ENDOLOGIX INC /DE/ - 29266S106
Detailed investor-level table based on 13F positions.
Early Q4 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 3,678,180 | 55,946 | 0.0% | 0.0% | 1 | -27,713 | -0.75% | Q2 2014 | Aug 11, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Added to | 2,229,308 | 33,907 | 0.18% | 0.13% | 2 | +339,963 | 17.99% | Q2 2014 | Jul 10, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | Reduced | 2,198,877 | 33,445 | 0.81% | 0.71% | 3 | -65,296 | -2.88% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,847,663 | 28,103 | 0.0% | 0.0% | 4 | -37,965 | -2.01% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,411,558 | 21,470 | 0.01% | 0.01% | 5 | -184,640 | -11.57% | Q2 2014 | Aug 06, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 1,351,908 | 20,563 | 0.14% | 0.13% | 6 | -116,042 | -7.91% | Q2 2014 | Jul 31, 2014 |
| BROWN ADVISORY INC | History | Added to | 1,226,235 | 18,651 | 0.06% | 0.05% | 7 | +60,028 | 5.15% | Q2 2014 | Aug 08, 2014 |
| OPPENHEIMER FUNDS INC | History | Reduced | 634,994 | 9,658 | 0.01% | 0.01% | 8 | -133,099 | -17.33% | Q2 2014 | Aug 08, 2014 |
| Tygh Capital Management, Inc. | History | Added to | 296,446 | 4,509 | 0.96% | 0.52% | 9 | +98,047 | 49.42% | Q2 2014 | Aug 06, 2014 |
| MACKENZIE FINANCIAL CORP | History | Added to | 290,300 | 4,415 | 0.02% | 0.02% | 10 | +5,800 | 2.04% | Q2 2014 | Aug 11, 2014 |
| CITY NATIONAL BANK | History | Added to | 275,369 | 4,189 | 0.04% | 0.02% | 11 | +149,918 | 119.5% | Q2 2014 | Jul 28, 2014 |
| Rhenman & Partners Asset Management AB | History | Added to | 205,000 | 3,118 | 0.93% | 0.78% | 12 | +3,157 | 1.56% | Q2 2014 | Jul 31, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 175,573 | 2,670 | 0.0% | 0.0% | 13 | +1,359 | 0.78% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 165,870 | 2,523 | 0.0% | 0.0% | 14 | -524 | -0.31% | Q2 2014 | Jul 30, 2014 |
| RidgeWorth Capital Management LLC | History | New | 91,271 | 1,388 | 0.01% | — | 15 | +91,271 | New | Q2 2014 | Jul 31, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Reduced | 85,652 | 1,303 | 0.19% | 0.19% | 16 | -13,426 | -13.55% | Q2 2014 | Jul 23, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 83,631 | 1,272 | 0.0% | 0.0% | 17 | -59,549 | -41.59% | Q2 2014 | Aug 11, 2014 |
| GAM Holding AG | History | Added to | 80,000 | 1,217 | 0.02% | 0.01% | 18 | +30,000 | 60.0% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | Added to | 68,400 | 1,040 | 0.0% | 0.0% | 19 | +2,600 | 3.95% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 58,607 | 891 | 0.0% | 0.0% | 20 | +280 | 0.48% | Q2 2014 | Aug 04, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 58,489 | 890 | 0.0% | 0.0% | 21 | -2,438 | -4.0% | Q2 2014 | Aug 06, 2014 |
| Quantitative Systematic Strategies LLC | History | Added to | 55,730 | 832 | 0.6% | 0.16% | 22 | +41,011 | 278.63% | Q2 2014 | Jul 14, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 52,310 | 796 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 51,115 | 777 | 0.01% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Added to | 49,329 | 750 | 0.0% | 0.0% | 25 | +873 | 1.8% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | No change | 42,743 | 650 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| WILLIAM HARRIS INVESTORS INC | History | No change | 42,391 | 645 | 0.18% | 0.16% | 27 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 41,970 | 638 | 0.0% | 0.0% | 28 | -828 | -1.93% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 37,708 | 574 | 0.0% | 15.54% | 29 | -4,912 | -11.53% | Q2 2014 | Aug 06, 2014 |
| OXFORD ASSET MANAGEMENT | History | New | 33,923 | 517 | 0.02% | — | 30 | +33,923 | New | Q2 2014 | Jul 16, 2014 |
| ProShare Advisors LLC | History | Reduced | 31,196 | 474 | 0.01% | 0.01% | 31 | -32,390 | -50.94% | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 23,927 | 364 | 0.0% | 0.03% | 32 | -239,850 | -90.93% | Q2 2014 | Jul 16, 2014 |
| LPL Financial LLC | History | Reduced | 19,044 | 290 | 0.0% | 0.0% | 33 | -716 | -3.62% | Q2 2014 | Aug 05, 2014 |
| Rathbone Brothers plc | History | No change | 16,400 | 249 | 0.02% | 0.02% | 34 | 0 | 0.0% | Q2 2014 | Jul 02, 2014 |
| DEERE & CO | History | Reduced | 14,567 | 222 | 0.01% | 0.03% | 35 | -29,040 | -66.59% | Q2 2014 | Aug 11, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | New | 13,205 | 201 | 0.0% | — | 36 | +13,205 | New | Q2 2014 | Jul 25, 2014 |
| BlackRock Group LTD | History | No change | 3,018 | 46 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,470 | 37 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 2,305 | 35 | 0.0% | 0.0% | 39 | -629 | -21.44% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 2,092 | 32 | 0.0% | 0.0% | 40 | +1,882 | 896.19% | Q2 2014 | Aug 08, 2014 |
| BlackRock Inc. | History | Reduced | 1,472 | 22 | 0.0% | 0.0% | 41 | -142 | -8.8% | Q2 2014 | Aug 06, 2014 |
| Financial Architects, Inc | History | New | 1,000 | 15 | 0.01% | — | 42 | +1,000 | New | Q2 2014 | Aug 06, 2014 |
| Quantbot Technologies LP | History | New | 900 | 13 | 0.0% | — | 43 | +900 | New | Q2 2014 | Jul 08, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 400 | 6 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Ledyard National Bank | History | Reduced | 180 | 3 | 0.0% | 0.0% | 45 | -167 | -48.13% | Q2 2014 | Jul 08, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 65 | 1 | 0.0% | 0.0% | 46 | -12 | -15.58% | Q2 2014 | Jul 22, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -7,019,774 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.03% | — | -4,584,694 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,304,593 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,085,748 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -2,049,401 | -100.0% | Q1 2014 | May 15, 2014 |
| KING LUTHER CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.21% | — | -2,027,552 | -100.0% | Q1 2014 | May 14, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -1,608,062 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -1,434,154 | -100.0% | Q1 2014 | May 14, 2014 |
| Tamarack Capital Management, LLC | History | Closed out | 0 | 0 | — | 4.58% | — | -1,425,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Arrowpoint Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.56% | — | -1,329,725 | -100.0% | Q1 2014 | May 15, 2014 |
| Essex Woodlands Health Ventures, Inc. | History | Closed out | 0 | 0 | — | 13.12% | — | -1,165,428 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,127,754 | -100.0% | Q1 2014 | May 15, 2014 |
| Polar Capital LLP | History | Closed out | 0 | 0 | — | 0.32% | — | -1,100,000 | -100.0% | Q1 2014 | May 07, 2014 |
| Cortina Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.45% | — | -960,926 | -100.0% | Q1 2014 | May 13, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.02% | — | -923,600 | -100.0% | Q1 2014 | May 15, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.05% | — | -899,750 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -899,587 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -838,167 | -100.0% | Q1 2014 | May 15, 2014 |
| Redmile Group, LLC | History | Closed out | 0 | 0 | — | 1.22% | — | -795,095 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -783,915 | -100.0% | Q1 2014 | May 15, 2014 |
| DEERFIELD MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.36% | — | -683,458 | -100.0% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -571,453 | -100.0% | Q1 2014 | May 12, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.11% | — | -551,323 | -100.0% | Q1 2014 | May 15, 2014 |
| CLEARBRIDGE, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -535,380 | -100.0% | Q1 2014 | May 15, 2014 |
| FIL Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -465,065 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -380,109 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -366,651 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.02% | — | -365,323 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -344,109 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -339,999 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -312,371 | -100.0% | Q1 2014 | May 14, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -303,538 | -100.0% | Q1 2014 | May 14, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -292,837 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -288,729 | -100.0% | Q1 2014 | May 28, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -244,033 | -100.0% | Q1 2014 | May 13, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -219,841 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -210,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Iguana Healthcare Management, LLC | History | Closed out | 0 | 0 | — | 1.15% | — | -192,500 | -100.0% | Q1 2014 | May 16, 2014 |
| WASHINGTON CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.84% | — | -179,697 | -100.0% | Q1 2014 | May 09, 2014 |
| NICHOLAS CO INC /WI | History | Closed out | 0 | 0 | — | 0.05% | — | -176,700 | -100.0% | Q1 2014 | May 12, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -173,100 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Elk Creek Partners, LLC | History | Closed out | 0 | 0 | — | 0.83% | — | -150,146 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -119,385 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -114,100 | -100.0% | Q1 2014 | May 08, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 0.06% | — | -113,249 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -91,773 | -100.0% | Q1 2014 | May 13, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -90,204 | -100.0% | Q1 2014 | May 14, 2014 |
| First Light Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.8% | — | -87,758 | -100.0% | Q1 2014 | May 15, 2014 |
| Platte River Capital LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -86,000 | -100.0% | Q1 2014 | May 09, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -85,916 | -100.0% | Q1 2014 | May 15, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -77,810 | -100.0% | Q1 2014 | May 08, 2014 |
| RAINIER INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -72,920 | -100.0% | Q1 2014 | May 15, 2014 |
| PERKINS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.46% | — | -51,100 | -100.0% | Q1 2014 | May 07, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -50,987 | -100.0% | Q1 2014 | May 05, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -47,930 | -100.0% | Q1 2014 | May 15, 2014 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -42,625 | -100.0% | Q1 2014 | May 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,630 | -100.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -35,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,350 | -100.0% | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,139 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -30,479 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,510 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,710 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,700 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -22,574 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -20,500 | -100.0% | Q1 2014 | May 13, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -19,950 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,834 | -100.0% | Q1 2014 | May 13, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,798 | -100.0% | Q1 2014 | May 23, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -18,654 | -100.0% | Q1 2014 | May 13, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -17,562 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,551 | -100.0% | Q1 2014 | May 14, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,490 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.0% | — | -11,730 | -100.0% | Q1 2014 | May 06, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -11,600 | -100.0% | Q1 2014 | May 15, 2014 |
| PIPER JAFFRAY & CO. | History | Closed out | 0 | 0 | — | 0.11% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -9,330 | -100.0% | Q1 2014 | May 07, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -7,049 | -100.0% | Q1 2014 | May 16, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,915 | -100.0% | Q1 2014 | May 15, 2014 |
| Grandeur Peak Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,750 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,602 | -100.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,438 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -637 | -100.0% | Q1 2014 | May 02, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -230 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -160 | -100.0% | Q1 2014 | Apr 24, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -102 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -77 | -100.0% | Q1 2014 | May 12, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q1 2014 | May 16, 2014 |