FIRST POTOMAC RLTY TR COM - 33610F109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 7,768,268 | 101,919 | 0.01% | 0.01% | 1 | +231,271 | 3.07% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 2,620,358 | 34,379 | 0.01% | 0.01% | 2 | -26,354 | -1.0% | Q2 2014 | Aug 06, 2014 |
| JENNISON ASSOCIATES LLC | History | Added to | 2,565,037 | 33,653 | 0.03% | 0.03% | 3 | +23,737 | 0.93% | Q2 2014 | Aug 08, 2014 |
| LOMBARDIA CAPITAL PARTNERS LLC | History | Reduced | 1,981,219 | 25,994 | 0.7% | 0.7% | 4 | -7,910 | -0.4% | Q2 2014 | Jul 24, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,324,000 | 17,371 | 0.0% | 0.01% | 5 | -153,945 | -10.42% | Q2 2014 | Aug 06, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | Reduced | 935,716 | 12,277 | 0.04% | 0.04% | 6 | -27,325 | -2.84% | Q2 2014 | Aug 07, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 680,554 | 8,929 | 0.01% | 0.01% | 7 | +32,406 | 5.0% | Q2 2014 | Aug 08, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Added to | 649,337 | 8,520 | 0.06% | 0.05% | 8 | +106,350 | 19.59% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Added to | 448,359 | 5,883 | 0.0% | 0.0% | 9 | +45,821 | 11.38% | Q2 2014 | Aug 06, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | Reduced | 286,015 | 3,752 | 0.5% | 0.53% | 10 | -3,910 | -1.35% | Q2 2014 | Aug 05, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 277,665 | 3,643 | 0.01% | 0.01% | 11 | +14,522 | 5.52% | Q2 2014 | Jul 30, 2014 |
| Neuberger Berman Group LLC | History | New | 262,066 | 3,438 | 0.0% | — | 12 | +262,066 | New | Q2 2014 | Aug 05, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 256,300 | 3,378 | 0.03% | 0.02% | 13 | +25,900 | 11.24% | Q2 2014 | Aug 05, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 217,020 | 2,847 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 187,290 | 2,457 | 0.0% | 0.0% | 15 | -13,885 | -6.9% | Q2 2014 | Aug 06, 2014 |
| American Research & Management Co. | History | Reduced | 183,658 | 2,410 | 0.84% | 0.85% | 16 | -1,800 | -0.97% | Q2 2014 | Jul 15, 2014 |
| DOHENY ASSET MANAGEMENT /CA | History | Reduced | 172,284 | 2,260 | 1.07% | 1.19% | 17 | -6,866 | -3.83% | Q2 2014 | Aug 07, 2014 |
| TEACHERS INSURANCE & ANNUITY ASSOCIATION OF AMERICA | History | Reduced | 133,251 | 1,748 | 0.06% | 0.08% | 18 | -6,870 | -4.9% | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 131,973 | 1,732 | 0.0% | 0.0% | 19 | +21,344 | 19.29% | Q2 2014 | Aug 11, 2014 |
| STRS OHIO | History | Added to | 100,000 | 1,312 | 0.01% | 0.01% | 20 | +4,000 | 4.17% | Q2 2014 | Jul 24, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 86,357 | 1,133 | 0.0% | 0.0% | 21 | -3,012 | -3.37% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 67,819 | 890 | 0.0% | 0.0% | 22 | +1,486 | 2.24% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | No change | 66,100 | 867 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 58,923 | 773 | 0.01% | 0.01% | 24 | -57 | -0.1% | Q2 2014 | Jul 31, 2014 |
| RMR ADVISORS, INC. | History | No change | 55,000 | 722 | 0.42% | 0.45% | 25 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Nationwide Fund Advisors | History | Added to | 51,122 | 671 | 0.0% | 0.0% | 26 | +859 | 1.71% | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Added to | 48,558 | 637 | 0.0% | 0.0% | 27 | +941 | 1.98% | Q2 2014 | Aug 06, 2014 |
| IndexIQ Advisors LLC | History | Added to | 44,896 | 589 | 0.05% | 0.05% | 28 | +643 | 1.45% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 38,629 | 506 | 0.0% | 0.0% | 29 | -1,507 | -3.75% | Q2 2014 | Aug 08, 2014 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 37,715 | 495 | 0.0% | 0.0% | 30 | -300 | -0.79% | Q2 2014 | Aug 11, 2014 |
| Quadrant Real Estate Advisors LLC | History | No change | 37,000 | 485 | 1.61% | 1.39% | 31 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 35,306 | 463 | 0.0% | 14.92% | 32 | -5,456 | -13.39% | Q2 2014 | Aug 06, 2014 |
| ProVise Management Group, LLC | History | No change | 32,400 | 425 | 0.09% | 0.1% | 33 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 30,568 | 401 | 0.01% | 0.02% | 34 | -1,494 | -4.66% | Q2 2014 | Jul 25, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | No change | 29,914 | 392 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| KBC Group NV | History | Added to | 29,813 | 391 | 0.0% | 0.0% | 36 | +16,324 | 121.02% | Q2 2014 | Aug 01, 2014 |
| SEI TRUST CO | History | Reduced | 28,556 | 375 | 0.0% | 0.02% | 37 | -119,700 | -80.74% | Q2 2014 | Jul 22, 2014 |
| ProShare Advisors LLC | History | Reduced | 28,288 | 371 | 0.0% | 0.01% | 38 | -31,135 | -52.4% | Q2 2014 | Aug 08, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | New | 25,186 | 330 | 0.0% | — | 39 | +25,186 | New | Q2 2014 | Aug 04, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 24,516 | 322 | 0.0% | 0.0% | 40 | +3,787 | 18.27% | Q2 2014 | Aug 11, 2014 |
| Numeric Investors LLC | History | Reduced | 21,789 | 286 | 0.0% | 0.01% | 41 | -25,711 | -54.13% | Q2 2014 | Aug 11, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 14,583 | 191 | 0.02% | 0.02% | 42 | -130 | -0.88% | Q2 2014 | Aug 08, 2014 |
| CONNABLE OFFICE INC | History | Reduced | 13,434 | 176 | 0.05% | 0.05% | 43 | -880 | -6.15% | Q2 2014 | Jul 22, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 12,300 | 161 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Capital Impact Advisors, LLC | History | New | 12,215 | 160 | 0.12% | — | 45 | +12,215 | New | Q2 2014 | Aug 11, 2014 |
| SUMIT CAPITAL, LLC | History | New | 11,200 | 147 | 0.62% | — | 46 | +11,200 | New | Q2 2014 | Jul 22, 2014 |
| WESTPAC BANKING CORP | History | Reduced | 9,815 | 128 | 0.0% | 0.01% | 47 | -64,800 | -86.85% | Q2 2014 | Aug 11, 2014 |
| Independent Order of Foresters | History | No change | 8,900 | 117 | 0.11% | 0.11% | 48 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Mitsubishi UFJ Asset Management Co., Ltd. | History | Added to | 5,260 | 69 | 0.0% | 0.0% | 49 | +1,000 | 23.47% | Q2 2014 | Aug 05, 2014 |
| RidgeWorth Capital Management LLC | History | New | 5,015 | 66 | 0.0% | — | 50 | +5,015 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 4,020 | 53 | 0.0% | 0.0% | 51 | -264 | -6.16% | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 3,664 | 49 | 0.0% | 0.0% | 52 | +444 | 13.79% | Q2 2014 | Aug 08, 2014 |
| Shinko Asset Management Co., Ltd. | History | Reduced | 2,500 | 33 | 0.0% | 0.0% | 53 | -100 | -3.85% | Q2 2014 | Jul 29, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,378 | 31 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 2,158 | 28 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SMITHFIELD TRUST CO | History | Reduced | 1,440 | 19 | 0.0% | 0.01% | 56 | -600 | -29.41% | Q2 2014 | Jul 16, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | No change | 1,000 | 13 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 623 | 8 | 0.0% | 0.0% | 59 | +227 | 57.32% | Q2 2014 | Aug 06, 2014 |
| FOUNDERS BANK & TRUST | History | No change | 620 | 8 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | No change | 149 | 2 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| MetLife Securities, Inc | History | No change | 120 | 2 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,941,242 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.02% | — | -5,204,908 | -100.0% | Q1 2014 | May 15, 2014 |
| EARNEST PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -3,614,660 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,821,098 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,152,024 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,101,391 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,045,070 | -100.0% | Q1 2014 | May 14, 2014 |
| AEW CAPITAL MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.31% | — | -981,225 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -810,143 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -777,588 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -729,853 | -100.0% | Q1 2014 | May 15, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.48% | — | -644,197 | -100.0% | Q1 2014 | May 08, 2014 |
| Phocas Financial Corp. | History | Closed out | 0 | 0 | — | 0.79% | — | -635,415 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -530,387 | -100.0% | Q1 2014 | May 14, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -475,114 | -100.0% | Q1 2014 | May 12, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -466,183 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -391,580 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -386,857 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -323,678 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -272,071 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -242,260 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -233,055 | -100.0% | Q1 2014 | May 16, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -225,670 | -100.0% | Q1 2014 | May 13, 2014 |
| DIAM Co., Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -190,721 | -100.0% | Q1 2014 | May 05, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -189,469 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -186,862 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -153,081 | -100.0% | Q1 2014 | May 15, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -128,818 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -124,798 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -121,237 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -106,733 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -103,628 | -100.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99,990 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -99,572 | -100.0% | Q1 2014 | May 13, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -95,614 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,723 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -71,742 | -100.0% | Q1 2014 | May 23, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -70,858 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,921 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65,930 | -100.0% | Q1 2014 | May 14, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -58,947 | -100.0% | Q1 2014 | May 12, 2014 |
| BARD ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.32% | — | -57,930 | -100.0% | Q1 2014 | May 09, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -53,073 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.9% | — | -48,369 | -100.0% | Q1 2014 | Aug 08, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -45,534 | -100.0% | Q1 2014 | May 15, 2014 |
| Independent Portfolio Consultants, Inc. | History | Closed out | 0 | 0 | — | 0.13% | — | -32,155 | -100.0% | Q1 2014 | May 13, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -29,903 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,467 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -25,576 | -100.0% | Q1 2014 | May 14, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -22,040 | -100.0% | Q1 2014 | May 14, 2014 |
| NEW MEXICO EDUCATIONAL RETIREMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -20,618 | -100.0% | Q1 2014 | May 12, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -19,172 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA ASSET MANAGEMENT CO LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -18,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,698 | -100.0% | Q1 2014 | May 13, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -15,974 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -15,703 | -100.0% | Q1 2014 | May 16, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -15,500 | -100.0% | Q1 2014 | May 14, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,100 | -100.0% | Q1 2014 | May 09, 2014 |
| Sumitomo Mitsui Asset Management Company, LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -12,486 | -100.0% | Q1 2014 | Apr 16, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,640 | -100.0% | Q1 2014 | May 09, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,033 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -7,500 | -100.0% | Q1 2014 | May 12, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -7,042 | -100.0% | Q1 2014 | May 14, 2014 |
| BASSO CAPITAL MANAGEMENT L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,467 | -100.0% | Q1 2014 | May 13, 2014 |
| Hirtle Callaghan & Co LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,000 | -100.0% | Q1 2014 | May 02, 2014 |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -3,500 | -100.0% | Q1 2014 | May 14, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 09, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,861 | -100.0% | Q1 2014 | May 13, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,320 | -100.0% | Q1 2014 | May 14, 2014 |
| Daiwa Securities Group Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -278 | -100.0% | Q1 2014 | Apr 24, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.0% | — | -222 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81 | -100.0% | Q1 2014 | May 12, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | — | — | -12 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | — | — | -9 | -100.0% | Q1 2014 | May 15, 2014 |