ENDOCYTE INC - 29269A102
Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB BIOTECH AG | History | No change | 2,463,522 | 16,235 | 0.77% | 3.02% | 1 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,399,074 | 9,220 | 0.0% | 0.01% | 2 | +100,506 | 7.74% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,032,244 | 6,803 | 0.0% | 0.0% | 3 | +19,060 | 1.88% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 423,577 | 2,791 | 0.0% | 0.0% | 4 | +2,589 | 0.61% | Q2 2014 | Aug 06, 2014 |
| RMB Capital Management, LLC | History | Added to | 194,200 | 1,280 | 0.08% | 0.29% | 5 | +15,000 | 8.37% | Q2 2014 | Aug 11, 2014 |
| BAILARD, INC. | History | No change | 111,000 | 731 | 0.11% | 0.42% | 6 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 107,595 | 709 | 0.0% | 0.0% | 7 | +23,363 | 27.74% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 88,024 | 581 | 0.0% | 0.0% | 8 | -544 | -0.61% | Q2 2014 | Jul 30, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | New | 78,650 | 518 | 0.33% | — | 9 | +78,650 | New | Q2 2014 | Aug 11, 2014 |
| CORTLAND ASSOCIATES INC/MO | History | Added to | 63,000 | 415 | 0.08% | 0.14% | 10 | +34,000 | 117.24% | Q2 2014 | Aug 01, 2014 |
| Numeric Investors LLC | History | New | 57,912 | 382 | 0.01% | — | 11 | +57,912 | New | Q2 2014 | Aug 11, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | New | 57,850 | 381 | 0.01% | — | 12 | +57,850 | New | Q2 2014 | Aug 11, 2014 |
| Rhenman & Partners Asset Management AB | History | Reduced | 49,297 | 325 | 0.1% | 0.49% | 13 | -19,491 | -28.33% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Added to | 44,536 | 293 | 0.0% | 0.0% | 14 | +12,094 | 37.28% | Q2 2014 | Aug 11, 2014 |
| ProShare Advisors LLC | History | Reduced | 43,262 | 285 | 0.0% | 0.02% | 16 | -15,247 | -26.06% | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 43,302 | 285 | 0.0% | 0.0% | 15 | +315 | 0.73% | Q2 2014 | Aug 07, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 40,536 | 267 | 0.04% | 0.12% | 17 | +11,896 | 41.54% | Q2 2014 | Aug 04, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 38,571 | 254 | 0.0% | 0.0% | 18 | -154,061 | -79.98% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 33,337 | 220 | 0.0% | 0.0% | 19 | +7,129 | 27.2% | Q2 2014 | Jul 31, 2014 |
| 1ST SOURCE BANK | History | New | 32,942 | 217 | 0.03% | — | 20 | +32,942 | New | Q2 2014 | Jul 25, 2014 |
| Swiss National Bank | History | No change | 31,600 | 208 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 31,225 | 206 | 0.0% | 0.0% | 22 | +3,851 | 14.07% | Q2 2014 | Aug 06, 2014 |
| Jacobus Wealth Management, Inc. | History | No change | 25,000 | 165 | 0.04% | 0.14% | 23 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 24,248 | 159 | 0.0% | 0.0% | 24 | +3,531 | 17.04% | Q2 2014 | Aug 08, 2014 |
| DekaBank Deutsche Girozentrale | History | Added to | 23,700 | 156 | 0.0% | 0.01% | 25 | +1,500 | 6.76% | Q2 2014 | Aug 08, 2014 |
| CHESLEY TAFT & ASSOCIATES LLC/IL | History | Reduced | 22,850 | 151 | 0.02% | 0.63% | 26 | -223,700 | -90.73% | Q2 2014 | Jul 17, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 22,146 | 146 | 0.0% | 14.49% | 27 | +626 | 2.91% | Q2 2014 | Aug 06, 2014 |
| Private Wealth Partners, LLC | History | New | 15,000 | 99 | 0.02% | — | 28 | +15,000 | New | Q2 2014 | Aug 05, 2014 |
| TFS CAPITAL LLC | History | New | 14,592 | 96 | 0.01% | — | 29 | +14,592 | New | Q2 2014 | Jul 21, 2014 |
| NORRIS PERNE & FRENCH LLP/MI | History | Added to | 14,116 | 93 | 0.02% | 0.06% | 30 | +300 | 2.17% | Q2 2014 | Jul 25, 2014 |
| BAXTER BROS INC | History | Added to | 13,650 | 90 | 0.04% | 0.15% | 31 | +150 | 1.11% | Q2 2014 | Jul 11, 2014 |
| Parametrica Management Ltd | History | New | 13,064 | 86 | 0.65% | — | 32 | +13,064 | New | Q2 2014 | Jul 08, 2014 |
| Berson & Corrado Investment Advisors, LLC | History | Reduced | 10,775 | 71 | 0.03% | 0.18% | 33 | -4,900 | -31.26% | Q2 2014 | Jul 21, 2014 |
| LPL Financial LLC | History | Reduced | 10,590 | 70 | 0.0% | 0.0% | 34 | -335 | -3.07% | Q2 2014 | Aug 05, 2014 |
| Quantbot Technologies LP | History | Added to | 4,705 | 31 | 0.0% | 0.01% | 35 | +2,905 | 161.39% | Q2 2014 | Jul 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,163 | 21 | 0.0% | — | 36 | +3,163 | New | Q2 2014 | Jul 31, 2014 |
| Edge Wealth Management LLC | History | New | 1,500 | 10 | 0.0% | — | 37 | +1,500 | New | Q2 2014 | Jul 25, 2014 |
| BlackRock Inc. | History | Added to | 1,051 | 7 | 0.0% | 0.0% | 39 | +226 | 27.39% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,087 | 7 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 300 | 2 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 175 | 1 | 0.0% | 0.02% | 43 | -79,025 | -99.78% | Q2 2014 | Jul 30, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | New | 100 | 1 | 0.0% | — | 42 | +100 | New | Q2 2014 | Jul 18, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 110 | 1 | 0.0% | 0.0% | 41 | -9 | -7.56% | Q2 2014 | Aug 08, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,098,292 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.48% | — | -1,035,733 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -795,785 | -100.0% | Q1 2014 | May 14, 2014 |
| ORACLE INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.82% | — | -670,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -619,559 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -507,415 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -474,080 | -100.0% | Q1 2014 | May 15, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -470,800 | -100.0% | Q1 2014 | May 15, 2014 |
| TANG CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 5.38% | — | -465,763 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -435,060 | -100.0% | Q1 2014 | May 23, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.09% | — | -435,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -407,867 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -370,837 | -100.0% | Q1 2014 | May 15, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | Closed out | 0 | 0 | — | 1.13% | — | -274,010 | -100.0% | Q1 2014 | Jun 06, 2014 |
| HIGHLAND CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.26% | — | -268,637 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -254,929 | -100.0% | Q1 2014 | May 15, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.18% | — | -239,007 | -100.0% | Q1 2014 | May 05, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -204,153 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -175,979 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -175,609 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -165,407 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -130,580 | -100.0% | Q1 2014 | May 15, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -127,725 | -100.0% | Q1 2014 | Aug 11, 2014 |
| Laurion Capital Management LP | History | Closed out | 0 | 0 | — | 0.11% | — | -121,000 | -100.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -117,403 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -112,556 | -100.0% | Q1 2014 | May 13, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -112,307 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -111,525 | -100.0% | Q1 2014 | May 05, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -102,994 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -101,885 | -100.0% | Q1 2014 | May 15, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.03% | — | -101,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -99,098 | -100.0% | Q1 2014 | May 15, 2014 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.36% | — | -98,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -94,687 | -100.0% | Q1 2014 | May 28, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -77,800 | -100.0% | Q1 2014 | May 16, 2014 |
| Iguana Healthcare Management, LLC | History | Closed out | 0 | 0 | — | 0.83% | — | -75,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -63,605 | -100.0% | Q1 2014 | May 14, 2014 |
| MARXE AUSTIN W & GREENHOUSE DAVID M | History | Closed out | 0 | 0 | — | 0.16% | — | -61,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.02% | — | -57,083 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -56,827 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -55,449 | -100.0% | Q1 2014 | May 08, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.05% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,096 | -100.0% | Q1 2014 | May 13, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -43,136 | -100.0% | Q1 2014 | Apr 15, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -41,352 | -100.0% | Q1 2014 | May 16, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -38,222 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -36,645 | -100.0% | Q1 2014 | May 15, 2014 |
| Ballentine Partners, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -35,732 | -100.0% | Q1 2014 | May 05, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.02% | — | -31,300 | -100.0% | Q1 2014 | May 09, 2014 |
| Nicholas Investment Partners, LP | History | Closed out | 0 | 0 | — | 0.06% | — | -30,000 | -100.0% | Q1 2014 | May 08, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -29,667 | -100.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,907 | -100.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -27,545 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,980 | -100.0% | Q1 2014 | May 05, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -23,512 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,228 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,200 | -100.0% | Q1 2014 | May 15, 2014 |
| LMR Partners LLP | History | Closed out | 0 | 0 | — | 0.07% | — | -22,450 | -100.0% | Q1 2014 | Apr 25, 2014 |
| STONEBRIDGE CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.21% | — | -21,650 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.44% | — | -21,317 | -100.0% | Q1 2014 | Jun 02, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -21,292 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -20,317 | -100.0% | Q1 2014 | May 13, 2014 |
| DRW Securities, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -20,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -18,300 | -100.0% | Q1 2014 | May 13, 2014 |
| Private Advisor Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -17,390 | -100.0% | Q1 2014 | May 15, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -16,335 | -100.0% | Q1 2014 | May 14, 2014 |
| GAM Holding AG | History | Closed out | 0 | 0 | — | 0.01% | — | -15,886 | -100.0% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -15,501 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,020 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,660 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -11,661 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,317 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,864 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.04% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -8,728 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,466 | -100.0% | Q1 2014 | May 13, 2014 |
| Kessler Investment Group, LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -8,331 | -100.0% | Q1 2014 | Apr 10, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.1% | — | -8,315 | -100.0% | Q1 2014 | May 15, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -7,900 | -100.0% | Q1 2014 | May 09, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,659 | -100.0% | Q1 2014 | May 02, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,853 | -100.0% | Q1 2014 | May 15, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.03% | — | -1,600 | -100.0% | Q1 2014 | Jun 18, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,327 | -100.0% | Q1 2014 | May 15, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -993 | -100.0% | Q1 2014 | May 12, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.0% | — | -943 | -100.0% | Q1 2014 | Jun 18, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 15, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -500 | -100.0% | Q1 2014 | May 23, 2014 |
| Regal Investment Advisors LLC | History | No change | 60 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |