FIFTH STR SR FLOATING RATE CO - 31679F101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | No change | 469,806 | 6,755 | 0.0% | 0.0% | 1 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| KEMPER Corp | History | No change | 400,000 | 5,752 | 1.73% | 1.73% | 2 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | No change | 236,191 | 3,305 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Yorktown Management & Research Co Inc | History | No change | 190,548 | 2,673 | 0.5% | 0.52% | 4 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 174,112 | 2,502 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 114,132 | 1,601 | 0.0% | 0.0% | 6 | +9,388 | 8.96% | Q2 2014 | Aug 11, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 107,709 | 1,549 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Kamunting Street Capital Management, L.P. | History | No change | 106,615 | 1,533 | 1.42% | 1.42% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 100,969 | 1,452 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MARINER INVESTMENT GROUP LLC | History | No change | 39,720 | 571 | 0.13% | 0.13% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 15,275 | 220 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | Added to | 11,800 | 166 | 0.05% | 0.01% | 12 | +10,000 | 555.56% | Q2 2014 | Jul 31, 2014 |
| SALEM INVESTMENT COUNSELORS INC | History | No change | 10,000 | 144 | 0.02% | 0.02% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 1,103 | 16 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| UBS AG | History | No change | 800 | 12 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| US BANCORP \DE\ | History | No change | 200 | 3 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 126 | 1 | 0.0% | 0.0% | 17 | -26 | -17.11% | Q2 2014 | Jul 18, 2014 |
| BlackRock Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -22,244 | -100.0% | Q2 2014 | Aug 06, 2014 |
| CITIGROUP INC | History | No change | 30 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |