FIRST TRUST SENIOR FLOATING RATE 2022 TARGET TERM FUND - 33740K101
Detailed investor-level table based on 13F positions.
Early Q4 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Reduced | 1,956,157 | 18,857 | 0.0% | 0.0% | 1 | -142,313 | -6.78% | Q3 2021 | Nov 15, 2021 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 991,515 | 9,558 | 0.0% | 0.0% | 2 | -157,545 | -13.71% | Q3 2021 | Nov 15, 2021 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 775,443 | 7,476 | 0.0% | 0.0% | 3 | -128,515 | -14.22% | Q3 2021 | Nov 15, 2021 |
| UBS Group AG | History | Reduced | 217,790 | 2,099 | 0.0% | 0.0% | 4 | -16,345 | -6.98% | Q3 2021 | Nov 15, 2021 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 185,619 | 1,789 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q3 2021 | Nov 15, 2021 |
| Steward Partners Investment Advisory, LLC | History | Added to | 132,799 | 1,280 | 0.02% | 0.02% | 6 | +12,820 | 10.69% | Q3 2021 | Nov 12, 2021 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Reduced | 109,097 | 1,052 | 0.0% | 0.0% | 7 | -3,117 | -2.78% | Q3 2021 | Nov 15, 2021 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Added to | 103,375 | 997 | 0.0% | 0.0% | 8 | +93,077 | 903.84% | Q3 2021 | Nov 15, 2021 |
| ROYAL BANK OF CANADA | History | Reduced | 88,575 | 854 | 0.0% | 0.0% | 9 | -11,852 | -11.8% | Q3 2021 | Nov 15, 2021 |
| STIFEL FINANCIAL CORP | History | Reduced | 68,416 | 659 | 0.0% | 0.0% | 10 | -16,413 | -19.35% | Q3 2021 | Nov 15, 2021 |
| JANE STREET GROUP, LLC | History | New | 57,102 | 550 | 0.0% | — | 11 | +57,102 | New | Q3 2021 | Nov 16, 2021 |
| ADVISOR GROUP HOLDINGS, INC. | History | Reduced | 56,916 | 548 | 0.0% | 0.0% | 12 | -16,614 | -22.59% | Q3 2021 | Nov 05, 2021 |
| Mariner, LLC | History | Added to | 42,496 | 410 | 0.0% | 0.0% | 13 | +5,014 | 13.38% | Q3 2021 | Nov 15, 2021 |
| TRUIST FINANCIAL CORP | History | Reduced | 33,352 | 322 | 0.0% | 0.0% | 14 | -11,000 | -24.8% | Q3 2021 | Nov 05, 2021 |
| BOKF, NA | History | New | 24,081 | 232 | 0.0% | — | 15 | +24,081 | New | Q3 2021 | Nov 10, 2021 |
| AMERIPRISE FINANCIAL INC | History | Added to | 19,857 | 191 | 0.0% | 0.0% | 16 | +5,599 | 39.27% | Q3 2021 | Nov 15, 2021 |
| BARCLAYS PLC | History | New | 16,712 | 163 | 0.0% | — | 17 | +16,712 | New | Q3 2021 | Nov 09, 2021 |
| Avantax Planning Partners, Inc. | History | No change | 16,385 | 158 | 0.01% | 0.01% | 18 | 0 | 0.0% | Q3 2021 | Oct 27, 2021 |
| Equitable Holdings, Inc. | History | No change | 14,905 | 144 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q3 2021 | Nov 12, 2021 |
| COMMONWEALTH EQUITY SERVICES, LLC | History | New | 13,362 | 128 | 0.0% | — | 20 | +13,362 | New | Q3 2021 | Oct 29, 2021 |
| LPL Financial LLC | History | Reduced | 13,003 | 125 | 0.0% | 0.0% | 21 | -2,367 | -15.4% | Q3 2021 | Nov 15, 2021 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,056 | -100.0% | Q2 2021 | Aug 16, 2021 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,678 | -100.0% | Q2 2021 | Aug 06, 2021 |
| Arkadios Wealth Advisors | History | Closed out | 0 | 0 | — | 0.01% | — | -4,426 | -100.0% | Q2 2021 | Jul 28, 2021 |