investors, LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -183,900 | -100.0% | Q1 2014 | Apr 04, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -183,860 | -100.0% | Q1 2014 | May 16, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -179,704 | -100.0% | Q1 2014 | May 15, 2014 |
| GLOBEFLEX CAPITAL L P | History | Closed out | 0 | 0 | — | 0.14% | — | -161,878 | -100.0% | Q1 2014 | Apr 23, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -155,858 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -146,223 | -100.0% | Q1 2014 | May 08, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -143,251 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -128,262 | -100.0% | Q1 2014 | May 12, 2014 |
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -120,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.04% | — | -115,906 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -113,300 | -100.0% | Q1 2014 | May 13, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -113,100 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -109,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -103,446 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -102,018 | -100.0% | Q1 2014 | May 15, 2014 |
| OMERS ADMINISTRATION Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -83,500 | -100.0% | Q1 2014 | May 08, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -82,709 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -78,505 | -100.0% | Q1 2014 | May 15, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -76,000 | -100.0% | Q1 2014 | May 08, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -69,309 | -100.0% | Q1 2014 | May 06, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -63,400 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -62,863 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -61,582 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -60,011 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -57,976 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,790 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -51,900 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -49,539 | -100.0% | Q1 2014 | May 15, 2014 |
| Trellus Management Company, LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -48,200 | -100.0% | Q1 2014 | May 14, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -45,700 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -41,587 | -100.0% | Q1 2014 | May 19, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -40,780 | -100.0% | Q1 2014 | May 14, 2014 |
| Yorktown Management & Research Co Inc | History | Closed out | 0 | 0 | — | 0.05% | — | -39,000 | -100.0% | Q1 2014 | May 06, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,641 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,696 | -100.0% | Q1 2014 | May 23, 2014 |
| FIRST MERCANTILE TRUST CO | History | Closed out | 0 | 0 | — | 0.02% | — | -30,550 | -100.0% | Q1 2014 | Apr 24, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,175 | -100.0% | Q1 2014 | May 15, 2014 |
| Dominick & Dominick LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -26,150 | -100.0% | Q1 2014 | May 13, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,795 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,227 | -100.0% | Q1 2014 | May 13, 2014 |
| GABELLI SECURITIES, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -23,200 | -100.0% | Q1 2014 | May 16, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,062 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -19,608 | -100.0% | Q1 2014 | May 07, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -18,596 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -16,714 | -100.0% | Q1 2014 | May 16, 2014 |
| Numeric Investors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,900 | -100.0% | Q1 2014 | May 06, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,813 | -100.0% | Q1 2014 | May 14, 2014 |
| SUMIT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -12,469 | -100.0% | Q1 2014 | May 07, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,189 | -100.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,363 | -100.0% | Q1 2014 | May 15, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -11,200 | -100.0% | Q1 2014 | May 21, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,231 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,359 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,020 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -3,001 | -100.0% | Q1 2014 | May 15, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,652 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,277 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,270 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -781 | -100.0% | Q1 2014 | May 02, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -525 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -159 | -100.0% | Q1 2014 | May 12, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | — | — | -126 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 11, 2014 |