GAIN Capital Holdings, Inc. - 36268W100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 2,511,104 | 15,117 | 0.01% | 0.01% | 1 | +1,413,300 | 128.74% | Q2 2020 | Aug 13, 2020 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 2,037,523 | 12,266 | 0.01% | 0.01% | 2 | -66,907 | -3.18% | Q2 2020 | Aug 13, 2020 |
| VANGUARD GROUP INC | History | Reduced | 1,060,609 | 6,385 | 0.0% | 0.0% | 3 | -354,009 | -25.03% | Q2 2020 | Aug 14, 2020 |
| NORTHERN TRUST CORP | History | Reduced | 908,191 | 5,467 | 0.0% | 0.0% | 4 | -599 | -0.07% | Q2 2020 | Aug 14, 2020 |
| OMERS ADMINISTRATION Corp | History | Added to | 511,900 | 3,082 | 0.1% | 0.07% | 5 | +246,200 | 92.66% | Q2 2020 | Aug 14, 2020 |
| GABELLI FUNDS LLC | History | Added to | 424,536 | 2,556 | 0.02% | 0.01% | 6 | +296,036 | 230.38% | Q2 2020 | Aug 13, 2020 |
| STATE STREET CORP | History | Added to | 420,560 | 2,532 | 0.0% | 0.0% | 7 | +6,218 | 1.5% | Q2 2020 | Aug 14, 2020 |
| Alberta Investment Management Corp | History | No change | 342,000 | 2,059 | 0.02% | 0.03% | 8 | 0 | 0.0% | Q2 2020 | Aug 11, 2020 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Reduced | 258,860 | 1,558 | 0.01% | 0.01% | 9 | -36,810 | -12.45% | Q2 2020 | Aug 13, 2020 |
| Bank of New York Mellon Corp | History | Reduced | 252,979 | 1,523 | 1.19% | 6.77% | 10 | -21,652 | -7.88% | Q2 2020 | Oct 08, 2021 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Reduced | 242,934 | 1,462 | 0.0% | 0.0% | 11 | -2,408 | -0.98% | Q2 2020 | Aug 13, 2020 |
| GOLDMAN SACHS GROUP INC | History | Added to | 156,450 | 942 | 0.0% | 0.0% | 12 | +75,810 | 94.01% | Q2 2020 | Aug 12, 2020 |
| Verition Fund Management LLC | History | New | 116,908 | 704 | 0.02% | — | 13 | +116,908 | New | Q2 2020 | Aug 14, 2020 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | New | 106,900 | 644 | 0.0% | — | 14 | +106,900 | New | Q2 2020 | Aug 12, 2020 |
| Invesco Ltd. | History | Reduced | 79,353 | 478 | 0.0% | 0.0% | 15 | -5,204 | -6.15% | Q2 2020 | Aug 14, 2020 |
| ALLIANCEBERNSTEIN L.P. | History | Added to | 77,200 | 465 | 0.0% | 0.0% | 16 | +400 | 0.52% | Q2 2020 | Aug 13, 2020 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 66,088 | 399 | 0.0% | 0.0% | 17 | -78,502 | -54.29% | Q2 2020 | Aug 14, 2020 |
| STIFEL FINANCIAL CORP | History | New | 65,000 | 391 | 0.0% | — | 18 | +65,000 | New | Q2 2020 | Aug 14, 2020 |
| WELLS FARGO & COMPANY/MN | History | Added to | 60,761 | 365 | 0.0% | 0.0% | 19 | +11,760 | 24.0% | Q2 2020 | Aug 13, 2020 |
| MARSHALL WACE, LLP | History | New | 56,387 | 339 | 0.0% | — | 20 | +56,387 | New | Q2 2020 | Aug 13, 2020 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Reduced | 55,900 | 336 | 0.0% | 0.01% | 21 | -49,400 | -46.91% | Q2 2020 | Aug 13, 2020 |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC | History | Added to | 49,734 | 300 | 0.0% | 0.0% | 22 | +3,086 | 6.62% | Q2 2020 | Aug 20, 2020 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 45,365 | 274 | 0.0% | 0.0% | 23 | -2,685 | -5.59% | Q2 2020 | Aug 14, 2020 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | New | 43,161 | 260 | 0.0% | — | 24 | +43,161 | New | Q2 2020 | Aug 12, 2020 |
| RHUMBLINE ADVISERS | History | Added to | 41,165 | 248 | 0.0% | 0.0% | 25 | +3,296 | 8.7% | Q2 2020 | Aug 13, 2020 |
| ROYAL BANK OF CANADA | History | Added to | 33,539 | 202 | 0.0% | 0.0% | 26 | +2,366 | 7.59% | Q2 2020 | Aug 14, 2020 |
| ROYCE & ASSOCIATES LP | History | Added to | 31,552 | 190 | 0.0% | 0.0% | 27 | +6,552 | 26.21% | Q2 2020 | Aug 07, 2020 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 31,204 | 188 | 0.0% | 0.0% | 28 | +18,312 | 142.04% | Q2 2020 | Aug 14, 2020 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 29,381 | 177 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2020 | Aug 17, 2020 |
| Engineers Gate Manager LP | History | New | 28,900 | 174 | 0.01% | — | 30 | +28,900 | New | Q2 2020 | Aug 17, 2020 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 27,473 | 166 | 0.0% | 0.0% | 31 | +4,643 | 20.34% | Q2 2020 | Aug 14, 2020 |
| SEI INVESTMENTS CO | History | No change | 24,000 | 144 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2020 | Aug 17, 2020 |
| GAMCO INVESTORS, INC. ET AL | History | New | 23,424 | 141 | 0.0% | — | 33 | +23,424 | New | Q2 2020 | Aug 13, 2020 |
| TWO SIGMA INVESTMENTS, LP | History | New | 21,200 | 128 | 0.0% | — | 34 | +21,200 | New | Q2 2020 | Aug 14, 2020 |
| TWO SIGMA ADVISERS, LP | History | New | 20,900 | 126 | 0.0% | — | 35 | +20,900 | New | Q2 2020 | Sep 15, 2020 |
| Ancora Advisors, LLC | History | Reduced | 17,000 | 102 | 0.0% | 0.01% | 36 | -20,000 | -54.05% | Q2 2020 | Nov 12, 2021 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | New | 13,871 | 84 | 0.0% | — | 37 | +13,871 | New | Q2 2020 | Aug 10, 2020 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 11,300 | 68 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2020 | Aug 07, 2020 |
| BARCLAYS PLC | History | Added to | 10,982 | 66 | 0.0% | 0.0% | 39 | +4,584 | 71.65% | Q2 2020 | Aug 12, 2020 |
| D. E. Shaw & Co., Inc. | History | Reduced | 10,707 | 64 | 0.0% | 0.0% | 40 | -36,362 | -77.25% | Q2 2020 | Aug 14, 2020 |
| DEUTSCHE BANK AG\ | History | Added to | 9,131 | 55 | 0.0% | 0.0% | 41 | +3,074 | 50.75% | Q2 2020 | Aug 13, 2020 |
| MORGAN STANLEY | History | Reduced | 8,851 | 53 | 0.0% | 0.0% | 42 | -2,361 | -21.06% | Q2 2020 | Aug 14, 2020 |
| Skandinaviska Enskilda Banken AB (publ) | History | New | 8,100 | 49 | 0.0% | — | 43 | +8,100 | New | Q2 2020 | Aug 13, 2020 |
| JPMORGAN CHASE & CO | History | Added to | 6,695 | 40 | 0.0% | 0.0% | 44 | +496 | 8.0% | Q2 2020 | Aug 11, 2020 |
| Tower Research Capital LLC (TRC) | History | Added to | 6,312 | 38 | 0.0% | — | 45 | +6,272 | 15680.0% | Q2 2020 | Aug 13, 2020 |
| UBS Group AG | History | Reduced | 6,037 | 36 | 0.0% | 0.0% | 46 | -7,235 | -54.51% | Q2 2020 | Jul 31, 2020 |
| CITIGROUP INC | History | Reduced | 2,950 | 18 | 0.0% | 0.0% | 47 | -2,636 | -47.19% | Q2 2020 | Aug 12, 2020 |
| SRS Capital Advisors, Inc. | History | No change | 3,000 | 18 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2020 | Aug 06, 2020 |
| Hillsdale Investment Management Inc. | History | New | 2,800 | 17 | 0.0% | — | 49 | +2,800 | New | Q2 2020 | Aug 11, 2020 |
| Legal & General Group Plc | History | No change | 2,320 | 14 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2020 | Aug 14, 2020 |
| SIMPLEX TRADING, LLC | History | New | 1,866 | 11 | 0.0% | — | 51 | +1,866 | New | Q2 2020 | Jul 13, 2020 |
| BANK OF MONTREAL /CAN/ | History | New | 1,557 | 10 | 0.0% | — | 52 | +1,557 | New | Q2 2020 | Aug 12, 2020 |
| BNP PARIBAS ARBITRAGE, SA | History | Reduced | 1,311 | 7 | 0.0% | 0.0% | 53 | -4,678 | -78.11% | Q2 2020 | Aug 06, 2020 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -256,905 | -100.0% | Q1 2020 | May 15, 2020 |
| Man Group plc | History | Closed out | 0 | 0 | — | 0.01% | — | -247,139 | -100.0% | Q1 2020 | May 15, 2020 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -114,964 | -100.0% | Q1 2020 | Jun 21, 2021 |
| RMB Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -50,000 | -100.0% | Q1 2020 | May 11, 2020 |
| Stratos Wealth Partners, LTD. | History | Closed out | 0 | 0 | — | 0.01% | — | -20,000 | -100.0% | Q1 2020 | May 04, 2020 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,716 | -100.0% | Q1 2020 | May 15, 2020 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,655 | -100.0% | Q1 2020 | May 14, 2020 |
| VOYA INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,316 | -100.0% | Q1 2020 | May 15, 2020 |
| VICTORY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,112 | -100.0% | Q1 2020 | May 12, 2020 |
| ADVISOR GROUP HOLDINGS, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -2,011 | -100.0% | Q1 2020 | May 18, 2020 |