FIFTH STR SR FLOATING RATE CO - 31679F101
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 4 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 469,806 | 6,755 | 0.0% | 0.0% | 1 | -3,266 | -0.69% | Q1 2014 | May 13, 2014 |
| KEMPER Corp | History | No change | 400,000 | 5,752 | 1.73% | 1.74% | 2 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | Added to | 236,191 | 3,305 | 0.0% | 0.0% | 3 | +29,871 | 14.48% | Q1 2014 | May 15, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 190,548 | 2,740 | 0.52% | 0.51% | 4 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 174,112 | 2,502 | 0.0% | 0.0% | 5 | +28,937 | 19.93% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Reduced | 107,709 | 1,549 | 0.0% | 0.01% | 6 | -77,254 | -41.77% | Q1 2014 | May 15, 2014 |
| Kamunting Street Capital Management, L.P. | History | Reduced | 106,615 | 1,533 | 1.42% | 4.45% | 7 | -131,938 | -55.31% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 104,744 | 1,506 | 0.0% | 0.0% | 8 | +7,100 | 7.27% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 100,969 | 1,452 | 0.0% | 0.0% | 9 | -4,050 | -3.86% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | New | 39,720 | 571 | 0.13% | — | 10 | +39,720 | New | Q1 2014 | May 14, 2014 |
| BlackRock Fund Advisors | History | Added to | 22,244 | 320 | 0.0% | 0.0% | 11 | +5,928 | 36.33% | Q1 2014 | May 02, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 15,275 | 220 | 0.0% | 0.0% | 12 | +14,775 | 2955.0% | Q1 2014 | May 15, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 10,000 | 144 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | New | 1,800 | 26 | 0.01% | — | 14 | +1,800 | New | Q1 2014 | May 02, 2014 |
| Tower Research Capital LLC | History | New | 1,103 | 16 | 0.0% | — | 15 | +1,103 | New | Q1 2014 | May 02, 2014 |
| UBS AG | History | Reduced | 800 | 12 | 0.0% | 0.0% | 16 | -3,562 | -81.66% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | New | 200 | 3 | 0.0% | — | 17 | +200 | New | Q1 2014 | May 14, 2014 |
| GLOBEFLEX CAPITAL L P | History | New | 152 | 2 | 0.0% | — | 18 | +152 | New | Q1 2014 | Apr 23, 2014 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 6.28% | — | -79,100 | -100.0% | Q4 2013 | May 15, 2014 |
| DIALECTIC CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -29,700 | -100.0% | Q4 2013 | Feb 14, 2014 |
| RIVERNORTH CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -28,400 | -100.0% | Q4 2013 | Feb 14, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,800 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -15,000 | -100.0% | Q4 2013 | Feb 13, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,222 | -100.0% | Q4 2013 | Feb 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.2% | — | -1,000 | -100.0% | Q4 2013 | Feb 27, 2014 |
| CITIGROUP INC | History | New | 30 | 0 | — | — | — | +30 | New | Q1 2014 | May 15, 2014 |