GENERAL MTRS CO - 37045V118
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| HSBC HOLDINGS PLC | History | No change | 2,308,674 | 57,347 | 0.14% | 0.14% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LASRY MARC | History | No change | 1,914,903 | 47,566 | 3.1% | 3.1% | 2 | 0 | 0.0% | Q1 2014 | Aug 04, 2014 |
| Mount Kellett Capital Management LP | History | No change | 1,842,285 | 45,762 | 4.85% | 4.85% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | No change | 1,769,171 | 43,946 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Anchorage Capital Group, L.L.C. | History | No change | 1,522,883 | 37,828 | 1.42% | 1.42% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PECONIC PARTNERS LLC | History | No change | 1,096,181 | 27,229 | 2.58% | 2.58% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Centerbridge Partners, L.P. | History | No change | 908,052 | 22,556 | 0.89% | 0.89% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 640,749 | 15,917 | 0.01% | 0.01% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | No change | 445,198 | 11,058 | 0.19% | 0.19% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 397,952 | 9,885 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW GENERATION ADVISORS LLC | History | Added to | 365,188 | 9,718 | 2.74% | 2.48% | 11 | +17,901 | 5.15% | Q2 2014 | Aug 04, 2014 |
| UBS AG | History | No change | 388,190 | 9,643 | 0.01% | 0.01% | 12 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| JPMORGAN CHASE & CO | History | No change | 310,995 | 7,725 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Kohlberg Kravis Roberts & Co. L.P. | History | No change | 264,383 | 6,567 | 0.11% | 0.11% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | No change | 219,590 | 5,843 | 0.02% | 0.03% | 15 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| APPALOOSA MANAGEMENT LP | History | No change | 184,879 | 4,592 | 0.05% | 0.05% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JANA PARTNERS LLC | History | No change | 166,319 | 4,131 | 0.05% | 0.05% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | No change | 154,078 | 4,100 | 0.07% | 0.06% | 18 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BARCLAYS PLC | History | No change | 154,486 | 3,709 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | No change | 142,426 | 3,538 | 0.04% | 0.04% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Knighthead Capital Management, LLC | History | No change | 96,985 | 3,338 | 0.35% | 0.35% | 21 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Pentwater Capital Management LP | History | No change | 133,349 | 3,312 | 0.09% | 0.09% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | No change | 102,992 | 2,558 | 0.13% | 0.13% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 100,752 | 2,504 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Reservoir Operations, L.P. | History | No change | 88,129 | 2,189 | 0.85% | 0.85% | 25 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | No change | 81,733 | 2,174 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Calamos Advisors LLC | History | No change | 86,079 | 2,138 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Capital International Investors | History | No change | 83,378 | 2,071 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| REDWOOD CAPITAL MANAGEMENT, LLC | History | No change | 78,542 | 1,951 | 0.22% | 0.22% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DW Investment Management, LP | History | No change | 76,910 | 1,901 | 0.24% | 0.24% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| York Capital Management Global Advisors, LLC | History | No change | 65,033 | 1,615 | 0.02% | 0.02% | 31 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Columbus Hill Capital Management, L.P. | History | No change | 57,451 | 1,427 | 0.06% | 0.06% | 32 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CNA FINANCIAL CORP | History | No change | 54,576 | 1,356 | 0.27% | 0.27% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 50,805 | 1,352 | 0.04% | 0.04% | 34 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| HAYMAN CAPITAL MANAGEMENT, L.P. | History | No change | 53,732 | 1,335 | 0.13% | 0.13% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 52,121 | 1,294 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GLG Partners LP | History | No change | 51,508 | 1,279 | 0.03% | 0.03% | 37 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | No change | 43,447 | 1,079 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | No change | 41,543 | 1,032 | 0.03% | 0.03% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 36,708 | 912 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | No change | 26,496 | 661 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OTA LLC | History | New | 24,355 | 648 | 0.86% | — | 42 | +24,355 | New | Q2 2014 | Aug 08, 2014 |
| HOURGLASS CAPITAL, LLC | History | No change | 24,254 | 602 | 0.1% | 0.1% | 43 | 0 | 0.0% | Q1 2014 | May 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 21,418 | 570 | 0.0% | 0.0% | 44 | -9,700 | -31.17% | Q2 2014 | Aug 11, 2014 |
| CREDIT AGRICOLE S A | History | No change | 20,596 | 511 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Verition Fund Management LLC | History | No change | 19,309 | 480 | 0.07% | 0.07% | 46 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | No change | 15,727 | 391 | 0.02% | 0.02% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CARLSON CAPITAL L P | History | No change | 13,421 | 333 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | No change | 13,387 | 331 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 12,482 | 310 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 11,587 | 308 | 0.0% | 0.0% | 51 | -117 | -1.0% | Q2 2014 | Jul 23, 2014 |
| Watershed Asset Management, L.L.C. | History | No change | 12,029 | 300 | 0.1% | 0.1% | 52 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Zweig-DiMenna Associates LLC | History | No change | 11,601 | 288 | 0.02% | 0.02% | 53 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| Cutler Capital Management, LLC | History | No change | 10,000 | 266 | 0.1% | 0.1% | 54 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| US BANCORP \DE\ | History | No change | 10,657 | 265 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| AXA | History | No change | 10,064 | 250 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Relative Value Partners, LLC | History | No change | 9,450 | 235 | 0.03% | 0.03% | 57 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| LPL Financial LLC | History | Added to | 8,684 | 231 | 0.0% | 0.0% | 58 | +117 | 1.37% | Q2 2014 | Aug 05, 2014 |
| HighTower Advisors, LLC | History | No change | 8,201 | 204 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Rock Point Advisors, LLC | History | New | 7,604 | 202 | 0.09% | — | 60 | +7,604 | New | Q2 2014 | Aug 07, 2014 |
| ROYAL BANK OF CANADA | History | No change | 7,811 | 193 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 6,763 | 167 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlueMountain Capital Management, LLC | History | No change | 4,323 | 149 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NOMURA HOLDINGS INC | History | No change | 5,483 | 136 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LOOMIS SAYLES & CO L P | History | No change | 4,728 | 117 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 4,695 | 116 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 4,635 | 115 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 4,657 | 115 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Litespeed Management, L.L.C. | History | No change | 4,135 | 103 | 0.01% | 0.01% | 69 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 3,507 | 93 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Creative Planning | History | No change | 3,065 | 76 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| CITIGROUP INC | History | No change | 2,765 | 67 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Legg Mason Investment Counsel, LLC | History | No change | 1,505 | 38 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| INVESTORS TRUST INC | History | No change | 1,451 | 36 | 0.03% | 0.03% | 74 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 1,420 | 35 | 0.0% | 0.0% | 75 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | No change | 1,221 | 30 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UNITED FIRE GROUP INC | History | No change | 719 | 19 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Added to | 654 | 17 | 0.0% | 0.0% | 78 | +150 | 29.76% | Q2 2014 | Jul 09, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 631 | 17 | 0.0% | 0.0% | 79 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CFG Asset Management LLC | History | No change | 557 | 15 | 0.01% | 0.01% | 80 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Nationwide Fund Advisors | History | No change | 487 | 13 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| WFG Advisors, LP | History | No change | 500 | 12 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| DAVIDSON D A & CO | History | Added to | 447 | 11 | 0.0% | 0.0% | 83 | +30 | 7.19% | Q2 2014 | Jul 29, 2014 |
| FIFTH THIRD BANCORP | History | No change | 382 | 9 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Sandy Spring Bank | History | New | 293 | 8 | 0.0% | — | 86 | +293 | New | Q2 2014 | Aug 06, 2014 |
| FIRST MANHATTAN CO | History | No change | 347 | 8 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 260 | 7 | 0.0% | 0.0% | 87 | -4,880 | -94.94% | Q2 2014 | Aug 08, 2014 |
| People's United Financial, Inc. | History | No change | 290 | 7 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Regal Investment Advisors LLC | History | No change | 294 | 7 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | No change | 278 | 7 | 0.01% | 0.01% | 90 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 224 | 6 | 0.0% | 0.0% | 91 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 171 | 5 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | No change | 215 | 5 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Alexandria Capital, LLC | History | No change | 193 | 5 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Blume Capital Management, Inc. | History | No change | 184 | 5 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Ohio Valley Financial Group | History | Added to | 150 | 4 | 0.0% | — | 98 | +144 | 2400.0% | Q2 2014 | Aug 11, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 157 | 4 | 0.0% | 0.0% | 96 | -31 | -16.49% | Q2 2014 | Jul 22, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 132 | 4 | 0.0% | 0.0% | 97 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| CLS Investments, LLC | History | No change | 123 | 3 | 0.0% | 0.0% | 99 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| MetLife Securities, Inc | History | No change | 98 | 3 | 0.0% | 0.0% | 100 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CapWealth Advisors, LLC | History | No change | 95 | 3 | 0.0% | 0.0% | 101 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 120 | 3 | 0.0% | 0.0% | 102 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 102 | 3 | 0.0% | 0.0% | 103 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| OLD SECOND NATIONAL BANK OF AURORA | History | No change | 95 | 2 | 0.0% | 0.0% | 104 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 95 | 2 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| North Star Investment Management Corp. | History | No change | 93 | 2 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 94 | 2 | 0.0% | 0.0% | 107 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Highlander Capital Management, LLC | History | No change | 95 | 2 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Gradient Investments LLC | History | No change | 60 | 2 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Winch Advisory Services, LLC | History | No change | 88 | 2 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 90 | 2 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 56 | 1 | 0.0% | — | 125 | +56 | New | Q2 2014 | Aug 05, 2014 |
| HOWE & RUSLING INC | History | New | 45 | 1 | 0.0% | — | 123 | +45 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 38 | 1 | 0.0% | — | 124 | +38 | New | Q2 2014 | Aug 06, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 35 | 1 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q2 2014 | Aug 12, 2014 |
| SMITHFIELD TRUST CO | History | No change | 23 | 1 | 0.0% | — | 113 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BESSEMER GROUP INC | History | No change | 75 | 1 | 0.0% | 0.0% | 114 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 28 | 1 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Hanson & Doremus Investment Management | History | No change | 36 | 1 | 0.0% | 0.0% | 116 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| First City Capital Management, Inc. | History | No change | 41 | 1 | 0.0% | 0.0% | 117 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| Evercore Wealth Management, LLC | History | No change | 36 | 1 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Rocky Mountain Advisers, LLC | History | No change | 27 | 1 | 0.01% | 0.01% | 119 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PIERSHALE FINANCIAL GROUP, INC. | History | No change | 44 | 1 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| Bellevue Financial, Inc. | History | No change | 35 | 1 | 0.0% | 0.0% | 121 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| Cordasco Financial Network | History | No change | 42 | 1 | 0.0% | 0.0% | 122 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| GAM Holding AG | History | Closed out | 0 | 0 | — | 0.0% | — | -12,349 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Paradigm Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,410 | -100.0% | Q2 2014 | Jul 28, 2014 |
| TCI Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -572 | -100.0% | Q2 2014 | Aug 11, 2014 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.0% | — | -439 | -100.0% | Q2 2014 | Aug 08, 2014 |
| CQS Cayman LP | History | Closed out | 0 | 0 | — | 0.0% | — | -265 | -100.0% | Q2 2014 | Aug 11, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Closed out | 0 | 0 | — | 0.0% | — | -197 | -100.0% | Q2 2014 | Aug 01, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -153 | -100.0% | Q2 2014 | Jul 25, 2014 |
| PALLADIUM PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q2 2014 | Aug 01, 2014 |
| FTB Advisors, Inc. | History | Reduced | 5 | 0 | — | — | — | -4 | -44.44% | Q2 2014 | Aug 07, 2014 |
| Apriem Advisors | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2014 | Aug 11, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2014 | Jul 29, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q2 2014 | Jul 18, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| CENTRAL BANK & TRUST CO | History | No change | 15 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 07, 2014 |
| Exchange Capital Management, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| Efficient Market Advisors, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| SIGNATUREFD, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Bartlett & Co. LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Concannon Wealth Management, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BBK Capital Partners, LLC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Wunderlich Securities, Inc. | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |