FIRST NIAGARA FINL GP INC - 33582V108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 20,573,885 | 179,816 | 0.01% | 0.02% | 1 | +432,006 | 2.14% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 12,840,270 | 112,224 | 0.03% | 0.03% | 2 | +966,581 | 8.14% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 10,001,337 | 87,412 | 0.01% | 0.02% | 3 | +36,494 | 0.37% | Q2 2014 | Aug 06, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Reduced | 4,971,207 | 43,448 | 1.17% | 1.29% | 4 | -24,410 | -0.49% | Q2 2014 | Jul 24, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 4,901,766 | 42,840 | 0.03% | 0.04% | 5 | -66,922 | -1.35% | Q2 2014 | Aug 08, 2014 |
| CAMBIAR INVESTORS LLC | History | Added to | 4,841,457 | 42,314 | 0.59% | 0.65% | 6 | +173,269 | 3.71% | Q2 2014 | Aug 01, 2014 |
| OPPENHEIMER FUNDS INC | History | Added to | 2,525,369 | 22,071 | 0.02% | 0.02% | 7 | +407,289 | 19.23% | Q2 2014 | Aug 08, 2014 |
| DIAMOND HILL CAPITAL MANAGEMENT INC | History | Added to | 2,128,971 | 18,607 | 0.15% | 0.15% | 8 | +212,375 | 11.08% | Q2 2014 | Aug 11, 2014 |
| Neuberger Berman Group LLC | History | Reduced | 2,110,937 | 18,450 | 0.02% | 0.02% | 9 | -72,367 | -3.31% | Q2 2014 | Aug 05, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 1,807,932 | 15,801 | 0.02% | 0.04% | 10 | -643,460 | -26.25% | Q2 2014 | Aug 05, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 1,582,454 | 13,831 | 0.06% | 0.06% | 11 | +233,212 | 17.28% | Q2 2014 | Aug 11, 2014 |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | History | Added to | 1,580,090 | 13,810 | 0.71% | 0.67% | 12 | +226,498 | 16.73% | Q2 2014 | Jul 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 1,262,865 | 11,038 | 0.02% | 0.02% | 13 | +20,365 | 1.64% | Q2 2014 | Jul 30, 2014 |
| Channing Capital Management, LLC | History | Reduced | 1,178,492 | 10,300 | 0.61% | 0.9% | 14 | -316,383 | -21.16% | Q2 2014 | Jul 22, 2014 |
| Boston Partners | History | Added to | 1,171,679 | 10,240 | 0.02% | 0.02% | 15 | +112,802 | 10.65% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 1,164,975 | 10,183 | 0.01% | 0.01% | 16 | +11,325 | 0.98% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 1,019,674 | 8,912 | 0.01% | 0.02% | 17 | -174,021 | -14.58% | Q2 2014 | Aug 06, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Added to | 837,740 | 7,322 | 0.04% | 0.04% | 18 | +3,000 | 0.36% | Q2 2014 | Aug 06, 2014 |
| GABELLI FUNDS LLC | History | Reduced | 835,000 | 7,298 | 0.04% | 0.04% | 19 | -15,000 | -1.76% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 730,149 | 6,381 | 0.01% | 0.02% | 20 | -1,118,163 | -60.5% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 718,501 | 6,279 | 0.03% | 0.03% | 21 | -19,382 | -2.63% | Q2 2014 | Aug 08, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 690,870 | 6,038 | 0.02% | 0.02% | 22 | -3,900 | -0.56% | Q2 2014 | Aug 04, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Reduced | 688,561 | 6,018 | 0.96% | 1.06% | 23 | -83,498 | -10.81% | Q2 2014 | Jul 25, 2014 |
| Nationwide Fund Advisors | History | Reduced | 666,688 | 5,827 | 0.02% | 0.03% | 24 | -10,800 | -1.59% | Q2 2014 | Aug 11, 2014 |
| BOSTON ADVISORS LLC | History | Added to | 619,364 | 5,413 | 0.23% | 0.26% | 25 | +10,800 | 1.77% | Q2 2014 | Jul 23, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 576,900 | 5,042 | 0.01% | 0.01% | 26 | +26,100 | 4.74% | Q2 2014 | Aug 06, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 566,908 | 4,955 | 0.05% | 0.07% | 27 | -64,013 | -10.15% | Q2 2014 | Aug 01, 2014 |
| STRS OHIO | History | New | 510,000 | 4,457 | 0.02% | — | 28 | +510,000 | New | Q2 2014 | Jul 24, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 455,904 | 3,985 | 0.01% | 0.01% | 29 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 448,327 | 3,918 | 0.01% | 0.01% | 30 | -39,628 | -8.12% | Q2 2014 | Aug 06, 2014 |
| Goodman Financial CORP | History | Added to | 418,360 | 3,656 | 2.19% | 2.36% | 31 | +9,250 | 2.26% | Q2 2014 | Jul 11, 2014 |
| Swiss National Bank | History | No change | 384,400 | 3,360 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 357,830 | 3,127 | 0.03% | 0.03% | 33 | +613 | 0.17% | Q2 2014 | Jul 21, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | Reduced | 355,502 | 3,107 | 0.07% | 0.11% | 34 | -174,402 | -32.91% | Q2 2014 | Jul 25, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 296,384 | 2,590 | 0.02% | 0.02% | 35 | +851 | 0.29% | Q2 2014 | Jul 31, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Added to | 283,229 | 2,475 | 0.06% | 0.06% | 36 | +24,856 | 9.62% | Q2 2014 | Aug 07, 2014 |
| WHEATLAND ADVISORS INC | History | No change | 11,428 | 2,394 | 2.18% | 0.11% | 37 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Added to | 243,083 | 2,124 | 0.01% | 0.01% | 38 | +17,814 | 7.91% | Q2 2014 | Aug 07, 2014 |
| Arizona State Retirement System | History | Added to | 239,998 | 2,097 | 0.03% | 0.03% | 39 | +5,900 | 2.52% | Q2 2014 | Aug 07, 2014 |
| ProShare Advisors LLC | History | Added to | 226,540 | 1,980 | 0.03% | 0.01% | 40 | +124,685 | 122.41% | Q2 2014 | Aug 08, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 221,500 | 1,935 | 0.02% | 0.03% | 41 | -71,300 | -24.35% | Q2 2014 | Aug 11, 2014 |
| Palouse Capital Management, Inc. | History | Added to | 211,055 | 1,845 | 0.68% | 0.7% | 42 | +12,615 | 6.36% | Q2 2014 | Aug 01, 2014 |
| BlackRock Group LTD | History | Reduced | 168,988 | 1,477 | 0.0% | 0.0% | 43 | -78,128 | -31.62% | Q2 2014 | Aug 06, 2014 |
| Breton Hill Capital Ltd. | History | Added to | 168,800 | 1,475 | 0.38% | 0.24% | 44 | +59,300 | 54.16% | Q2 2014 | Aug 01, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | Added to | 166,790 | 1,458 | 0.01% | 0.01% | 45 | +200 | 0.12% | Q2 2014 | Aug 06, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Reduced | 152,090 | 1,329 | 0.02% | 0.03% | 46 | -7,300 | -4.58% | Q2 2014 | Jul 23, 2014 |
| KAHN BROTHERS GROUP INC /DE/ | History | Reduced | 138,084 | 1,206 | 0.18% | 0.2% | 47 | -8,105 | -5.54% | Q2 2014 | Aug 06, 2014 |
| MASON STREET ADVISORS, LLC | History | Reduced | 137,467 | 1,201 | 0.01% | 0.01% | 48 | -3,435 | -2.44% | Q2 2014 | Aug 05, 2014 |
| Airain ltd | History | Reduced | 131,577 | 1,150 | 0.09% | 0.38% | 49 | -99,155 | -42.97% | Q2 2014 | Aug 05, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | Reduced | 121,422 | 1,061 | 0.14% | 0.18% | 50 | -10,000 | -7.61% | Q2 2014 | Aug 05, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 116,623 | 1,019 | 0.01% | 0.01% | 51 | +31,296 | 36.68% | Q2 2014 | Jul 16, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 111,795 | 977 | 0.01% | 0.01% | 52 | +6,870 | 6.55% | Q2 2014 | Aug 08, 2014 |
| Essex Financial Services, Inc. | History | Reduced | 109,296 | 955 | 0.29% | 0.35% | 53 | -4,462 | -3.92% | Q2 2014 | Jul 29, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 97,900 | 856 | 0.06% | 0.07% | 54 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 95,200 | 832 | 0.04% | 0.04% | 55 | +100 | 0.11% | Q2 2014 | Jul 30, 2014 |
| HENNESSY ADVISORS INC | History | New | 95,000 | 830 | 0.03% | — | 56 | +95,000 | New | Q2 2014 | Jul 15, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 94,375 | 825 | 0.01% | 0.01% | 57 | -16,207 | -14.66% | Q2 2014 | Jul 23, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 93,711 | 819 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| CULLEN/FROST BANKERS, INC. | History | Reduced | 88,891 | 777 | 0.03% | 0.05% | 59 | -40,600 | -31.35% | Q2 2014 | Aug 05, 2014 |
| MILLER HOWARD INVESTMENTS INC /NY | History | No change | 86,823 | 759 | 0.01% | 0.02% | 60 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Princeton Alpha Management LP | History | Added to | 83,908 | 733 | 0.15% | 0.06% | 61 | +61,778 | 279.16% | Q2 2014 | Jul 17, 2014 |
| BLB&B Advisors, LLC | History | Reduced | 77,196 | 675 | 0.14% | 0.17% | 62 | -3,398 | -4.22% | Q2 2014 | Jul 17, 2014 |
| MENTA CAPITAL LLC | History | Added to | 76,288 | 667 | 0.12% | 0.17% | 63 | +15,888 | 26.3% | Q2 2014 | Aug 05, 2014 |
| MYCIO WEALTH PARTNERS, LLC | History | Added to | 69,455 | 607 | 0.14% | 0.02% | 64 | +60,503 | 675.86% | Q2 2014 | Aug 11, 2014 |
| Cipher Capital LP | History | Added to | 69,379 | 606 | 0.2% | 0.28% | 65 | +2,731 | 4.1% | Q2 2014 | Aug 11, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 68,315 | 597 | 0.03% | 0.03% | 66 | +5,373 | 8.54% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Reduced | 64,945 | 568 | 0.0% | 0.0% | 67 | -5,190 | -7.4% | Q2 2014 | Aug 05, 2014 |
| Utah Retirement Systems | History | Reduced | 61,532 | 538 | 0.02% | 0.02% | 68 | -1,900 | -3.0% | Q2 2014 | Aug 08, 2014 |
| BURNS J W & CO INC/NY | History | Reduced | 57,500 | 503 | 0.17% | 0.2% | 69 | -1,225 | -2.09% | Q2 2014 | Jul 02, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 52,329 | 457 | 0.0% | 355.93% | 70 | -1,278,300 | -96.07% | Q2 2014 | Aug 06, 2014 |
| ADVANTUS CAPITAL MANAGEMENT INC | History | Reduced | 49,591 | 433 | 0.02% | 0.02% | 71 | -1,459 | -2.86% | Q2 2014 | Aug 01, 2014 |
| DEERE & CO | History | No change | 48,840 | 427 | 0.02% | 0.03% | 72 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Winton Capital Group Ltd | History | New | 46,760 | 409 | 0.0% | — | 73 | +46,760 | New | Q2 2014 | Aug 05, 2014 |
| TRADITION CAPITAL MANAGEMENT LLC | History | Reduced | 45,400 | 396 | 0.12% | 1.21% | 74 | -348,293 | -88.47% | Q2 2014 | Jul 25, 2014 |
| HAP Trading, LLC | History | New | 45,044 | 394 | 0.01% | — | 75 | +45,044 | New | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 44,485 | 389 | 0.0% | — | 76 | +44,485 | New | Q2 2014 | Jul 31, 2014 |
| Numeric Investors LLC | History | New | 42,200 | 369 | 0.01% | — | 77 | +42,200 | New | Q2 2014 | Aug 11, 2014 |
| Private Wealth Advisors, Inc. | History | No change | 41,957 | 367 | 0.19% | 0.22% | 78 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| YHB Investment Advisors, Inc. | History | No change | 40,465 | 354 | 0.09% | 0.1% | 79 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| BERKSHIRE ASSET MANAGEMENT LLC/PA | History | No change | 40,000 | 350 | 0.06% | 0.07% | 80 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| WEDGEWOOD INVESTORS INC /PA/ | History | Reduced | 39,700 | 347 | 0.36% | 0.42% | 81 | -1,500 | -3.64% | Q2 2014 | Jul 29, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 39,152 | 342 | 0.05% | 0.05% | 82 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| OAKBROOK INVESTMENTS LLC | History | Reduced | 39,000 | 341 | 0.01% | 0.01% | 83 | -1,906 | -4.66% | Q2 2014 | Jul 17, 2014 |
| Moors & Cabot, Inc. | History | Added to | 36,400 | 317 | 0.05% | 0.08% | 84 | +2,000 | 5.81% | Q2 2014 | Aug 11, 2014 |
| CONNABLE OFFICE INC | History | Reduced | 36,150 | 316 | 0.08% | 0.1% | 85 | -1,072 | -2.88% | Q2 2014 | Jul 22, 2014 |
| BlackRock Inc. | History | Reduced | 34,999 | 306 | 0.0% | 0.0% | 86 | -8,128 | -18.85% | Q2 2014 | Aug 06, 2014 |
| World Asset Management Inc | History | Reduced | 33,224 | 290 | 0.01% | 0.01% | 87 | -1,439 | -4.15% | Q2 2014 | Jul 28, 2014 |
| Highlander Capital Management, LLC | History | Added to | 29,700 | 259 | 0.23% | 0.2% | 88 | +7,000 | 30.84% | Q2 2014 | Aug 11, 2014 |
| Private Advisor Group, LLC | History | Reduced | 29,335 | 256 | 0.02% | 0.03% | 89 | -3,151 | -9.7% | Q2 2014 | Aug 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Reduced | 28,800 | 252 | 0.01% | 0.01% | 90 | -14,202 | -33.03% | Q2 2014 | Jul 11, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 22,548 | 197 | 0.01% | 0.01% | 91 | +4,505 | 24.97% | Q2 2014 | Jul 25, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 21,714 | 189 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Aperio Group, LLC | History | Added to | 17,487 | 153 | 0.0% | 0.0% | 93 | +5,092 | 41.08% | Q2 2014 | Jul 23, 2014 |
| FAGAN ASSOCIATES, INC. | History | Reduced | 16,747 | 146 | 0.12% | 0.14% | 94 | -54 | -0.32% | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | New | 14,299 | 125 | 0.01% | — | 95 | +14,299 | New | Q2 2014 | Jul 21, 2014 |
| NATIONAL PENN INVESTORS TRUST CO /PA | History | No change | 13,395 | 117 | 0.01% | 0.01% | 96 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Reduced | 13,000 | 114 | 0.0% | 0.01% | 97 | -24,900 | -65.7% | Q2 2014 | Aug 08, 2014 |
| DOHENY ASSET MANAGEMENT /CA | History | No change | 12,973 | 113 | 0.05% | 0.06% | 98 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 12,786 | 112 | 0.0% | 0.0% | 99 | -287 | -2.2% | Q2 2014 | Aug 05, 2014 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 12,598 | 110 | 0.0% | 0.01% | 100 | -28,243 | -69.15% | Q2 2014 | Jul 25, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Reduced | 12,094 | 106 | 0.0% | 0.0% | 101 | -2,193 | -15.35% | Q2 2014 | Aug 11, 2014 |
| CIBC Asset Management Inc | History | No change | 11,821 | 103 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| QCI ASSET MANAGEMENT INC/NY | History | No change | 11,361 | 99 | 0.02% | 0.02% | 103 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 10,755 | 94 | 0.0% | 0.01% | 104 | -1,407 | -11.57% | Q2 2014 | Aug 08, 2014 |
| Hartford Financial Management Inc. | History | No change | 8,730 | 76 | 0.05% | 0.05% | 105 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| INVESTMENT COUNSELORS OF MARYLAND LLC | History | Added to | 7,403 | 65 | 0.0% | 0.0% | 106 | +102 | 1.4% | Q2 2014 | Aug 04, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | New | 5,600 | 49 | 0.01% | — | 107 | +5,600 | New | Q2 2014 | Jul 31, 2014 |
| DekaBank Deutsche Girozentrale | History | No change | 5,400 | 47 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MUFG Americas Holdings Corp | History | No change | 1,745 | 15 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| MetLife Securities, Inc | History | Added to | 1,315 | 11 | 0.0% | 0.0% | 110 | +817 | 164.06% | Q2 2014 | Aug 04, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 915 | 8 | 0.0% | 0.03% | 111 | -6,975 | -88.4% | Q2 2014 | Jul 22, 2014 |
| Weaver C. Barksdale & Associates, Inc. | History | Added to | 786 | 7 | 0.01% | 0.01% | 112 | +43 | 5.79% | Q2 2014 | Jul 11, 2014 |
| ClariVest Asset Management LLC | History | No change | 671 | 6 | 0.0% | 0.0% | 113 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 650 | 6 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| KANALY TRUST CO | History | Reduced | 294 | 3 | 0.0% | 0.0% | 116 | -667 | -69.41% | Q2 2014 | Jul 28, 2014 |
| Financial Architects, Inc | History | New | 362 | 3 | 0.0% | — | 117 | +362 | New | Q2 2014 | Aug 06, 2014 |
| SMITHFIELD TRUST CO | History | No change | 357 | 3 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Focused Wealth Management, Inc | History | No change | 377 | 3 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PIEDMONT INVESTMENT ADVISORS LLC | History | Added to | 287 | 2 | 0.0% | — | 120 | +191 | 198.96% | Q2 2014 | Aug 07, 2014 |
| PAYDEN & RYGEL | History | No change | 260 | 2 | 0.0% | 0.0% | 119 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| TCI Wealth Advisors, Inc. | History | Reduced | 117 | 1 | 0.0% | 0.0% | 121 | -4 | -3.31% | Q2 2014 | Aug 11, 2014 |
| BARROW HANLEY MEWHINNEY & STRAUSS LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -22,492,981 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -18,359,921 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.03% | — | -14,706,284 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.1% | — | -9,035,265 | -100.0% | Q1 2014 | May 28, 2014 |
| SNOW CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 3.02% | — | -8,143,448 | -100.0% | Q1 2014 | May 12, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -7,903,164 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.12% | — | -7,743,670 | -100.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -6,922,360 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -4,642,076 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -4,598,957 | -100.0% | Q1 2014 | May 15, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 2.08% | — | -4,564,900 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -4,124,988 | -100.0% | Q1 2014 | May 14, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,858,659 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.02% | — | -3,793,516 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,073,433 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -3,021,465 | -100.0% | Q1 2014 | May 14, 2014 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -2,877,500 | -100.0% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.14% | — | -2,772,534 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -2,750,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,565,067 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.09% | — | -2,444,960 | -100.0% | Q1 2014 | May 22, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -2,142,924 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,983,214 | -100.0% | Q1 2014 | May 14, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -1,823,791 | -100.0% | Q1 2014 | May 15, 2014 |
| LORD, ABBETT & CO. LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,743,600 | -100.0% | Q1 2014 | May 15, 2014 |
| VAUGHAN NELSON INVESTMENT MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 0.24% | — | -1,683,531 | -100.0% | Q1 2014 | May 13, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.15% | — | -1,600,355 | -100.0% | Q1 2014 | May 13, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,484,954 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.25% | — | -1,460,716 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,393,805 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,203,010 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,201,772 | -100.0% | Q1 2014 | May 23, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 15.92% | — | -1,169,526 | -100.0% | Q1 2014 | Aug 08, 2014 |
| DREMAN VALUE MANAGEMENT, L L C | History | Closed out | 0 | 0 | — | 0.74% | — | -1,014,771 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -935,955 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.01% | — | -919,622 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -876,828 | -100.0% | Q1 2014 | May 14, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.19% | — | -829,929 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.05% | — | -815,500 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -760,649 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -728,818 | -100.0% | Q1 2014 | May 05, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -689,900 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.02% | — | -643,814 | -100.0% | Q1 2014 | May 08, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -634,263 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -553,182 | -100.0% | Q1 2014 | May 15, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | Closed out | 0 | 0 | — | 0.15% | — | -525,291 | -100.0% | Q1 2014 | Apr 16, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -522,334 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -512,696 | -100.0% | Q1 2014 | Apr 18, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -512,628 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.03% | — | -477,009 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -460,990 | -100.0% | Q1 2014 | May 16, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -434,576 | -100.0% | Q1 2014 | May 13, 2014 |
| ALESCO ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -415,540 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -387,878 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -375,670 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -368,272 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.05% | — | -344,586 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -331,054 | -100.0% | Q1 2014 | May 13, 2014 |
| Breithorn Capital Management | History | Closed out | 0 | 0 | — | 1.65% | — | -328,700 | -100.0% | Q1 2014 | May 15, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -276,117 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -271,587 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -252,996 | -100.0% | Q1 2014 | May 14, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -243,000 | -100.0% | Q1 2014 | Apr 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.2% | — | -241,154 | -100.0% | Q1 2014 | May 15, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.07% | — | -233,524 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -225,305 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -220,102 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST NIAGARA BANK | History | Closed out | 0 | 0 | — | 0.38% | — | -199,667 | -100.0% | Q1 2014 | May 13, 2014 |
| EII CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.04% | — | -195,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -180,405 | -100.0% | Q1 2014 | May 13, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.05% | — | -178,217 | -100.0% | Q1 2014 | May 06, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.03% | — | -164,510 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -145,296 | -100.0% | Q1 2014 | May 15, 2014 |
| Convergence Investment Partners, LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -143,407 | -100.0% | Q1 2014 | May 08, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -137,940 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.01% | — | -132,400 | -100.0% | Q1 2014 | May 12, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -131,831 | -100.0% | Q1 2014 | May 15, 2014 |
| SUMITOMO LIFE INSURANCE CO | History | Closed out | 0 | 0 | — | 0.12% | — | -125,883 | -100.0% | Q1 2014 | May 02, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -124,500 | -100.0% | Q1 2014 | May 30, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -122,753 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -116,609 | -100.0% | Q1 2014 | May 14, 2014 |
| Liberty Mutual Group Asset Management Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -111,893 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -108,475 | -100.0% | Q1 2014 | May 15, 2014 |
| ADVANCE CAPITAL I INC | History | Closed out | 0 | 0 | — | 0.53% | — | -107,500 | -100.0% | Q1 2014 | May 15, 2014 |
| DECADE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -105,700 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.03% | — | -102,056 | -100.0% | Q1 2014 | May 09, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.02% | — | -101,131 | -100.0% | Q1 2014 | May 16, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -98,982 | -100.0% | Q1 2014 | May 15, 2014 |
| Winton Capital Management Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -96,531 | -100.0% | Q1 2014 | May 01, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -92,284 | -100.0% | Q1 2014 | May 12, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.02% | — | -87,553 | -100.0% | Q1 2014 | May 19, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -83,722 | -100.0% | Q1 2014 | May 16, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -79,500 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.03% | — | -78,388 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -77,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -76,328 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -76,060 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -73,677 | -100.0% | Q1 2014 | May 13, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -70,500 | -100.0% | Q1 2014 | May 09, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -67,000 | -100.0% | Q1 2014 | May 15, 2014 |
| King Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.43% | — | -66,413 | -100.0% | Q1 2014 | May 08, 2014 |
| SEVEN EIGHT CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.54% | — | -66,330 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -61,454 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,423 | -100.0% | Q1 2014 | May 14, 2014 |
| PL Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -59,344 | -100.0% | Q1 2014 | Apr 24, 2014 |
| WEBSTER BANK, N. A. | History | Closed out | 0 | 0 | — | 0.08% | — | -57,919 | -100.0% | Q1 2014 | Apr 11, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -56,135 | -100.0% | Q1 2014 | May 07, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -54,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -54,355 | -100.0% | Q1 2014 | May 28, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -51,748 | -100.0% | Q1 2014 | May 14, 2014 |
| JENNISON ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,109 | -100.0% | Q1 2014 | May 07, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.01% | — | -49,413 | -100.0% | Q1 2014 | May 08, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,366 | -100.0% | Q1 2014 | May 14, 2014 |
| CCM INVESTMENT ADVISERS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -46,800 | -100.0% | Q1 2014 | May 12, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -43,120 | -100.0% | Q1 2014 | May 07, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -41,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,854 | -100.0% | Q1 2014 | May 13, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,850 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -30,499 | -100.0% | Q1 2014 | May 14, 2014 |
| Bouchey Financial Group Ltd | History | Closed out | 0 | 0 | — | 0.17% | — | -29,446 | -100.0% | Q1 2014 | May 13, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,226 | -100.0% | Q1 2014 | May 15, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -29,016 | -100.0% | Q1 2014 | May 15, 2014 |
| WRIGHT INVESTORS SERVICE INC | History | Closed out | 0 | 0 | — | 0.12% | — | -28,700 | -100.0% | Q1 2014 | Apr 24, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,566 | -100.0% | Q1 2014 | May 14, 2014 |
| JOHNSON INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -26,100 | -100.0% | Q1 2014 | May 15, 2014 |
| PITCAIRN CO | History | Closed out | 0 | 0 | — | 0.03% | — | -25,751 | -100.0% | Q1 2014 | May 13, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -25,715 | -100.0% | Q1 2014 | May 15, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -24,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Algebris Investments (UK) LLP | History | Closed out | 0 | 0 | — | 0.11% | — | -23,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SILVERCREST ASSET MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,170 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,106 | -100.0% | Q1 2014 | May 15, 2014 |
| FDx Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -19,248 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,900 | -100.0% | Q1 2014 | May 12, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -18,900 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,861 | -100.0% | Q1 2014 | May 14, 2014 |
| Rodgers Brothers Inc. | History | Closed out | 0 | 0 | — | 0.09% | — | -18,724 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -18,075 | -100.0% | Q1 2014 | Apr 11, 2014 |
| NBT BANK N A /NY | History | Closed out | 0 | 0 | — | 0.02% | — | -17,680 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -15,450 | -100.0% | Q1 2014 | Jun 02, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,105 | -100.0% | Q1 2014 | May 02, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,090 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,681 | -100.0% | Q1 2014 | May 15, 2014 |
| WILMINGTON TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -12,875 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,930 | -100.0% | Q1 2014 | May 15, 2014 |
| PHILADELPHIA TRUST CO | History | Closed out | 0 | 0 | — | 0.01% | — | -11,711 | -100.0% | Q1 2014 | May 13, 2014 |
| HARTFORD INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -11,668 | -100.0% | Q1 2014 | May 14, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.0% | — | -11,324 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,779 | -100.0% | Q1 2014 | May 09, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -10,030 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,607 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,950 | -100.0% | Q1 2014 | May 15, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,400 | -100.0% | Q1 2014 | Apr 28, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -6,300 | -100.0% | Q1 2014 | May 09, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 13, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -3,000 | -100.0% | Q1 2014 | May 13, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,900 | -100.0% | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -2,709 | -100.0% | Q1 2014 | May 13, 2014 |
| TOMPKINS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,748 | -100.0% | Q1 2014 | Apr 10, 2014 |
| WealthTrust-Arizona, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,401 | -100.0% | Q1 2014 | Apr 23, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,205 | -100.0% | Q1 2014 | May 16, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 14, 2014 |
| ORRSTOWN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -496 | -100.0% | Q1 2014 | May 23, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | Closed out | 0 | 0 | — | 0.0% | — | -141 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Archford Capital Strategies, LLC | History | Closed out | 0 | 0 | — | — | — | -53 | -100.0% | Q1 2014 | May 15, 2014 |
| FTB Advisors, Inc. | History | No change | 45 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Oakworth Capital, Inc. | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |