ENBRIDGE ENERGY MANAGEMENT L - 29250X103
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Neuberger Berman Group LLC | History | Reduced | 3,940,387 | 138,899 | 0.14% | 0.11% | 1 | -87,317 | -2.17% | Q2 2014 | Aug 05, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 1,870,208 | 65,925 | 0.07% | 0.05% | 2 | +340,210 | 22.24% | Q2 2014 | Aug 08, 2014 |
| MID CONTINENT CAPITAL LLC/IL | History | Added to | 715,626 | 25,226 | 1.46% | 1.15% | 3 | +25,199 | 3.65% | Q2 2014 | Jul 25, 2014 |
| BLACKHILL CAPITAL INC | History | Added to | 232,551 | 12,213 | 1.66% | 1.4% | 4 | +65,201 | 38.96% | Q2 2014 | Aug 05, 2014 |
| Advisors Capital Management, LLC | History | Reduced | 327,119 | 11,531 | 1.56% | 1.41% | 5 | -5,316 | -1.6% | Q2 2014 | Jul 25, 2014 |
| Oxbow Advisors, LLC | History | Added to | 307,356 | 10,834 | 1.44% | 1.18% | 6 | +20,308 | 7.07% | Q2 2014 | Jul 18, 2014 |
| EVERETT HARRIS & CO /CA/ | History | Reduced | 216,763 | 7,641 | 0.28% | 0.23% | 7 | -7,372 | -3.29% | Q2 2014 | Aug 05, 2014 |
| Edgemoor Investment Advisors, Inc. | History | Added to | 205,096 | 7,230 | 1.06% | 0.86% | 8 | +7,506 | 3.8% | Q2 2014 | Aug 11, 2014 |
| Cutter & CO Brokerage, Inc. | History | Reduced | 191,008 | 6,733 | 2.47% | 2.1% | 9 | -807 | -0.42% | Q2 2014 | Jul 31, 2014 |
| Shinko Asset Management Co., Ltd. | History | Added to | 150,018 | 5,288 | 0.04% | 0.03% | 10 | +21,791 | 16.99% | Q2 2014 | Jul 29, 2014 |
| Global X Management CO LLC | History | Added to | 147,013 | 5,182 | 0.3% | 0.14% | 11 | +70,866 | 93.06% | Q2 2014 | Jul 31, 2014 |
| KARPAS STRATEGIES LLC | History | Added to | 139,907 | 4,932 | 2.47% | 2.02% | 12 | +2,561 | 1.86% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 127,687 | 4,502 | 0.01% | 0.0% | 13 | +2,283 | 1.82% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 100,855 | 3,554 | 0.0% | 0.0% | 14 | +29,071 | 40.5% | Q2 2014 | Aug 11, 2014 |
| VANGUARD GROUP INC | History | Reduced | 99,273 | 3,499 | 0.0% | 0.0% | 15 | -7,476 | -7.0% | Q2 2014 | Aug 11, 2014 |
| Shelter Ins Retirement Plan | History | Added to | 96,232 | 3,366 | 1.36% | 1.08% | 16 | +1,762 | 1.87% | Q2 2014 | Jul 22, 2014 |
| Swiss National Bank | History | Reduced | 57,875 | 2,040 | 0.01% | 0.01% | 17 | -13,666 | -19.1% | Q2 2014 | Aug 06, 2014 |
| BEACH INVESTMENT COUNSEL INC/PA | History | Added to | 52,073 | 1,836 | 0.16% | 0.13% | 18 | +950 | 1.86% | Q2 2014 | Jul 22, 2014 |
| LUCAS CAPITAL MANAGEMENT | History | Added to | 43,173 | 1,522 | 0.48% | 0.35% | 19 | +4,088 | 10.46% | Q2 2014 | Jul 30, 2014 |
| DUNCKER STREETT & CO INC | History | Added to | 42,026 | 1,481 | 0.48% | 0.37% | 20 | +3,802 | 9.95% | Q2 2014 | Jul 23, 2014 |
| ParenteBeard Wealth Management, LLC | History | Reduced | 41,814 | 1,474 | 0.65% | 1.04% | 21 | -33,842 | -44.73% | Q2 2014 | Jul 23, 2014 |
| BlackRock Group LTD | History | Reduced | 41,630 | 1,467 | 0.0% | 0.0% | 22 | -14,711 | -26.11% | Q2 2014 | Aug 06, 2014 |
| Center Coast Capital Advisors, LP | History | Reduced | 34,662 | 1,222 | 0.03% | 0.08% | 23 | -58,780 | -62.91% | Q2 2014 | Jul 28, 2014 |
| Sterling Investment Management, Inc. | History | Added to | 31,202 | 1,100 | 0.77% | 0.62% | 24 | +555 | 1.81% | Q2 2014 | Jul 30, 2014 |
| BlackRock Inc. | History | Added to | 30,901 | 1,089 | 0.0% | 0.0% | 25 | +1,549 | 5.28% | Q2 2014 | Aug 06, 2014 |
| TIAA CREF TRUST CO FSB/MO | History | Added to | 27,482 | 969 | 0.01% | 0.01% | 26 | +760 | 2.84% | Q2 2014 | Aug 11, 2014 |
| Huntington Steele LLC | History | Added to | 26,029 | 918 | 0.39% | 0.32% | 27 | +476 | 1.86% | Q2 2014 | Aug 06, 2014 |
| BROWN ADVISORY INC | History | Added to | 24,223 | 854 | 0.0% | 0.0% | 28 | +443 | 1.86% | Q2 2014 | Aug 08, 2014 |
| Alpha Cubed Investments, LLC | History | Reduced | 23,306 | 822 | 0.37% | 0.36% | 29 | -1,992 | -7.87% | Q2 2014 | Jul 21, 2014 |
| LPL Financial LLC | History | Added to | 23,022 | 812 | 0.0% | 0.0% | 30 | +3,510 | 17.99% | Q2 2014 | Aug 05, 2014 |
| Gilman Hill Asset Management, LLC | History | Added to | 23,002 | 811 | 0.42% | 0.34% | 31 | +2,273 | 10.97% | Q2 2014 | Jul 30, 2014 |
| RAY GERALD L & ASSOCIATES LTD | History | Added to | 20,499 | 722 | 0.12% | 0.1% | 32 | +374 | 1.86% | Q2 2014 | Aug 04, 2014 |
| TIEDEMANN WEALTH MANAGEMENT, LLC | History | Added to | 17,866 | 629 | 1.47% | 1.55% | 33 | +327 | 1.86% | Q2 2014 | Jul 31, 2014 |
| Banyan Partners, LLC | History | Added to | 16,851 | 594 | 0.05% | 0.04% | 34 | +308 | 1.86% | Q2 2014 | Aug 08, 2014 |
| CLIFFORD SWAN INVESTMENT COUNSEL LLC | History | Reduced | 16,366 | 577 | 0.04% | 0.03% | 35 | -738 | -4.31% | Q2 2014 | Aug 07, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Added to | 14,596 | 515 | 0.01% | 0.01% | 36 | +2,445 | 20.12% | Q2 2014 | Aug 11, 2014 |
| OTA LLC | History | New | 14,533 | 512 | 0.68% | — | 37 | +14,533 | New | Q2 2014 | Aug 08, 2014 |
| FIDUCIARY ASSET MANAGEMENT LLC | History | Added to | 14,410 | 508 | 0.1% | 0.08% | 38 | +264 | 1.87% | Q2 2014 | Jul 15, 2014 |
| BLAIR WILLIAM & CO/IL | History | Added to | 14,209 | 500 | 0.0% | 0.0% | 39 | +256 | 1.83% | Q2 2014 | Aug 01, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 13,568 | 478 | 0.02% | 0.01% | 40 | +1,786 | 15.16% | Q2 2014 | Jul 25, 2014 |
| Jacobus Wealth Management, Inc. | History | Added to | 12,123 | 427 | 0.11% | 0.08% | 41 | +222 | 1.87% | Q2 2014 | Aug 06, 2014 |
| BB&T CORP | History | Added to | 10,685 | 377 | 0.01% | 0.01% | 42 | +305 | 2.94% | Q2 2014 | Jul 21, 2014 |
| EVERGREEN CAPITAL MANAGEMENT LLC | History | Added to | 8,332 | 294 | 0.06% | 0.05% | 43 | +148 | 1.81% | Q2 2014 | Aug 01, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Added to | 8,261 | 291 | 0.0% | 0.0% | 44 | +151 | 1.86% | Q2 2014 | Jul 29, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 7,907 | 279 | 0.0% | 0.0% | 45 | +144 | 1.85% | Q2 2014 | Aug 06, 2014 |
| A. D. Beadell Investment Counsel, Inc. | History | New | 6,803 | 240 | 0.18% | — | 46 | +6,803 | New | Q2 2014 | Jul 21, 2014 |
| COMERICA SECURITIES INC | History | Reduced | 6,594 | 232 | 0.21% | 0.25% | 47 | -2,756 | -29.48% | Q2 2014 | Aug 11, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 5,202 | 183 | 0.0% | — | 48 | +5,202 | New | Q2 2014 | Jul 21, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Added to | 3,958 | 138 | 0.05% | 0.04% | 49 | +489 | 14.1% | Q2 2014 | Jul 29, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 3,843 | 135 | 0.0% | 0.0% | 50 | +70 | 1.86% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Added to | 3,018 | 106 | 0.0% | 0.0% | 51 | +1,782 | 144.17% | Q2 2014 | Aug 06, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Added to | 2,328 | 82 | 0.02% | 0.02% | 52 | +38 | 1.66% | Q2 2014 | Jul 31, 2014 |
| Gary Goldberg Planning Services Inc | History | Added to | 2,265 | 80 | 0.04% | 0.03% | 53 | +41 | 1.84% | Q2 2014 | Aug 06, 2014 |
| MORGAN DEMPSEY CAPITAL MANAGEMENT LLC | History | Reduced | 2,224 | 78 | 0.02% | 0.02% | 54 | -52 | -2.28% | Q2 2014 | Jul 15, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 1,795 | 63 | 0.0% | 0.0% | 55 | -359 | -16.67% | Q2 2014 | Aug 05, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Added to | 1,309 | 46 | 0.0% | 0.0% | 56 | +1,106 | 544.83% | Q2 2014 | Aug 05, 2014 |
| DAVIDSON D A & CO | History | Reduced | 787 | 27 | 0.0% | 0.0% | 57 | -147 | -15.74% | Q2 2014 | Jul 29, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 658 | 23 | 0.0% | 0.0% | 58 | +12 | 1.86% | Q2 2014 | Aug 08, 2014 |
| WASHINGTON TRUST BANK | History | No change | 51 | 2 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 2.05% | — | -10,554,084 | -100.0% | Q1 2014 | May 07, 2014 |
| Energy Income Partners, LLC | History | Closed out | 0 | 0 | — | 3.34% | — | -5,170,908 | -100.0% | Q1 2014 | May 14, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 1.99% | — | -2,625,255 | -100.0% | Q1 2014 | May 13, 2014 |
| EAGLE GLOBAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.88% | — | -2,211,953 | -100.0% | Q1 2014 | May 15, 2014 |
| TORTOISE CAPITAL ADVISORS, L.L.C. | History | Closed out | 0 | 0 | — | 0.28% | — | -1,537,132 | -100.0% | Q1 2014 | May 09, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.03% | — | -1,423,747 | -100.0% | Q1 2014 | May 15, 2014 |
| COHEN & STEERS INC | History | Closed out | 0 | 0 | — | 0.11% | — | -1,335,931 | -100.0% | Q1 2014 | May 15, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.32% | — | -1,130,358 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,126,159 | -100.0% | Q1 2014 | May 15, 2014 |
| Atlantic Trust Group, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -898,785 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -797,674 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -773,641 | -100.0% | Q1 2014 | May 13, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -556,947 | -100.0% | Q1 2014 | May 15, 2014 |
| Bollard Group LLC | History | Closed out | 0 | 0 | — | 1.43% | — | -509,716 | -100.0% | Q1 2014 | May 14, 2014 |
| Veritable, L.P. | History | Closed out | 0 | 0 | — | 0.19% | — | -317,658 | -100.0% | Q1 2014 | May 15, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -283,863 | -100.0% | Q1 2014 | May 15, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -241,193 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 8.38% | — | -210,090 | -100.0% | Q1 2014 | Aug 08, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -169,386 | -100.0% | Q1 2014 | May 15, 2014 |
| CUSHING ASSET MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.14% | — | -168,214 | -100.0% | Q1 2014 | May 20, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -164,624 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -155,297 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -153,174 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -130,554 | -100.0% | Q1 2014 | May 15, 2014 |
| Zimmer Partners, LP | History | Closed out | 0 | 0 | — | 0.5% | — | -129,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Texas Yale Capital Corp. | History | Closed out | 0 | 0 | — | 0.45% | — | -116,310 | -100.0% | Q1 2014 | Aug 04, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -104,931 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -101,886 | -100.0% | Q1 2014 | May 15, 2014 |
| Heronetta Management, L.P. | History | Closed out | 0 | 0 | — | 1.28% | — | -99,338 | -100.0% | Q1 2014 | May 12, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -97,607 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -97,011 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -93,377 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -84,446 | -100.0% | Q1 2014 | May 16, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -83,927 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLER HOWARD INVESTMENTS INC /NY | History | Closed out | 0 | 0 | — | 0.03% | — | -57,645 | -100.0% | Q1 2014 | Apr 24, 2014 |
| R.M.SINCERBEAUX CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.55% | — | -56,655 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.02% | — | -52,870 | -100.0% | Q1 2014 | May 07, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -37,991 | -100.0% | Q1 2014 | May 15, 2014 |
| Carnegie Capital Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -31,133 | -100.0% | Q1 2014 | May 08, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,278 | -100.0% | Q1 2014 | May 15, 2014 |
| TPH Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -27,933 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,571 | -100.0% | Q1 2014 | May 23, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -21,916 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -17,710 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,649 | -100.0% | Q1 2014 | May 15, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.1% | — | -17,359 | -100.0% | Q1 2014 | Apr 15, 2014 |
| SFE Investment Counsel | History | Closed out | 0 | 0 | — | 0.2% | — | -16,660 | -100.0% | Q1 2014 | May 08, 2014 |
| MONETARY MANAGEMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.19% | — | -14,425 | -100.0% | Q1 2014 | May 08, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,984 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,522 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -12,459 | -100.0% | Q1 2014 | May 15, 2014 |
| Belmont Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.29% | — | -12,396 | -100.0% | Q1 2014 | May 13, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Closed out | 0 | 0 | — | 0.06% | — | -12,231 | -100.0% | Q1 2014 | May 09, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,395 | -100.0% | Q1 2014 | May 15, 2014 |
| WALTER & KEENAN FINANCIAL CONSULTING CO /MI/ /ADV | History | Closed out | 0 | 0 | — | 0.14% | — | -9,146 | -100.0% | Q1 2014 | May 08, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -8,025 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -6,605 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,053 | -100.0% | Q1 2014 | May 13, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,448 | -100.0% | Q1 2014 | May 15, 2014 |
| TradeLink Global Equity LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -3,700 | -100.0% | Q1 2014 | May 09, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -3,666 | -100.0% | Q1 2014 | Apr 11, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.02% | — | -2,892 | -100.0% | Q1 2014 | Apr 24, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,537 | -100.0% | Q1 2014 | May 15, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.01% | — | -2,433 | -100.0% | Q1 2014 | Jun 18, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,306 | -100.0% | Q1 2014 | May 16, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,076 | -100.0% | Q1 2014 | Apr 30, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,996 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,525 | -100.0% | Q1 2014 | May 14, 2014 |
| KINGS POINT CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -1,019 | -100.0% | Q1 2014 | May 12, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -812 | -100.0% | Q1 2014 | May 13, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -710 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q1 2014 | May 14, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2014 | May 15, 2014 |
| SPIRIT OF AMERICA MANAGEMENT CORP/NY | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |