EXELIS INC COM - 30162A108

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
VANGUARD GROUP INC History Reduced 10,840,491 184,071 0.01% 0.02% 1 -896,331 -7.64% Q2 2014 Aug 11, 2014
BlackRock Institutional Trust Company, N.A. History Reduced 8,779,612 149,078 0.02% 0.03% 2 -725,545 -7.63% Q2 2014 Aug 06, 2014
AJO, LP History Reduced 6,566,450 111,498 0.48% 0.96% 3 -4,961,580 -43.04% Q2 2014 Aug 06, 2014
BlackRock Fund Advisors History Added to 6,147,843 104,390 0.03% 0.03% 4 +612,670 11.07% Q2 2014 Aug 06, 2014
LSV ASSET MANAGEMENT History Added to 4,580,205 77,771 0.17% 0.2% 5 +135,700 3.05% Q2 2014 Aug 06, 2014
AMERICAN CENTURY COMPANIES INC History New 3,404,512 57,809 0.07% — 6 +3,404,512 New Q2 2014 Aug 04, 2014
ACADIAN ASSET MANAGEMENT LLC History Reduced 3,171,630 53,854 0.26% 0.61% 7 -2,962,178 -48.29% Q2 2014 Jul 21, 2014
DIMENSIONAL FUND ADVISORS LP History Added to 2,567,117 43,589 0.03% 0.03% 8 +157,307 6.53% Q2 2014 Aug 08, 2014
SCOUT INVESTMENTS, INC. History Added to 2,493,839 42,345 0.49% 0.54% 9 +24,669 1.0% Q2 2014 Aug 04, 2014
CAMBIAR INVESTORS LLC History Added to 2,465,804 41,869 0.59% 0.6% 10 +331,074 15.51% Q2 2014 Aug 01, 2014
THOMPSON SIEGEL & WALMSLEY LLC History Added to 2,013,210 34,185 0.67% 0.38% 11 +1,120,628 125.55% Q2 2014 Aug 12, 2014
GAMCO INVESTORS, INC. ET AL History Added to 2,009,792 34,126 0.18% 0.17% 12 +353,628 21.35% Q2 2014 Aug 06, 2014
GABELLI FUNDS LLC History Added to 1,902,600 32,306 0.16% 0.15% 13 +412,000 27.64% Q2 2014 Aug 06, 2014
FIRST TRUST ADVISORS LP History Added to 1,159,718 19,692 0.08% 0.06% 14 +500,337 75.88% Q2 2014 Aug 11, 2014
NEW YORK STATE COMMON RETIREMENT FUND History Reduced 1,158,865 19,678 0.03% 0.04% 15 -361,040 -23.75% Q2 2014 Aug 05, 2014
Nationwide Fund Advisors History Added to 977,925 16,605 0.07% 0.06% 16 +241,869 32.86% Q2 2014 Aug 11, 2014
BlackRock Group LTD History Reduced 972,850 16,519 0.01% 0.02% 17 -335,019 -25.62% Q2 2014 Aug 06, 2014
BlackRock Inc. History Reduced 756,093 12,837 0.02% 0.02% 18 -11,965 -1.56% Q2 2014 Aug 06, 2014
Numeric Investors LLC History Reduced 751,187 12,755 0.19% 0.7% 19 -1,428,795 -65.54% Q2 2014 Aug 11, 2014
FOUNDATION RESOURCE MANAGEMENT INC History Reduced 740,034 12,566 1.53% 1.81% 20 -5,450 -0.73% Q2 2014 Jul 17, 2014
BOSTON ADVISORS LLC History Added to 589,348 10,007 0.43% 0.49% 21 +7,619 1.31% Q2 2014 Jul 23, 2014
BlackRock Investment Management, LLC History Reduced 548,040 9,306 0.01% 0.02% 22 -7,814 -1.41% Q2 2014 Aug 06, 2014
OMERS ADMINISTRATION Corp History Added to 474,800 8,062 0.26% 0.26% 23 +57,600 13.81% Q2 2014 Aug 11, 2014
NEW YORK STATE TEACHERS RETIREMENT SYSTEM History Reduced 474,343 8,054 0.02% 0.02% 24 -11,900 -2.45% Q2 2014 Aug 04, 2014
SCHWAB CHARLES INVESTMENT MANAGEMENT INC History Reduced 432,687 7,348 0.01% 0.02% 25 -26,433 -5.76% Q2 2014 Jul 30, 2014
BlackRock Japan Co. Ltd History Reduced 430,877 7,316 0.03% 0.04% 26 -77,306 -15.21% Q2 2014 Aug 06, 2014
CAPITAL FUND MANAGEMENT S.A. History Added to 429,064 7,286 0.08% 0.05% 27 +216,644 101.99% Q2 2014 Aug 01, 2014
AMERICAN INTERNATIONAL GROUP INC History Reduced 381,605 6,479 0.03% 0.03% 28 -9,091 -2.33% Q2 2014 Aug 08, 2014
STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM History Reduced 335,265 5,693 0.02% 0.02% 29 -895 -0.27% Q2 2014 Aug 07, 2014
CREDIT SUISSE AG/ History Added to 324,128 5,503 0.0% 0.0% 30 +74,805 30.0% Q2 2014 Aug 11, 2014
AMG National Trust Bank History No change 278,686 4,732 0.48% 0.57% 31 0 0.0% Q2 2014 Aug 08, 2014
BABSON CAPITAL MANAGEMENT LLC History Added to 275,100 4,671 0.14% 0.15% 32 +19,200 7.5% Q2 2014 Aug 08, 2014
CAPITAL ONE, NATIONAL ASSOCIATION History Added to 270,989 4,602 0.43% 0.49% 33 +6,083 2.3% Q2 2014 Jul 25, 2014
RHUMBLINE ADVISERS History Reduced 258,404 4,388 0.01% 0.02% 34 -23,785 -8.43% Q2 2014 Aug 06, 2014
MASON STREET ADVISORS, LLC History Added to 231,036 3,923 0.03% 0.01% 35 +155,581 206.19% Q2 2014 Aug 05, 2014
Swiss National Bank History No change 217,600 3,695 0.01% 0.02% 36 0 0.0% Q2 2014 Aug 06, 2014
TEXAS PERMANENT SCHOOL FUND History Added to 191,645 3,254 0.03% 0.04% 37 +350 0.18% Q2 2014 Jul 21, 2014
WESTPAC BANKING CORP History Added to 167,500 2,844 0.03% 0.02% 38 +52,600 45.78% Q2 2014 Aug 11, 2014
APG Asset Management N.V. History No change 166,737 2,831 0.01% 0.01% 39 0 0.0% Q2 2014 Aug 11, 2014
METROPOLITAN LIFE INSURANCE CO/NY History Added to 158,710 2,695 0.02% 0.02% 40 +490 0.31% Q2 2014 Jul 31, 2014
Winton Capital Group Ltd History New 140,296 2,382 0.02% — 41 +140,296 New Q2 2014 Aug 05, 2014
Arizona State Retirement System History Added to 131,500 2,232 0.03% 0.03% 42 +7,000 5.62% Q2 2014 Aug 07, 2014
DUPONT CAPITAL MANAGEMENT Corp History No change 129,378 2,197 0.04% 0.04% 43 0 0.0% Q2 2014 Aug 11, 2014
MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC History Added to 117,224 1,990 0.05% 0.05% 44 +357 0.31% Q2 2014 Aug 07, 2014
American Money Management, LLC History Added to 116,418 1,977 1.62% 0.19% 45 +104,523 878.71% Q2 2014 Aug 07, 2014
FEDERATED INVESTORS INC /PA/ History Reduced 116,048 1,970 0.01% 0.01% 46 -54,449 -31.94% Q2 2014 Aug 07, 2014
PNC FINANCIAL SERVICES GROUP, INC. History Reduced 113,839 1,933 0.0% 0.0% 47 -8,186 -6.71% Q2 2014 Aug 08, 2014
DENALI ADVISORS LLC History No change 112,300 1,907 0.52% 0.62% 48 0 0.0% Q2 2014 Jul 16, 2014
Breton Hill Capital Ltd. History New 103,500 1,757 0.45% — 49 +103,500 New Q2 2014 Aug 01, 2014
SHELL ASSET MANAGEMENT CO History Reduced 91,367 1,551 0.02% 0.03% 50 -1,062 -1.15% Q2 2014 Aug 08, 2014
STATE TREASURER STATE OF MICHIGAN History Added to 89,300 1,516 0.01% 0.01% 51 +100 0.11% Q2 2014 Aug 06, 2014
ProShare Advisors LLC History Added to 87,418 1,484 0.02% 0.0% 52 +67,564 340.3% Q2 2014 Aug 08, 2014
COMMONWEALTH BANK OF AUSTRALIA History Reduced 84,936 1,443 0.01% 0.08% 53 -598,840 -87.58% Q2 2014 Aug 11, 2014
Neuberger Berman Group LLC History New 71,938 1,222 0.0% — 54 +71,938 New Q2 2014 Aug 05, 2014
Zebra Capital Management LLC History Added to 70,956 1,205 0.46% 0.16% 55 +50,573 248.11% Q2 2014 Jul 30, 2014
EAM Investors, LLC History Added to 67,176 1,141 0.22% 0.22% 56 +4,019 6.36% Q2 2014 Aug 11, 2014
MENTA CAPITAL LLC History Added to 62,744 1,065 0.2% 0.14% 57 +38,800 162.04% Q2 2014 Aug 05, 2014
GLOBEFLEX CAPITAL L P History No change 62,520 1,061 0.12% 0.14% 58 0 0.0% Q2 2014 Jul 18, 2014
JENNISON ASSOCIATES LLC History Reduced 56,905 966 0.0% 0.0% 59 -3 -0.01% Q2 2014 Aug 08, 2014
BB&T CORP History Added to 55,654 945 0.03% 0.03% 60 +582 1.06% Q2 2014 Jul 21, 2014
Aperio Group, LLC History Added to 55,255 938 0.01% 0.01% 61 +1,241 2.3% Q2 2014 Jul 23, 2014
PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO History Reduced 54,997 934 0.01% 0.01% 62 -5,469 -9.04% Q2 2014 Jul 16, 2014
GENERAL MOTORS INVESTMENT MANAGEMENT CORP History Added to 53,264 904 0.07% 0.07% 63 +9,179 20.82% Q2 2014 Aug 08, 2014
Ancora Advisors, LLC History New 52,600 893 0.12% — 64 +52,600 New Q2 2014 Jul 31, 2014
Municipal Employees' Retirement System of Michigan History No change 52,000 888 0.07% 0.08% 65 0 0.0% Q2 2014 Aug 04, 2014
Louisiana State Employees Retirement System History Added to 51,000 866 0.04% 0.05% 66 +100 0.2% Q2 2014 Jul 30, 2014
TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY History Reduced 48,700 827 0.01% 0.01% 67 -2,700 -5.25% Q2 2014 Jul 18, 2014
SEI TRUST CO History Added to 44,194 750 0.01% 0.01% 68 +7,259 19.65% Q2 2014 Jul 22, 2014
KORNITZER CAPITAL MANAGEMENT INC /KS History Reduced 43,345 736 0.01% 0.01% 69 -21,650 -33.31% Q2 2014 Jul 30, 2014
Commonwealth Equity Services, Inc History Reduced 41,868 711 0.01% 0.01% 70 -644 -1.51% Q2 2014 Jul 23, 2014
CADENCE CAPITAL MANAGEMENT LLC History New 40,997 696 0.03% — 71 +40,997 New Q2 2014 Jul 23, 2014
NISA INVESTMENT ADVISORS L L C History Added to 39,100 664 0.01% 0.01% 72 +15,000 62.24% Q2 2014 Jul 29, 2014
Quantbot Technologies LP History Reduced 36,575 621 0.1% 0.2% 73 -7,754 -17.49% Q2 2014 Jul 08, 2014
PROFUND ADVISORS LLC History Added to 33,613 571 0.03% 0.02% 74 +5,018 17.55% Q2 2014 Aug 08, 2014
Utah Retirement Systems History Reduced 32,779 557 0.02% 0.02% 75 -900 -2.67% Q2 2014 Aug 08, 2014
Cipher Capital LP History Reduced 30,849 524 0.17% 0.28% 76 -2,475 -7.43% Q2 2014 Aug 11, 2014
BLACKROCK ADVISORS LLC History Reduced 29,729 505 0.0% 16.25% 77 -441 -1.46% Q2 2014 Aug 06, 2014
Airain ltd History New 29,340 498 0.04% — 78 +29,340 New Q2 2014 Aug 05, 2014
TOCQUEVILLE ASSET MANAGEMENT L.P. History Reduced 28,774 489 0.0% 0.05% 79 -152,858 -84.16% Q2 2014 Jul 30, 2014
ALPHA WINDWARD LLC History Added to 27,330 464 0.31% 0.31% 80 +3,941 16.85% Q2 2014 Jul 16, 2014
ADVANTUS CAPITAL MANAGEMENT INC History Reduced 26,559 450 0.02% 0.02% 81 -793 -2.9% Q2 2014 Aug 01, 2014
NORDEA INVESTMENT MANAGEMENT AB History Added to 24,520 416 0.0% 0.0% 82 +23,120 1651.43% Q2 2014 Jul 22, 2014
RidgeWorth Capital Management LLC History New 23,333 396 0.0% — 83 +23,333 New Q2 2014 Jul 31, 2014
MEYER HANDELMAN CO History Reduced 23,000 391 0.02% 0.02% 84 -1,000 -4.17% Q2 2014 Jul 31, 2014
SHELTON CAPITAL MANAGEMENT History No change 20,612 350 0.05% 0.06% 85 0 0.0% Q2 2014 Jul 25, 2014
World Asset Management Inc History Reduced 20,500 348 0.01% 0.01% 86 -1,029 -4.78% Q2 2014 Jul 28, 2014
ClariVest Asset Management LLC History Reduced 20,425 347 0.01% 0.1% 87 -103,210 -83.48% Q2 2014 Aug 11, 2014
PALLADIUM PARTNERS LLC History Reduced 19,693 334 0.03% 0.04% 88 -2,440 -11.02% Q2 2014 Aug 01, 2014
WRIGHT INVESTORS SERVICE INC History Reduced 18,605 316 0.14% 0.16% 89 -8 -0.04% Q2 2014 Jul 22, 2014
CAPSTONE ASSET MANAGEMENT CO History Reduced 17,855 303 0.01% 0.01% 90 -4,062 -18.53% Q2 2014 Jul 11, 2014
GSA CAPITAL PARTNERS LLP History Reduced 17,087 290 0.01% 0.09% 91 -47,393 -73.5% Q2 2014 Aug 08, 2014
CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. History Reduced 16,186 274 0.0% 0.07% 92 -306,463 -94.98% Q2 2014 Aug 11, 2014
Baker Ellis Asset Management LLC History Reduced 15,873 270 0.09% 0.14% 93 -5,985 -27.38% Q2 2014 Aug 01, 2014
KBC Group NV History New 15,493 263 0.0% — 94 +15,493 New Q2 2014 Aug 01, 2014
GAM Holding AG History Added to 14,000 238 0.0% 0.0% 95 +10,000 250.0% Q2 2014 Aug 11, 2014
HUNTINGTON NATIONAL BANK History Reduced 13,831 235 0.0% 0.01% 96 -1,233 -8.19% Q2 2014 Jul 25, 2014
Portland Global Advisors LLC History Reduced 13,595 231 0.12% 0.15% 97 -200 -1.45% Q2 2014 Jul 25, 2014
Capital Investment Counsel, Inc History No change 11,810 201 0.09% 0.1% 98 0 0.0% Q2 2014 Aug 07, 2014
GREAT WEST LIFE ASSURANCE CO /CAN/ History No change 11,542 195 0.0% 0.0% 99 0 0.0% Q2 2014 Aug 06, 2014
LPL Financial LLC History Reduced 11,306 192 0.0% 0.0% 100 -183 -1.59% Q2 2014 Aug 05, 2014
MU Investments Co., Ltd. History Reduced 11,000 186 0.09% 0.1% 101 -1,100 -9.09% Q2 2014 Jul 23, 2014
Stone Toro Investment Advisers, LP History Added to 10,500 178 0.51% 0.27% 102 +500 5.0% Q2 2014 Jul 28, 2014
Private Advisor Group, LLC History New 10,281 175 0.02% — 103 +10,281 New Q2 2014 Aug 08, 2014
OAKBROOK INVESTMENTS LLC History Reduced 10,225 174 0.01% 0.01% 104 -500 -4.66% Q2 2014 Jul 17, 2014
FIRST MERCANTILE TRUST CO History Reduced 8,011 136 0.01% 0.01% 105 -69 -0.85% Q2 2014 Jul 22, 2014
TEACHER RETIREMENT SYSTEM OF TEXAS History Reduced 6,790 115 0.0% 0.0% 106 -198 -2.83% Q2 2014 Aug 05, 2014
DUNCKER STREETT & CO INC History Added to 5,534 94 0.03% 0.04% 107 +3 0.05% Q2 2014 Jul 23, 2014
HIGH POINT BANK & TRUST CO History No change 5,378 91 0.03% 0.03% 108 0 0.0% Q2 2014 Aug 04, 2014
BOSTON PRIVATE BANK & TRUST CO History Reduced 5,320 90 0.0% 0.01% 109 -815 -13.28% Q2 2014 Jul 15, 2014
First Eagle Investment Management, LLC History No change 5,000 85 0.0% 0.0% 110 0 0.0% Q2 2014 Aug 08, 2014
Ledyard National Bank History No change 4,000 68 0.01% 0.01% 111 0 0.0% Q2 2014 Jul 08, 2014
FTB Advisors, Inc. History Added to 3,709 62 0.01% 0.01% 112 +1,732 87.61% Q2 2014 Aug 07, 2014
PICTET ASSET MANAGEMENT LTD History No change 3,500 59 0.0% 0.0% 113 0 0.0% Q2 2014 Jul 31, 2014
DELTA ASSET MANAGEMENT LLC/TN History No change 3,200 54 0.01% 0.01% 114 0 0.0% Q2 2014 Jul 22, 2014
Hirtle Callaghan & Co LLC History No change 3,051 52 0.01% 0.01% 115 0 0.0% Q2 2014 Jul 18, 2014
Stevens First Principles Investment Advisors History Added to 2,955 50 0.03% 0.01% 116 +1,740 143.21% Q2 2014 Aug 07, 2014
UNITED FIRE GROUP INC History No change 2,500 42 0.02% 0.02% 117 0 0.0% Q2 2014 Aug 07, 2014
TOMPKINS FINANCIAL CORP History No change 1,500 25 0.01% 0.01% 118 0 0.0% Q2 2014 Jul 11, 2014
EDELMAN FINANCIAL GROUP INC. History No change 1,480 25 0.0% 0.0% 119 0 0.0% Q2 2014 Aug 08, 2014
West Oak Capital, LLC History No change 1,500 25 0.02% 0.02% 120 0 0.0% Q2 2014 Jul 03, 2014
PEOPLES FINANCIAL SERVICES CORP. History No change 1,423 24 0.02% 0.02% 121 0 0.0% Q2 2014 Jul 15, 2014
Weaver C. Barksdale & Associates, Inc. History Added to 1,199 20 0.02% 0.02% 122 +170 16.52% Q2 2014 Jul 11, 2014
ROCKEFELLER FINANCIAL SERVICES INC History New 1,111 19 0.0% — 123 +1,111 New Q2 2014 Jul 25, 2014
BRAVE ASSET MANAGEMENT INC History No change 1,000 17 0.01% 0.02% 124 0 0.0% Q2 2014 Aug 11, 2014
FARMERS & MERCHANTS INVESTMENTS INC History Reduced 890 15 0.0% 0.0% 125 -890 -50.0% Q2 2014 Jul 16, 2014
QCI ASSET MANAGEMENT INC/NY History No change 700 12 0.0% 0.0% 126 0 0.0% Q2 2014 Aug 05, 2014
CENTRAL TRUST & INVESTMENT CO History No change 675 11 0.0% 0.0% 127 0 0.0% Q2 2014 Jul 09, 2014
Estabrook Capital Management History No change 700 11 0.0% 0.0% 128 0 0.0% Q2 2014 Aug 11, 2014
ENTERPRISE FINANCIAL SERVICES CORP History Reduced 610 10 0.01% 0.01% 129 -45 -6.87% Q2 2014 Jul 24, 2014
DAVIDSON D A & CO History Added to 553 9 0.0% 0.0% 130 +32 6.14% Q2 2014 Jul 29, 2014
SMITHFIELD TRUST CO History No change 400 7 0.0% 0.0% 131 0 0.0% Q2 2014 Jul 16, 2014
Sandy Spring Bank History No change 428 7 0.0% 0.0% 132 0 0.0% Q2 2014 Aug 06, 2014
TRUST CO OF VERMONT History No change 366 6 0.0% 0.0% 133 0 0.0% Q2 2014 Jul 16, 2014
Wunderlich Securities, Inc. History No change 300 5 0.0% 0.0% 134 0 0.0% Q2 2014 Jul 17, 2014
Financial Architects, Inc History New 200 3 0.0% — 138 +200 New Q2 2014 Aug 06, 2014
CITY HOLDING CO History No change 150 3 0.0% 0.0% 135 0 0.0% Q2 2014 Aug 06, 2014
WHITTIER TRUST CO History No change 200 3 0.0% 0.0% 136 0 0.0% Q2 2014 Aug 04, 2014
MYCIO WEALTH PARTNERS, LLC History No change 200 3 0.0% 0.0% 137 0 0.0% Q2 2014 Aug 11, 2014
Carroll Financial Associates, Inc. History No change 200 3 0.0% 0.0% 139 0 0.0% Q2 2014 Aug 08, 2014
TCI Wealth Advisors, Inc. History No change 167 3 0.0% 0.0% 140 0 0.0% Q2 2014 Aug 11, 2014
Winslow, Evans & Crocker, Inc. History No change 208 3 0.0% 0.0% 141 0 0.0% Q2 2014 Jul 16, 2014
Plante Moran Financial Advisors, LLC History New 103 2 0.0% — 145 +103 New Q2 2014 Jul 28, 2014
WASHINGTON TRUST BANK History New 100 2 0.0% — 142 +100 New Q2 2014 Aug 08, 2014
PRIVATE TRUST CO NA History No change 115 2 0.0% 0.0% 143 0 0.0% Q2 2014 Jul 22, 2014
MetLife Securities, Inc History No change 120 2 0.0% 0.0% 144 0 0.0% Q2 2014 Aug 04, 2014
Capital Advisors, Ltd. LLC History No change 109 2 0.0% 0.0% 146 0 0.0% Q2 2014 Jul 25, 2014
Vantage Investment Advisors, LLC History No change 100 2 0.0% 0.0% 147 0 0.0% Q2 2014 Jul 25, 2014
Concept Capital Markets, LLC History Added to 76 1 0.0% 0.0% 148 +1 1.33% Q2 2014 Aug 08, 2014
JNBA Financial Advisors History No change 33 1 0.0% 0.0% 149 0 0.0% Q2 2014 Jul 24, 2014
CRAMER ROSENTHAL MCGLYNN LLC History Closed out 0 0 — 1.47% — -10,136,675 -100.0% Q1 2014 May 14, 2014
STATE STREET CORP History Closed out 0 0 — 0.01% — -5,674,074 -100.0% Q1 2014 May 15, 2014
SHAPIRO CAPITAL MANAGEMENT LLC History Closed out 0 0 — 2.52% — -4,995,176 -100.0% Q1 2014 May 12, 2014
RUSSELL FRANK CO/ History Closed out 0 0 — 0.09% — -2,848,382 -100.0% Q1 2014 May 16, 2014
SCHRODER INVESTMENT MANAGEMENT GROUP History Closed out 0 0 — 0.06% — -2,637,062 -100.0% Q1 2014 May 15, 2014
Bank of New York Mellon Corp History Closed out 0 0 — 0.01% — -2,446,030 -100.0% Q1 2014 May 14, 2014
FMR LLC History Closed out 0 0 — 0.01% — -2,380,336 -100.0% Q1 2014 May 15, 2014
GUGGENHEIM CAPITAL LLC History Closed out 0 0 — 0.11% — -2,117,557 -100.0% Q1 2014 May 16, 2014
NORTHERN TRUST CORP History Closed out 0 0 — 0.01% — -1,843,285 -100.0% Q1 2014 May 14, 2014
MORGAN STANLEY History Closed out 0 0 — 0.01% — -1,581,590 -100.0% Q1 2014 May 13, 2014
BANK OF MONTREAL /CAN/ History Closed out 0 0 — 0.04% — -1,572,940 -100.0% Q1 2014 May 15, 2014
D. E. Shaw & Co., Inc. History Closed out 0 0 — 0.04% — -1,523,068 -100.0% Q1 2014 May 15, 2014
TIAA CREF INVESTMENT MANAGEMENT LLC History Closed out 0 0 — 0.02% — -1,323,651 -100.0% Q1 2014 May 13, 2014
KNIGHTSBRIDGE ASSET MANAGEMENT, LLC History Closed out 0 0 — 5.94% — -1,134,211 -100.0% Q1 2014 May 14, 2014
PANAGORA ASSET MANAGEMENT INC History Closed out 0 0 — 0.1% — -1,096,077 -100.0% Q1 2014 May 15, 2014
GEODE CAPITAL MANAGEMENT, LLC History Closed out 0 0 — 0.01% — -1,047,183 -100.0% Q1 2014 May 14, 2014
TEACHERS ADVISORS INC History Closed out 0 0 — 0.04% — -1,003,405 -100.0% Q1 2014 May 13, 2014
PARAMETRIC PORTFOLIO ASSOCIATES LLC History Closed out 0 0 — 0.04% — -987,868 -100.0% Q1 2014 May 13, 2014
RENAISSANCE TECHNOLOGIES LLC History Closed out 0 0 — 0.04% — -960,300 -100.0% Q1 2014 May 14, 2014
JPMORGAN CHASE & CO History Closed out 0 0 — 0.0% — -906,136 -100.0% Q1 2014 May 15, 2014
TWO SIGMA ADVISERS, LLC History Closed out 0 0 — 0.15% — -865,137 -100.0% Q1 2014 May 15, 2014
CITADEL ADVISORS LLC History Closed out 0 0 — 23.59% — -861,623 -100.0% Q1 2014 Aug 08, 2014
MASSACHUSETTS FINANCIAL SERVICES CO /MA/ History Closed out 0 0 — 0.01% — -847,846 -100.0% Q1 2014 May 13, 2014
REINHART PARTNERS, INC. History Closed out 0 0 — 1.17% — -821,089 -100.0% Q1 2014 May 06, 2014
PENN CAPITAL MANAGEMENT CO INC History Closed out 0 0 — 0.57% — -788,632 -100.0% Q1 2014 May 15, 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History Closed out 0 0 — 0.02% — -784,215 -100.0% Q1 2014 Apr 18, 2014
Brandywine Global Investment Management, LLC History Closed out 0 0 — 0.13% — -769,560 -100.0% Q1 2014 May 15, 2014
ADAGE CAPITAL PARTNERS GP LLC History Closed out 0 0 — 0.04% — -763,042 -100.0% Q1 2014 May 15, 2014
TWO SIGMA INVESTMENTS LLC History Closed out 0 0 — 0.07% — -733,252 -100.0% Q1 2014 May 15, 2014
MILLENNIUM MANAGEMENT LLC History Closed out 0 0 — 0.04% — -666,397 -100.0% Q1 2014 May 15, 2014
AQR CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.03% — -606,412 -100.0% Q1 2014 May 15, 2014
JACOBS LEVY EQUITY MANAGEMENT, INC History Closed out 0 0 — 0.19% — -598,613 -100.0% Q1 2014 May 15, 2014
PRINCIPAL FINANCIAL GROUP INC History Closed out 0 0 — 0.02% — -595,040 -100.0% Q1 2014 May 13, 2014
DEUTSCHE BANK AG\ History Closed out 0 0 — 0.01% — -591,807 -100.0% Q1 2014 May 15, 2014
GOLDMAN SACHS GROUP INC History Closed out 0 0 — 0.0% — -561,235 -100.0% Q1 2014 May 15, 2014
AMERIPRISE FINANCIAL INC History Closed out 0 0 — 0.01% — -548,334 -100.0% Q1 2014 May 14, 2014
O'SHAUGHNESSY ASSET MANAGEMENT, LLC History Closed out 0 0 — 0.2% — -539,265 -100.0% Q1 2014 May 15, 2014
UNITED SERVICES AUTOMOBILE ASSOCIATION History Closed out 0 0 — 0.04% — -521,744 -100.0% Q1 2014 May 22, 2014
STATE OF WISCONSIN INVESTMENT BOARD History Closed out 0 0 — 0.04% — -483,683 -100.0% Q1 2014 May 14, 2014
JANUS CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.01% — -478,000 -100.0% Q1 2014 May 15, 2014
ZACKS INVESTMENT MANAGEMENT History Closed out 0 0 — 0.31% — -435,838 -100.0% Q1 2014 May 13, 2014
I.G. INVESTMENT MANAGEMENT, LTD. History Closed out 0 0 — 0.03% — -435,100 -100.0% Q1 2014 May 15, 2014
SAC Capital Advisors LP History Closed out 0 0 — 0.04% — -429,245 -100.0% Q1 2014 May 15, 2014
Breithorn Capital Management History Closed out 0 0 — 3.85% — -380,580 -100.0% Q1 2014 May 15, 2014
MARTINGALE ASSET MANAGEMENT L P History Closed out 0 0 — 0.23% — -361,313 -100.0% Q1 2014 May 14, 2014
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE History Closed out 0 0 — 0.29% — -357,052 -100.0% Q1 2014 May 13, 2014
PRUDENTIAL FINANCIAL INC History Closed out 0 0 — 0.01% — -351,619 -100.0% Q1 2014 May 14, 2014
CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM History Closed out 0 0 — 0.02% — -342,260 -100.0% Q1 2014 May 08, 2014
WELLS FARGO & COMPANY/MN History Closed out 0 0 — 0.0% — -335,883 -100.0% Q1 2014 May 15, 2014
ALLIANCEBERNSTEIN L.P. History Closed out 0 0 — 0.01% — -335,752 -100.0% Q1 2014 May 13, 2014
BANK OF AMERICA CORP /DE/ History Closed out 0 0 — 0.0% — -335,633 -100.0% Q1 2014 May 15, 2014
Nuveen Asset Management, LLC History Closed out 0 0 — 0.04% — -334,598 -100.0% Q1 2014 May 14, 2014
BATTERYMARCH FINANCIAL MANAGEMENT INC History Closed out 0 0 — 0.13% — -323,900 -100.0% Q1 2014 May 15, 2014
Invesco Ltd. History Closed out 0 0 — 0.0% — -319,320 -100.0% Q1 2014 May 15, 2014
LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC History Closed out 0 0 — 0.06% — -307,112 -100.0% Q1 2014 May 12, 2014
DIAM Co., Ltd. History Closed out 0 0 — 0.09% — -293,044 -100.0% Q1 2014 May 05, 2014
Connor, Clark & Lunn Investment Management Ltd. History Closed out 0 0 — 0.04% — -287,550 -100.0% Q1 2014 May 14, 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE History Closed out 0 0 — 0.01% — -277,511 -100.0% Q1 2014 May 15, 2014
THRIVENT FINANCIAL FOR LUTHERANS History Closed out 0 0 — 0.03% — -261,844 -100.0% Q1 2014 May 14, 2014
UBS AG History Closed out 0 0 — 0.0% — -259,537 -100.0% Q1 2014 May 16, 2014
HARBERT MANAGEMENT CORP History Closed out 0 0 — 5.24% — -250,000 -100.0% Q1 2014 May 15, 2014
Spark Investment Management LLC History Closed out 0 0 — 0.72% — -242,300 -100.0% Q1 2014 May 13, 2014
LEUTHOLD GROUP, LLC History Closed out 0 0 — 0.41% — -241,898 -100.0% Q1 2014 May 15, 2014
EII CAPITAL MANAGEMENT, INC. History Closed out 0 0 — 0.09% — -226,200 -100.0% Q1 2014 May 14, 2014
MANAGED ACCOUNT ADVISORS LLC History Closed out 0 0 — 0.01% — -224,286 -100.0% Q1 2014 May 15, 2014
SCOPUS ASSET MANAGEMENT, L.P. History Closed out 0 0 — 0.11% — -214,086 -100.0% Q1 2014 May 15, 2014
GLENMEDE TRUST CO NA History Closed out 0 0 — 0.05% — -211,972 -100.0% Q1 2014 May 07, 2014
FIRST QUADRANT L P/CA History Closed out 0 0 — 0.08% — -196,600 -100.0% Q1 2014 Apr 29, 2014
CHICAGO EQUITY PARTNERS LLC History Closed out 0 0 — 0.1% — -185,075 -100.0% Q1 2014 May 02, 2014
BARCLAYS PLC History Closed out 0 0 — 0.0% — -181,186 -100.0% Q1 2014 May 15, 2014
HBK INVESTMENTS L P History Closed out 0 0 — 0.07% — -173,700 -100.0% Q1 2014 May 15, 2014
HSBC HOLDINGS PLC History Closed out 0 0 — 0.01% — -165,174 -100.0% Q1 2014 May 14, 2014
PUTNAM INVESTMENTS LLC History Closed out 0 0 — 0.01% — -158,616 -100.0% Q1 2014 May 15, 2014
COMERICA BANK History Closed out 0 0 — 0.02% — -148,158 -100.0% Q1 2014 May 15, 2014
SIGMA CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.14% — -146,734 -100.0% Q1 2014 May 15, 2014
ROYAL BANK OF CANADA History Closed out 0 0 — 0.0% — -136,813 -100.0% Q1 2014 May 15, 2014
UBS GLOBAL ASSET MANAGEMENT AMERICAS INC History Closed out 0 0 — 0.0% — -131,644 -100.0% Q1 2014 May 23, 2014
PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO History Closed out 0 0 — 0.01% — -129,015 -100.0% Q1 2014 May 15, 2014
BNP PARIBAS ARBITRAGE, SA History Closed out 0 0 — 0.0% — -124,004 -100.0% Q1 2014 May 13, 2014
Man Investments Ltd History Closed out 0 0 — 0.19% — -113,404 -100.0% Q1 2014 May 15, 2014
AMP Capital Investors Ltd History Closed out 0 0 — 0.01% — -109,462 -100.0% Q1 2014 May 14, 2014
LEGAL & GENERAL GROUP PLC History Closed out 0 0 — 0.0% — -101,697 -100.0% Q1 2014 May 14, 2014
BAILARD, INC. History Closed out 0 0 — 0.3% — -100,342 -100.0% Q1 2014 Apr 30, 2014
Winton Capital Management Ltd History Closed out 0 0 — 0.01% — -99,616 -100.0% Q1 2014 May 01, 2014
STEVENS CAPITAL MANAGEMENT LP History Closed out 0 0 — 0.05% — -95,076 -100.0% Q1 2014 May 06, 2014
Absolute Return Capital, LLC History Closed out 0 0 — 0.03% — -94,572 -100.0% Q1 2014 May 15, 2014
HIGHBRIDGE CAPITAL MANAGEMENT LLC History Closed out 0 0 — 0.02% — -94,283 -100.0% Q1 2014 May 16, 2014
CSS LLC/IL History Closed out 0 0 — 0.09% — -90,619 -100.0% Q1 2014 May 15, 2014
OREGON PUBLIC EMPLOYEES RETIREMENT FUND History Closed out 0 0 — 0.04% — -88,946 -100.0% Q1 2014 May 16, 2014
SASCO CAPITAL INC / CT/ History Closed out 0 0 — 0.03% — -85,580 -100.0% Q1 2014 May 14, 2014
Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp History Closed out 0 0 — 0.02% — -85,000 -100.0% Q1 2014 Apr 22, 2014
KEYBANK NATIONAL ASSOCIATION/OH History Closed out 0 0 — 0.01% — -80,561 -100.0% Q1 2014 May 14, 2014
PRICE T ROWE ASSOCIATES INC /MD/ History Closed out 0 0 — 0.0% — -78,400 -100.0% Q1 2014 May 15, 2014
ING INVESTMENT MANAGEMENT LLC History Closed out 0 0 — 0.0% — -77,258 -100.0% Q1 2014 May 15, 2014
FRANKLIN RESOURCES INC History Closed out 0 0 — 0.0% — -73,400 -100.0% Q1 2014 May 13, 2014
Dorsey Wright & Associates History Closed out 0 0 — 0.18% — -68,988 -100.0% Q1 2014 May 09, 2014
NEW SOUTH CAPITAL MANAGEMENT INC History Closed out 0 0 — 0.04% — -68,180 -100.0% Q1 2014 May 15, 2014
Sterling Capital Management LLC History Closed out 0 0 — 0.01% — -65,712 -100.0% Q1 2014 May 16, 2014
Robeco Institutional Asset Management B.V. History Closed out 0 0 — 0.01% — -63,721 -100.0% Q1 2014 May 07, 2014
Placemark Investments, Inc. History Closed out 0 0 — 0.02% — -63,410 -100.0% Q1 2014 May 09, 2014
TWIN CAPITAL MANAGEMENT INC History Closed out 0 0 — 0.12% — -60,930 -100.0% Q1 2014 May 13, 2014
Liberty Mutual Group Asset Management Inc. History Closed out 0 0 — 0.04% — -60,020 -100.0% Q1 2014 May 14, 2014
OAK ASSOCIATES LTD /OH/ History Closed out 0 0 — 0.12% — -53,036 -100.0% Q1 2014 Jun 03, 2014
CITIGROUP INC History Closed out 0 0 — 0.0% — -47,071 -100.0% Q1 2014 May 15, 2014
IBM Retirement Fund History Closed out 0 0 — 0.02% — -46,298 -100.0% Q1 2014 May 19, 2014
JANE STREET GROUP, LLC History Closed out 0 0 — 0.01% — -44,867 -100.0% Q1 2014 May 15, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Closed out 0 0 — 0.0% — -41,093 -100.0% Q1 2014 May 14, 2014
HARTFORD INVESTMENT MANAGEMENT CO History Closed out 0 0 — 0.01% — -37,799 -100.0% Q1 2014 May 14, 2014
Grantham, Mayo, Van Otterloo & Co. LLC History Closed out 0 0 — 0.0% — -37,100 -100.0% Q1 2014 May 14, 2014
Janney Montgomery Scott LLC History Closed out 0 0 — 0.02% — -35,730 -100.0% Q1 2014 May 14, 2014
VTL Associates, LLC History Closed out 0 0 — 0.05% — -35,620 -100.0% Q1 2014 May 15, 2014
US BANCORP \DE\ History Closed out 0 0 — 0.0% — -35,409 -100.0% Q1 2014 May 14, 2014
Gotham Asset Management, LLC History Closed out 0 0 — 0.01% — -34,272 -100.0% Q1 2014 May 15, 2014
WOLVERINE ASSET MANAGEMENT LLC History Closed out 0 0 — 0.01% — -33,000 -100.0% Q1 2014 May 14, 2014
Old Mutual Global Investors (UK) Ltd. History Closed out 0 0 — 0.04% — -31,000 -100.0% Q1 2014 Apr 18, 2014
STIFEL FINANCIAL CORP History Closed out 0 0 — 0.01% — -29,103 -100.0% Q1 2014 May 15, 2014
Summit Investment Advisors, Inc. History Closed out 0 0 — 0.04% — -28,921 -100.0% Q1 2014 May 13, 2014
ELLINGTON MANAGEMENT GROUP LLC History Closed out 0 0 — 0.16% — -27,900 -100.0% Q1 2014 May 15, 2014
TUDOR INVESTMENT CORP ET AL History Closed out 0 0 — 0.02% — -26,923 -100.0% Q1 2014 May 15, 2014
SUNTRUST BANKS INC History Closed out 0 0 — 0.0% — -26,652 -100.0% Q1 2014 May 14, 2014
Hutchin Hill Capital, LP History Closed out 0 0 — 0.03% — -26,500 -100.0% Q1 2014 May 15, 2014
COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS History Closed out 0 0 — 0.01% — -26,461 -100.0% Q1 2014 May 08, 2014
OPPENHEIMER & CO INC History Closed out 0 0 — 0.01% — -25,650 -100.0% Q1 2014 May 09, 2014
ZPR Investment Management History Closed out 0 0 — 0.5% — -24,599 -100.0% Q1 2014 May 15, 2014
Greenwich Wealth Management LLC History Closed out 0 0 — 0.03% — -22,450 -100.0% Q1 2014 Apr 10, 2014
TFS CAPITAL LLC History Closed out 0 0 — 0.03% — -21,519 -100.0% Q1 2014 May 05, 2014
Allianz Asset Management AG History Closed out 0 0 — 0.0% — -21,087 -100.0% Q1 2014 May 28, 2014
WELLINGTON MANAGEMENT CO LLP History Closed out 0 0 — 0.0% — -20,900 -100.0% Q1 2014 May 15, 2014
Parametrica Management Ltd History Closed out 0 0 — 3.28% — -20,342 -100.0% Q1 2014 Apr 09, 2014
SG Americas Securities, LLC History Closed out 0 0 — 0.0% — -20,162 -100.0% Q1 2014 May 14, 2014
BLUESTEIN R H & CO History Closed out 0 0 — 0.03% — -20,000 -100.0% Q1 2014 May 13, 2014
CLINTON GROUP INC History Closed out 0 0 — 0.14% — -19,398 -100.0% Q1 2014 May 14, 2014
RAYMOND JAMES & ASSOCIATES History Closed out 0 0 — 0.0% — -19,171 -100.0% Q1 2014 May 13, 2014
SILVERCREST ASSET MANAGEMENT GROUP LLC History Closed out 0 0 — 0.01% — -16,700 -100.0% Q1 2014 May 15, 2014
SPRINGBOK CAPITAL MANAGEMENT, LLC History Closed out 0 0 — 0.04% — -16,200 -100.0% Q1 2014 May 15, 2014
Clearbridge Investments, LLC History Closed out 0 0 — 0.0% — -13,636 -100.0% Q1 2014 May 15, 2014
FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. History Closed out 0 0 — 0.0% — -13,536 -100.0% Q1 2014 May 08, 2014
Eqis Capital Management, Inc. History Closed out 0 0 — 0.05% — -13,217 -100.0% Q1 2014 May 14, 2014
KEELEY ASSET MANAGEMENT CORP History Closed out 0 0 — 0.0% — -13,170 -100.0% Q1 2014 May 15, 2014
TradeLink Global Equity LLC History Closed out 0 0 — 0.34% — -12,506 -100.0% Q1 2014 May 09, 2014
Visium Asset Management, LP History Closed out 0 0 — 0.0% — -12,286 -100.0% Q1 2014 May 15, 2014
NOMURA HOLDINGS INC History Closed out 0 0 — 0.0% — -12,001 -100.0% Q1 2014 May 14, 2014
BLAIR WILLIAM & CO/IL History Closed out 0 0 — 0.0% — -11,447 -100.0% Q1 2014 May 06, 2014
Seminole Management Co., Inc. History Closed out 0 0 — 0.01% — -11,400 -100.0% Q1 2014 May 19, 2014
Nine Chapters Capital Management LLC History Closed out 0 0 — 0.03% — -11,400 -100.0% Q1 2014 May 15, 2014
Veritable, L.P. History Closed out 0 0 — 0.0% — -11,063 -100.0% Q1 2014 May 15, 2014
Town & Country Bank & Trust CO dba First Bankers Trust CO History Closed out 0 0 — 0.1% — -11,000 -100.0% Q1 2014 May 14, 2014
Tradeworx Inc. History Closed out 0 0 — 0.18% — -10,825 -100.0% Q1 2014 Jun 02, 2014
DEERE & CO History Closed out 0 0 — 0.01% — -10,402 -100.0% Q1 2014 May 08, 2014
FULLER & THALER ASSET MANAGEMENT, INC. History Closed out 0 0 — 0.01% — -8,900 -100.0% Q1 2014 May 13, 2014
SHAPIRO ROBERT N History Closed out 0 0 — 0.03% — -8,470 -100.0% Q1 2014 Jun 18, 2014
CANADA PENSION PLAN INVESTMENT BOARD History Closed out 0 0 — 0.0% — -6,200 -100.0% Q1 2014 May 09, 2014
Advisors Asset Management, Inc. History Closed out 0 0 — 0.0% — -5,800 -100.0% Q1 2014 May 15, 2014
Creative Planning History Closed out 0 0 — 0.0% — -5,227 -100.0% Q1 2014 Apr 11, 2014
Invictus RG Pte. Ltd. History Closed out 0 0 — 0.11% — -5,016 -100.0% Q1 2014 May 14, 2014
CREDIT AGRICOLE S A History Closed out 0 0 — 0.0% — -4,800 -100.0% Q1 2014 May 12, 2014
FIRST MANHATTAN CO History Closed out 0 0 — 0.0% — -3,936 -100.0% Q1 2014 May 16, 2014
DREMAN VALUE MANAGEMENT, L L C History Closed out 0 0 — 0.01% — -3,407 -100.0% Q1 2014 May 15, 2014
FIFTH THIRD BANCORP History Closed out 0 0 — 0.0% — -3,378 -100.0% Q1 2014 May 15, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History Closed out 0 0 — 0.0% — -3,123 -100.0% Q1 2014 May 15, 2014
ENVESTNET ASSET MANAGEMENT INC History Closed out 0 0 — 0.0% — -2,140 -100.0% Q1 2014 May 12, 2014
BESSEMER GROUP INC History Closed out 0 0 — 0.0% — -2,073 -100.0% Q1 2014 May 14, 2014
HANSEATIC MANAGEMENT SERVICES INC History Closed out 0 0 — 2.05% — -1,305 -100.0% Q1 2014 May 06, 2014
People's United Financial, Inc. History Closed out 0 0 — 0.0% — -1,272 -100.0% Q1 2014 May 14, 2014
Legg Mason Investment Counsel, LLC History Closed out 0 0 — 0.0% — -1,200 -100.0% Q1 2014 May 15, 2014
First City Capital Management, Inc. History Closed out 0 0 — 0.02% — -1,115 -100.0% Q1 2014 May 19, 2014
Evercore Wealth Management, LLC History Closed out 0 0 — 0.0% — -880 -100.0% Q1 2014 May 15, 2014
Tower Research Capital LLC History Closed out 0 0 — 0.0% — -653 -100.0% Q1 2014 May 02, 2014
HOWE & RUSLING INC History Closed out 0 0 — 0.0% — -600 -100.0% Q1 2014 May 07, 2014
Kistler-Tiffany Companies, LLC History Closed out 0 0 — 0.01% — -508 -100.0% Q1 2014 May 13, 2014
FineMark National Bank & Trust History Closed out 0 0 — 0.0% — -492 -100.0% Q1 2014 May 13, 2014
Winch Advisory Services, LLC History Closed out 0 0 — 0.01% — -446 -100.0% Q1 2014 May 14, 2014
OPTIMUM INVESTMENT ADVISORS History Closed out 0 0 — 0.0% — -425 -100.0% Q1 2014 May 01, 2014
GROUP ONE TRADING, L.P. History Closed out 0 0 — 0.0% — -309 -100.0% Q1 2014 May 07, 2014
Manchester Capital Management LLC History Closed out 0 0 — 0.0% — -300 -100.0% Q1 2014 May 02, 2014
ETRADE Capital Management LLC History Closed out 0 0 — 0.0% — -300 -100.0% Q1 2014 May 15, 2014
BROWN BROTHERS HARRIMAN & CO History Closed out 0 0 — 0.0% — -278 -100.0% Q1 2014 May 15, 2014
KANALY TRUST CO History Closed out 0 0 — 0.0% — -249 -100.0% Q1 2014 May 01, 2014
Gemmer Asset Management LLC History Closed out 0 0 — 0.0% — -214 -100.0% Q1 2014 May 23, 2014
Hudock Moyer Wealth Resources, LLC History Closed out 0 0 — 0.0% — -200 -100.0% Q1 2014 May 15, 2014
Partnervest Advisory Services LLC History Closed out 0 0 — 0.0% — -100 -100.0% Q1 2014 May 12, 2014
WFG Advisors, LP History Closed out 0 0 — 0.0% — -69 -100.0% Q1 2014 Apr 24, 2014
Li Winifred I History Closed out 0 0 — — — -16 -100.0% Q1 2014 Jun 18, 2014
SIGNATUREFD, LLC History Closed out 0 0 — — — -13 -100.0% Q1 2014 May 16, 2014
Focused Wealth Management, Inc History No change 20 0 — — — 0 0.0% Q2 2014 Jul 30, 2014
Tarbox Group, Inc. History No change 18 0 — — — 0 0.0% Q2 2014 Jul 11, 2014