GT ADVANCED TECHNOLOGIES INC - 36191U106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 9,650,711 | 179,503 | 1.23% | 0.69% | 1 | +3,766,121 | 64.0% | Q2 2014 | Aug 11, 2014 |
| VANGUARD GROUP INC | History | Added to | 8,549,824 | 159,026 | 0.01% | 0.01% | 2 | +419,152 | 5.16% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 7,156,470 | 133,110 | 0.04% | 0.04% | 3 | -311,757 | -4.17% | Q2 2014 | Aug 06, 2014 |
| DnB Asset Management AS | History | New | 3,768,136 | 70,087 | 1.48% | — | 4 | +3,768,136 | New | Q2 2014 | Jul 07, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 3,608,681 | 67,121 | 0.01% | 0.01% | 5 | -25,537 | -0.7% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 1,559,417 | 29,004 | 0.02% | 0.02% | 6 | -25,023 | -1.58% | Q2 2014 | Aug 08, 2014 |
| GAM Holding AG | History | Added to | 1,507,220 | 28,027 | 0.43% | 0.14% | 7 | +1,000,773 | 197.61% | Q2 2014 | Aug 11, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | Reduced | 1,477,350 | 27,479 | 0.53% | 0.57% | 8 | -18,731 | -1.25% | Q2 2014 | Aug 12, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | Added to | 1,180,950 | 21,966 | 0.24% | 0.13% | 9 | +564,725 | 91.64% | Q2 2014 | Jul 16, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 903,285 | 16,801 | 0.02% | 0.03% | 10 | -365,920 | -28.83% | Q2 2014 | Aug 05, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 575,045 | 10,695 | 0.01% | 0.01% | 11 | +831 | 0.14% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 473,030 | 8,799 | 0.01% | 0.02% | 12 | -34,276 | -6.76% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 448,061 | 8,334 | 0.01% | 0.01% | 13 | -10,989 | -2.39% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | Added to | 445,967 | 8,295 | 0.0% | 0.0% | 14 | +842 | 0.19% | Q2 2014 | Aug 06, 2014 |
| BENNETT LAWRENCE MANAGEMENT L L C/NY | History | Reduced | 369,600 | 6,875 | 1.21% | 2.52% | 15 | -627,070 | -62.92% | Q2 2014 | Aug 06, 2014 |
| PRESCOTT GROUP CAPITAL MANAGEMENT, L.L.C. | History | No change | 343,000 | 6,380 | 1.12% | 1.1% | 16 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| CABOT MONEY MANAGEMENT INC | History | Added to | 338,706 | 6,300 | 1.58% | 1.5% | 17 | +3,834 | 1.14% | Q2 2014 | Jul 28, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 312,156 | 5,806 | 0.02% | 0.03% | 18 | -85,955 | -21.59% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Reduced | 244,062 | 4,540 | 0.02% | 0.02% | 19 | -33,176 | -11.97% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 239,304 | 4,451 | 0.01% | 0.01% | 20 | +100 | 0.04% | Q2 2014 | Aug 04, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 226,335 | 4,210 | 0.03% | 0.03% | 21 | +619 | 0.27% | Q2 2014 | Aug 05, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | New | 217,800 | 4,051 | 0.6% | — | 22 | +217,800 | New | Q2 2014 | Jul 23, 2014 |
| STATE TREASURER STATE OF MICHIGAN | History | New | 180,000 | 3,348 | 0.02% | — | 23 | +180,000 | New | Q2 2014 | Aug 06, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 167,770 | 3,121 | 0.05% | 0.02% | 24 | +97,870 | 140.01% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 159,184 | 2,961 | 0.01% | 0.01% | 25 | -2,595 | -1.6% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 149,100 | 2,773 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 137,890 | 2,565 | 0.03% | 0.02% | 27 | +1,282 | 0.94% | Q2 2014 | Jul 21, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 132,582 | 2,466 | 0.03% | 0.06% | 28 | -137,146 | -50.85% | Q2 2014 | Aug 01, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 112,774 | 2,098 | 0.01% | 0.0% | 29 | +27,924 | 32.91% | Q2 2014 | Aug 07, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 111,070 | 2,065 | 0.01% | 0.01% | 30 | +817 | 0.74% | Q2 2014 | Aug 08, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 105,894 | 1,970 | 0.01% | 0.01% | 31 | -558 | -0.52% | Q2 2014 | Jul 31, 2014 |
| DekaBank Deutsche Girozentrale | History | Added to | 102,800 | 1,912 | 0.03% | 0.03% | 32 | +9,100 | 9.71% | Q2 2014 | Aug 08, 2014 |
| DELTA LLOYD NV | History | No change | 100,000 | 1,860 | 0.06% | 0.06% | 33 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Arizona State Retirement System | History | Added to | 98,000 | 1,822 | 0.02% | 0.02% | 34 | +1,200 | 1.24% | Q2 2014 | Aug 07, 2014 |
| VALUE PARTNERS LTD /ADV | History | No change | 96,437 | 1,794 | 2.53% | 1.89% | 35 | 0 | 0.0% | Q2 2014 | Aug 12, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 91,155 | 1,695 | 0.02% | 0.02% | 36 | -2,800 | -2.98% | Q2 2014 | Jul 18, 2014 |
| EAM Investors, LLC | History | Added to | 83,278 | 1,549 | 0.29% | 0.24% | 37 | +4,974 | 6.35% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 78,499 | 1,460 | 0.0% | 43.48% | 38 | -11,569 | -12.84% | Q2 2014 | Aug 06, 2014 |
| Quantbot Technologies LP | History | New | 75,955 | 1,412 | 0.22% | — | 39 | +75,955 | New | Q2 2014 | Jul 08, 2014 |
| ProShare Advisors LLC | History | Reduced | 71,919 | 1,338 | 0.02% | 0.03% | 40 | -66,833 | -48.17% | Q2 2014 | Aug 08, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 66,153 | 1,230 | 0.04% | 0.03% | 41 | +9,721 | 17.23% | Q2 2014 | Jul 11, 2014 |
| Concept Capital Markets, LLC | History | No change | 64,800 | 1,205 | 0.47% | 0.42% | 42 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 63,400 | 1,179 | 0.05% | 0.05% | 43 | +700 | 1.12% | Q2 2014 | Jul 30, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | Reduced | 58,989 | 1,097 | 0.0% | 0.01% | 44 | -73,434 | -55.45% | Q2 2014 | Jul 22, 2014 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Added to | 57,265 | 1,065 | 0.1% | 0.05% | 45 | +36,178 | 171.57% | Q2 2014 | Aug 01, 2014 |
| LPL Financial LLC | History | Added to | 56,102 | 1,043 | 0.01% | 0.0% | 46 | +29,917 | 114.25% | Q2 2014 | Aug 05, 2014 |
| CARL DOMINO INC | History | Reduced | 53,530 | 996 | 0.5% | 0.57% | 47 | -9,285 | -14.78% | Q2 2014 | Jul 08, 2014 |
| ECOFIN LTD | History | Reduced | 48,754 | 907 | 0.15% | 0.56% | 48 | -103,018 | -67.88% | Q2 2014 | Jul 15, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 47,584 | 885 | 0.01% | 0.01% | 49 | +25,945 | 119.9% | Q2 2014 | Jul 23, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 33,700 | 627 | 0.02% | 0.02% | 50 | -1,400 | -3.99% | Q2 2014 | Aug 06, 2014 |
| Municipal Employees' Retirement System of Michigan | History | Added to | 33,400 | 621 | 0.05% | 0.04% | 51 | +1,300 | 4.05% | Q2 2014 | Aug 04, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 32,725 | 608 | 0.0% | 0.0% | 52 | +1,013 | 3.19% | Q2 2014 | Aug 08, 2014 |
| FIRST MERCANTILE TRUST CO | History | Reduced | 32,513 | 605 | 0.05% | 0.07% | 53 | -26,870 | -45.25% | Q2 2014 | Jul 22, 2014 |
| GENESEE VALLEY TRUST CO | History | Added to | 29,872 | 556 | 0.33% | 0.24% | 54 | +7,526 | 33.68% | Q2 2014 | Jul 31, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 29,623 | 551 | 0.02% | 0.03% | 55 | -3,903 | -11.64% | Q2 2014 | Aug 08, 2014 |
| Clean Yield Group | History | Reduced | 29,090 | 541 | 0.27% | 0.29% | 56 | -3,500 | -10.74% | Q2 2014 | Jul 21, 2014 |
| ATRIA INVESTMENTS LLC | History | New | 27,214 | 506 | 0.05% | — | 57 | +27,214 | New | Q2 2014 | Jul 21, 2014 |
| Quantitative Investment Management, LLC | History | Reduced | 23,900 | 444 | 0.08% | 0.17% | 58 | -180,900 | -88.33% | Q2 2014 | Aug 08, 2014 |
| MAPLE SECURITIES USA INC | History | Reduced | 22,514 | 419 | 0.05% | 0.04% | 59 | -6,794 | -23.18% | Q2 2014 | Aug 06, 2014 |
| Concert Wealth Management Inc. | History | New | 23,250 | 413 | 0.05% | — | 61 | +23,250 | New | Q2 2014 | Jul 31, 2014 |
| Aperio Group, LLC | History | Added to | 22,225 | 413 | 0.01% | 0.01% | 60 | +1,188 | 5.65% | Q2 2014 | Jul 23, 2014 |
| Beech Hill Advisors, Inc. | History | New | 19,900 | 370 | 0.16% | — | 62 | +19,900 | New | Q2 2014 | Jul 21, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | Added to | 14,798 | 275 | 0.04% | 0.03% | 63 | +4,614 | 45.31% | Q2 2014 | Jul 25, 2014 |
| STRS OHIO | History | Added to | 14,500 | 270 | 0.0% | 0.0% | 64 | +2,600 | 21.85% | Q2 2014 | Jul 24, 2014 |
| AMALGAMATED BANK | History | Added to | 13,308 | 248 | 0.04% | 0.03% | 65 | +1,419 | 11.94% | Q2 2014 | Aug 11, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | New | 12,000 | 223 | 0.0% | — | 66 | +12,000 | New | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 11,638 | 216 | 0.0% | — | 68 | +11,638 | New | Q2 2014 | Jul 31, 2014 |
| BRADLEY FOSTER & SARGENT INC/CT | History | New | 11,600 | 216 | 0.01% | — | 67 | +11,600 | New | Q2 2014 | Aug 04, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 10,863 | 202 | 0.0% | 0.0% | 69 | -440 | -3.89% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 10,708 | 199 | 0.01% | — | 70 | +10,708 | New | Q2 2014 | Aug 08, 2014 |
| World Asset Management Inc | History | Reduced | 10,625 | 198 | 0.01% | 0.01% | 71 | -444 | -4.01% | Q2 2014 | Jul 28, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Reduced | 10,225 | 190 | 0.01% | 0.01% | 72 | -5,672 | -35.68% | Q2 2014 | Jul 25, 2014 |
| Pennsylvania Trust Co | History | No change | 10,000 | 186 | 0.01% | 0.01% | 73 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Redwood Investments, LLC | History | No change | 9,969 | 185 | 0.02% | 0.02% | 74 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| MetLife Securities, Inc | History | Added to | 6,990 | 130 | 0.02% | 0.0% | 75 | +6,690 | 2230.0% | Q2 2014 | Aug 04, 2014 |
| Wunderlich Securities, Inc. | History | Reduced | 6,600 | 122 | 0.08% | 0.09% | 76 | -300 | -4.35% | Q2 2014 | Jul 17, 2014 |
| Seamans Capital Management, LLC | History | New | 5,600 | 104 | 0.15% | — | 77 | +5,600 | New | Q2 2014 | Aug 11, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 4,636 | 86 | 0.0% | 0.0% | 78 | -302 | -6.12% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 3,792 | 70 | 0.0% | 0.0% | 79 | -194 | -4.87% | Q2 2014 | Aug 06, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | Added to | 3,722 | 69 | 0.04% | 0.09% | 80 | +3,657 | 5626.15% | Q2 2014 | Aug 05, 2014 |
| Psagot Investment House Ltd. | History | Reduced | 2,780 | 52 | 0.0% | 0.0% | 81 | -78 | -2.73% | Q2 2014 | Aug 06, 2014 |
| Camarda Financial Advisors, LLC | History | New | 2,214 | 41 | 0.03% | — | 82 | +2,214 | New | Q2 2014 | Jul 11, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 1,246 | 23 | 0.01% | 0.01% | 83 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 1,200 | 22 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| OLD SECOND NATIONAL BANK OF AURORA | History | New | 930 | 17 | 0.01% | — | 85 | +930 | New | Q2 2014 | Aug 06, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 600 | 12 | 0.0% | — | 86 | +600 | New | Q2 2014 | Jul 16, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 400 | 7 | 0.0% | — | 87 | +400 | New | Q2 2014 | Aug 04, 2014 |
| JNBA Financial Advisors | History | No change | 384 | 7 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| FOUNDERS BANK & TRUST | History | No change | 330 | 6 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 216 | 4 | 0.0% | 0.0% | 91 | +122 | 129.79% | Q2 2014 | Jul 22, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 250 | 4 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WealthTrust-Arizona, LLC | History | No change | 54 | 1 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -9,840,635 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -7,675,884 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 1.16% | — | -6,811,060 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -3,650,024 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -3,629,362 | -100.0% | Q1 2014 | May 14, 2014 |
| PLATINUM INVESTMENT MANAGEMENT LTD | History | Closed out | 0 | 0 | — | 0.98% | — | -3,208,108 | -100.0% | Q1 2014 | May 16, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,586,278 | -100.0% | Q1 2014 | May 15, 2014 |
| ANDOR CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 2.26% | — | -2,500,000 | -100.0% | Q1 2014 | May 09, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Closed out | 0 | 0 | — | 0.25% | — | -2,191,053 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,970,147 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,960,018 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -1,673,973 | -100.0% | Q1 2014 | May 16, 2014 |
| EVEREST CAPITAL LLC | History | Closed out | 0 | 0 | — | 6.25% | — | -1,544,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,543,837 | -100.0% | Q1 2014 | May 15, 2014 |
| Walthausen & Co., LLC | History | Closed out | 0 | 0 | — | 1.66% | — | -1,219,928 | -100.0% | Q1 2014 | May 12, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 1.05% | — | -1,200,400 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,103,449 | -100.0% | Q1 2014 | May 15, 2014 |
| AYM CAPITAL, LLC | History | Closed out | 0 | 0 | — | 11.16% | — | -1,070,300 | -100.0% | Q1 2014 | May 07, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -1,038,613 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.02% | — | -983,990 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -963,960 | -100.0% | Q1 2014 | May 15, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.12% | — | -862,600 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.03% | — | -851,635 | -100.0% | Q1 2014 | May 13, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -831,668 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -754,751 | -100.0% | Q1 2014 | May 14, 2014 |
| Cupps Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.94% | — | -721,833 | -100.0% | Q1 2014 | May 12, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -700,078 | -100.0% | Q1 2014 | May 15, 2014 |
| Firsthand Capital Management, Inc. | History | Closed out | 0 | 0 | — | 5.47% | — | -691,900 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.27% | — | -665,592 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -623,016 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -590,105 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -573,798 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -536,980 | -100.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -535,751 | -100.0% | Q1 2014 | May 13, 2014 |
| JUVONEN RONALD | History | Closed out | 0 | 0 | — | 22.02% | — | -525,168 | -100.0% | Q1 2014 | May 15, 2014 |
| Pier Capital, LLC | History | Closed out | 0 | 0 | — | 1.09% | — | -497,474 | -100.0% | Q1 2014 | May 13, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.04% | — | -462,292 | -100.0% | Q1 2014 | May 13, 2014 |
| QUENTEC ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.27% | — | -438,700 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -425,045 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -424,206 | -100.0% | Q1 2014 | May 28, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -379,049 | -100.0% | Q1 2014 | Apr 18, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -369,299 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -306,638 | -100.0% | Q1 2014 | May 14, 2014 |
| SANDLER CAPITAL MANAGEMENT | History | Closed out | 0 | 0 | — | 0.18% | — | -305,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Espalier Global Management LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -292,087 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -282,967 | -100.0% | Q1 2014 | May 15, 2014 |
| FRIESS ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.37% | — | -280,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.03% | — | -275,511 | -100.0% | Q1 2014 | May 15, 2014 |
| Hilltop Park Associates LLC | History | Closed out | 0 | 0 | — | 5.39% | — | -275,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.03% | — | -273,100 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -258,129 | -100.0% | Q1 2014 | May 13, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -253,213 | -100.0% | Q1 2014 | May 08, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.02% | — | -252,339 | -100.0% | Q1 2014 | May 15, 2014 |
| ALYDAR PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.42% | — | -250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 6.06% | — | -246,878 | -100.0% | Q1 2014 | Aug 08, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -243,879 | -100.0% | Q1 2014 | May 08, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.03% | — | -230,100 | -100.0% | Q1 2014 | May 19, 2014 |
| Union Point Advisors, LLC | History | Closed out | 0 | 0 | — | 1.71% | — | -218,773 | -100.0% | Q1 2014 | May 14, 2014 |
| HAP Trading, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -210,612 | -100.0% | Q1 2014 | May 12, 2014 |
| Santa Fe Partners LLC | History | Closed out | 0 | 0 | — | 0.49% | — | -204,641 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -201,445 | -100.0% | Q1 2014 | May 13, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.05% | — | -190,756 | -100.0% | Q1 2014 | May 07, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -185,669 | -100.0% | Q1 2014 | May 15, 2014 |
| AGF Investments America Inc. | History | Closed out | 0 | 0 | — | 1.18% | — | -178,100 | -100.0% | Q1 2014 | May 06, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.09% | — | -169,713 | -100.0% | Q1 2014 | May 09, 2014 |
| Employees Retirement System of Texas | History | Closed out | 0 | 0 | — | 0.04% | — | -160,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Polar Capital LLP | History | Closed out | 0 | 0 | — | 0.06% | — | -149,818 | -100.0% | Q1 2014 | May 07, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -138,976 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -135,398 | -100.0% | Q1 2014 | May 15, 2014 |
| Point72 Asia (Hong Kong) Ltd | History | Closed out | 0 | 0 | — | 2.81% | — | -130,500 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -125,370 | -100.0% | Q1 2014 | May 16, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -119,600 | -100.0% | Q1 2014 | May 30, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -111,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -99,669 | -100.0% | Q1 2014 | May 15, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -96,150 | -100.0% | Q1 2014 | May 14, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -92,208 | -100.0% | Q1 2014 | May 14, 2014 |
| Perimeter Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.77% | — | -90,674 | -100.0% | Q1 2014 | May 05, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -90,320 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -82,862 | -100.0% | Q1 2014 | May 15, 2014 |
| Concourse Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.98% | — | -82,500 | -100.0% | Q1 2014 | May 05, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.01% | — | -80,900 | -100.0% | Q1 2014 | May 12, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.22% | — | -72,729 | -100.0% | Q1 2014 | May 13, 2014 |
| Axel Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.66% | — | -70,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.51% | — | -63,370 | -100.0% | Q1 2014 | Apr 30, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -54,190 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -50,409 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.01% | — | -49,350 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,500 | -100.0% | Q1 2014 | May 23, 2014 |
| ROBECOSAM AG | History | Closed out | 0 | 0 | — | 0.07% | — | -46,000 | -100.0% | Q1 2014 | May 05, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.03% | — | -35,314 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,310 | -100.0% | Q1 2014 | May 14, 2014 |
| Central Asset Investments & Management Holdings (HK) Ltd | History | Closed out | 0 | 0 | — | 0.79% | — | -35,100 | -100.0% | Q1 2014 | May 14, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -34,092 | -100.0% | Q1 2014 | May 14, 2014 |
| AGF INVESTMENTS INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -32,900 | -100.0% | Q1 2014 | May 06, 2014 |
| Van Hulzen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -32,000 | -100.0% | Q1 2014 | May 13, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -31,390 | -100.0% | Q1 2014 | May 14, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -30,100 | -100.0% | Q1 2014 | May 09, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -28,924 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -27,073 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,710 | -100.0% | Q1 2014 | May 14, 2014 |
| Steinberg Global Asset Management | History | Closed out | 0 | 0 | — | 0.11% | — | -26,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ARDSLEY ADVISORY PARTNERS | History | Closed out | 0 | 0 | — | 0.06% | — | -24,800 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -24,526 | -100.0% | Q1 2014 | May 06, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.35% | — | -23,405 | -100.0% | Q1 2014 | Jun 02, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,918 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,800 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,505 | -100.0% | Q1 2014 | May 14, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.49% | — | -17,220 | -100.0% | Q1 2014 | May 09, 2014 |
| FNY Managed Accounts LLC | History | Closed out | 0 | 0 | — | 0.68% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -14,652 | -100.0% | Q1 2014 | May 15, 2014 |
| CIM INVESTMENT MANGEMENT INC | History | Closed out | 0 | 0 | — | 0.11% | — | -14,238 | -100.0% | Q1 2014 | May 12, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -14,005 | -100.0% | Q1 2014 | May 13, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,655 | -100.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -11,822 | -100.0% | Q1 2014 | May 13, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,400 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,161 | -100.0% | Q1 2014 | May 14, 2014 |
| WOODSTOCK CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -11,100 | -100.0% | Q1 2014 | Apr 07, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,000 | -100.0% | Q1 2014 | May 16, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| USCA RIA LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -10,000 | -100.0% | Q1 2014 | May 12, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -7,201 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -5,379 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,568 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -2,970 | -100.0% | Q1 2014 | Apr 11, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,670 | -100.0% | Q1 2014 | May 07, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,343 | -100.0% | Q1 2014 | May 15, 2014 |
| Saturna Capital CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,000 | -100.0% | Q1 2014 | May 14, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500 | -100.0% | Q1 2014 | May 01, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -950 | -100.0% | Q1 2014 | Apr 24, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -536 | -100.0% | Q1 2014 | May 15, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -313 | -100.0% | Q1 2014 | May 23, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -305 | -100.0% | Q1 2014 | May 15, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | Apr 29, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 17, 2014 |
| PIERSHALE FINANCIAL GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -68 | -100.0% | Q1 2014 | Apr 25, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -65 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q1 2014 | May 12, 2014 |