GENERAL MTRS CO - 37045V118
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| NEW GENERATION ADVISORS LLC | History | Added to | 365,188 | 9,718 | 2.74% | 2.48% | 1 | +17,901 | 5.15% | Q2 2014 | Aug 04, 2014 |
| NORDEA INVESTMENT MANAGEMENT AB | History | No change | 219,590 | 5,843 | 0.02% | 0.03% | 2 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| DUPONT CAPITAL MANAGEMENT Corp | History | No change | 154,078 | 4,100 | 0.07% | 0.06% | 3 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | No change | 81,733 | 2,174 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | No change | 50,805 | 1,352 | 0.04% | 0.04% | 5 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| OTA LLC | History | New | 24,355 | 648 | 0.86% | — | 6 | +24,355 | New | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 21,418 | 570 | 0.0% | 0.0% | 7 | -9,700 | -31.17% | Q2 2014 | Aug 11, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 11,587 | 308 | 0.0% | 0.0% | 8 | -117 | -1.0% | Q2 2014 | Jul 23, 2014 |
| Cutler Capital Management, LLC | History | No change | 10,000 | 266 | 0.1% | 0.1% | 9 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| LPL Financial LLC | History | Added to | 8,684 | 231 | 0.0% | 0.0% | 10 | +117 | 1.37% | Q2 2014 | Aug 05, 2014 |
| Rock Point Advisors, LLC | History | New | 7,604 | 202 | 0.09% | — | 11 | +7,604 | New | Q2 2014 | Aug 07, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 3,507 | 93 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| UNITED FIRE GROUP INC | History | No change | 719 | 19 | 0.01% | 0.01% | 13 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Added to | 654 | 17 | 0.0% | 0.0% | 14 | +150 | 29.76% | Q2 2014 | Jul 09, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 631 | 17 | 0.0% | 0.45% | 15 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CFG Asset Management LLC | History | No change | 557 | 15 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Nationwide Fund Advisors | History | No change | 487 | 13 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| DAVIDSON D A & CO | History | Added to | 447 | 11 | 0.0% | 0.0% | 18 | +30 | 7.19% | Q2 2014 | Jul 29, 2014 |
| Sandy Spring Bank | History | New | 293 | 8 | 0.0% | — | 19 | +293 | New | Q2 2014 | Aug 06, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 260 | 7 | 0.0% | 0.0% | 20 | -4,880 | -94.94% | Q2 2014 | Aug 08, 2014 |
| Regal Investment Advisors LLC | History | No change | 294 | 7 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 171 | 5 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Alexandria Capital, LLC | History | No change | 193 | 5 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Blume Capital Management, Inc. | History | No change | 184 | 5 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Ohio Valley Financial Group | History | Added to | 150 | 4 | 0.0% | — | 27 | +144 | 2400.0% | Q2 2014 | Aug 11, 2014 |
| PRIVATE TRUST CO NA | History | Reduced | 157 | 4 | 0.0% | 0.0% | 25 | -31 | -16.49% | Q2 2014 | Jul 22, 2014 |
| BENJAMIN F. EDWARDS & COMPANY, INC. | History | No change | 132 | 4 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| MetLife Securities, Inc | History | No change | 98 | 3 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CapWealth Advisors, LLC | History | No change | 95 | 3 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 120 | 3 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 102 | 3 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| OLD SECOND NATIONAL BANK OF AURORA | History | No change | 95 | 2 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Highlander Capital Management, LLC | History | No change | 95 | 2 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Gradient Investments LLC | History | No change | 60 | 2 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 90 | 2 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 56 | 1 | 0.0% | — | 41 | +56 | New | Q2 2014 | Aug 05, 2014 |
| HOWE & RUSLING INC | History | New | 45 | 1 | 0.0% | — | 36 | +45 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 38 | 1 | 0.0% | — | 39 | +38 | New | Q2 2014 | Aug 06, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 35 | 1 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Aug 12, 2014 |
| SMITHFIELD TRUST CO | History | No change | 23 | 1 | 0.0% | — | 38 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 28 | 1 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| PIERSHALE FINANCIAL GROUP, INC. | History | No change | 44 | 1 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| Cordasco Financial Network | History | No change | 42 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.14% | — | -2,308,674 | -100.0% | Q1 2014 | May 14, 2014 |
| LASRY MARC | History | Closed out | 0 | 0 | — | 3.1% | — | -1,914,903 | -100.0% | Q1 2014 | Aug 04, 2014 |
| Mount Kellett Capital Management LP | History | Closed out | 0 | 0 | — | 4.85% | — | -1,842,285 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,769,171 | -100.0% | Q1 2014 | May 15, 2014 |
| Anchorage Capital Group, L.L.C. | History | Closed out | 0 | 0 | — | 1.42% | — | -1,522,883 | -100.0% | Q1 2014 | May 15, 2014 |
| PECONIC PARTNERS LLC | History | Closed out | 0 | 0 | — | 2.58% | — | -1,096,181 | -100.0% | Q1 2014 | May 15, 2014 |
| Centerbridge Partners, L.P. | History | Closed out | 0 | 0 | — | 0.89% | — | -908,052 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -640,749 | -100.0% | Q1 2014 | May 15, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.19% | — | -445,198 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -397,952 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.01% | — | -388,190 | -100.0% | Q1 2014 | May 16, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -310,995 | -100.0% | Q1 2014 | May 15, 2014 |
| Kohlberg Kravis Roberts & Co. L.P. | History | Closed out | 0 | 0 | — | 0.11% | — | -264,383 | -100.0% | Q1 2014 | May 15, 2014 |
| APPALOOSA MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.05% | — | -184,879 | -100.0% | Q1 2014 | May 15, 2014 |
| JANA PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -166,319 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -154,486 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -142,426 | -100.0% | Q1 2014 | May 15, 2014 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 0.09% | — | -133,349 | -100.0% | Q1 2014 | May 15, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.13% | — | -102,992 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -100,752 | -100.0% | Q1 2014 | May 15, 2014 |
| Knighthead Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -96,985 | -100.0% | Q1 2014 | May 15, 2014 |
| Reservoir Operations, L.P. | History | Closed out | 0 | 0 | — | 0.85% | — | -88,129 | -100.0% | Q1 2014 | May 13, 2014 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -86,079 | -100.0% | Q1 2014 | May 16, 2014 |
| Capital International Investors | History | Closed out | 0 | 0 | — | 0.01% | — | -83,378 | -100.0% | Q1 2014 | May 15, 2014 |
| REDWOOD CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -78,542 | -100.0% | Q1 2014 | May 15, 2014 |
| DW Investment Management, LP | History | Closed out | 0 | 0 | — | 0.24% | — | -76,910 | -100.0% | Q1 2014 | May 15, 2014 |
| York Capital Management Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -65,033 | -100.0% | Q1 2014 | May 16, 2014 |
| Columbus Hill Capital Management, L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -57,451 | -100.0% | Q1 2014 | May 14, 2014 |
| CNA FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.27% | — | -54,576 | -100.0% | Q1 2014 | May 15, 2014 |
| HAYMAN CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 0.13% | — | -53,732 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -52,121 | -100.0% | Q1 2014 | May 13, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.03% | — | -51,508 | -100.0% | Q1 2014 | May 15, 2014 |
| BROOKFIELD ASSET MANAGEMENT INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -43,447 | -100.0% | Q1 2014 | May 15, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -41,543 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -36,708 | -100.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -26,496 | -100.0% | Q1 2014 | May 15, 2014 |
| HOURGLASS CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -24,254 | -100.0% | Q1 2014 | May 06, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -20,596 | -100.0% | Q1 2014 | May 12, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -19,309 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF SCOTLAND GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -15,727 | -100.0% | Q1 2014 | May 15, 2014 |
| CARLSON CAPITAL L P | History | Closed out | 0 | 0 | — | 0.34% | — | -13,421 | -100.0% | Q1 2014 | May 16, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,387 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -12,482 | -100.0% | Q1 2014 | May 15, 2014 |
| GAM Holding AG | History | Closed out | 0 | 0 | — | 0.0% | — | -12,349 | -100.0% | Q1 2014 | May 15, 2014 |
| Watershed Asset Management, L.L.C. | History | Closed out | 0 | 0 | — | 0.1% | — | -12,029 | -100.0% | Q1 2014 | May 14, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,601 | -100.0% | Q1 2014 | May 08, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -10,657 | -100.0% | Q1 2014 | May 14, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.0% | — | -10,064 | -100.0% | Q1 2014 | May 13, 2014 |
| Relative Value Partners, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -9,450 | -100.0% | Q1 2014 | May 09, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,201 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -7,811 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -6,763 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,483 | -100.0% | Q1 2014 | May 14, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.0% | — | -4,728 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,695 | -100.0% | Q1 2014 | May 14, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,657 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,635 | -100.0% | Q1 2014 | May 15, 2014 |
| BlueMountain Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,323 | -100.0% | Q1 2014 | May 14, 2014 |
| Litespeed Management, L.L.C. | History | Closed out | 0 | 0 | — | 0.01% | — | -4,135 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -3,065 | -100.0% | Q1 2014 | Apr 11, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,765 | -100.0% | Q1 2014 | May 15, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,505 | -100.0% | Q1 2014 | May 15, 2014 |
| INVESTORS TRUST INC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,451 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,420 | -100.0% | Q1 2014 | May 15, 2014 |
| Paradigm Financial Advisors, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,410 | -100.0% | Q1 2014 | Apr 29, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,221 | -100.0% | Q1 2014 | May 15, 2014 |
| TCI Wealth Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -572 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.0% | — | -439 | -100.0% | Q1 2014 | May 13, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -382 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -347 | -100.0% | Q1 2014 | May 16, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -290 | -100.0% | Q1 2014 | May 14, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -278 | -100.0% | Q1 2014 | May 09, 2014 |
| CQS Cayman LP | History | Closed out | 0 | 0 | — | 0.0% | — | -265 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -224 | -100.0% | Q1 2014 | May 13, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -215 | -100.0% | Q1 2014 | May 15, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Closed out | 0 | 0 | — | 0.0% | — | -197 | -100.0% | Q1 2014 | May 08, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -153 | -100.0% | Q1 2014 | Apr 30, 2014 |
| CLS Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -123 | -100.0% | Q1 2014 | May 13, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -95 | -100.0% | Q1 2014 | May 01, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -94 | -100.0% | Q1 2014 | May 12, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.0% | — | -93 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Winch Advisory Services, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88 | -100.0% | Q1 2014 | May 14, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -75 | -100.0% | Q1 2014 | May 14, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -41 | -100.0% | Q1 2014 | May 19, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q1 2014 | Apr 30, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q1 2014 | May 15, 2014 |
| Bellevue Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -35 | -100.0% | Q1 2014 | May 05, 2014 |
| PALLADIUM PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Rocky Mountain Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -27 | -100.0% | Q1 2014 | May 15, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | — | — | -17 | -100.0% | Q1 2014 | May 16, 2014 |
| CENTRAL BANK & TRUST CO | History | Closed out | 0 | 0 | — | — | — | -15 | -100.0% | Q1 2014 | Apr 07, 2014 |
| Apriem Advisors | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2014 | Aug 11, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 4 | 0 | — | — | — | +4 | New | Q2 2014 | Jul 29, 2014 |
| FTB Advisors, Inc. | History | Reduced | 5 | 0 | — | — | — | -4 | -44.44% | Q2 2014 | Aug 07, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -4 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q1 2014 | Apr 21, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 12 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Exchange Capital Management, Inc. | History | No change | 13 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| Efficient Market Advisors, LLC | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Bartlett & Co. LLC | History | No change | 3 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Concannon Wealth Management, LLC | History | No change | 17 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 8 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Wunderlich Securities, Inc. | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |