GOODRICH PETROLEUM CORP - 382410405
Detailed investor-level table based on 13F positions.
Early Q3 2021 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 2,178,404 | 60,124 | 0.0% | 0.0% | 1 | +1,360 | 0.06% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 987,750 | 27,262 | 0.0% | 0.0% | 2 | -11,578 | -1.16% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Reduced | 811,154 | 22,388 | 0.09% | 0.07% | 3 | -237,571 | -22.65% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 796,155 | 21,974 | 0.01% | 0.0% | 4 | -17,538 | -2.16% | Q2 2014 | Aug 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 659,800 | 18,210 | 0.05% | 0.04% | 5 | -276,000 | -29.49% | Q2 2014 | Aug 11, 2014 |
| First Eagle Investment Management, LLC | History | Added to | 495,000 | 13,662 | 0.03% | 0.02% | 6 | +19,827 | 4.17% | Q2 2014 | Aug 08, 2014 |
| HARVEY CAPITAL MANAGEMENT INC | History | Added to | 460,450 | 12,708 | 4.55% | 2.88% | 7 | +3,150 | 0.69% | Q2 2014 | Aug 05, 2014 |
| Lee Munder Capital Group, LLC | History | Reduced | 417,997 | 11,537 | 0.25% | 0.2% | 8 | -158,287 | -27.47% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 370,192 | 10,217 | 0.01% | 0.0% | 9 | +15,670 | 4.42% | Q2 2014 | Aug 08, 2014 |
| JUPITER ASSET MANAGEMENT LTD | History | Reduced | 279,900 | 7,725 | 0.24% | 0.19% | 10 | -89,500 | -24.23% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 188,244 | 5,196 | 0.01% | 0.0% | 11 | +147,694 | 364.23% | Q2 2014 | Aug 05, 2014 |
| DELTA PARTNERS LLC | History | No change | 176,600 | 4,874 | 7.71% | 4.4% | 12 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BLAIR WILLIAM & CO/IL | History | New | 160,788 | 4,438 | 0.01% | — | 13 | +160,788 | New | Q2 2014 | Aug 01, 2014 |
| Monarch Partners Asset Management LLC | History | Reduced | 100,597 | 2,776 | 0.73% | 0.66% | 14 | -14,603 | -12.68% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 95,003 | 2,622 | 0.0% | 0.0% | 15 | +8,020 | 9.22% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 91,925 | 2,537 | 0.0% | 0.0% | 16 | +5,877 | 6.83% | Q2 2014 | Aug 11, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 90,200 | 2,490 | 0.04% | 0.08% | 17 | -178,100 | -66.38% | Q2 2014 | Aug 07, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 89,194 | 2,462 | 0.0% | 0.0% | 18 | +5,308 | 6.33% | Q2 2014 | Jul 30, 2014 |
| CQS Cayman LP | History | Added to | 75,000 | 2,070 | 0.13% | 0.05% | 19 | +35,000 | 87.5% | Q2 2014 | Aug 11, 2014 |
| ICM ASSET MANAGEMENT INC/WA | History | Reduced | 64,625 | 1,784 | 1.68% | 1.74% | 20 | -51,025 | -44.12% | Q2 2014 | Jul 24, 2014 |
| Douglass Winthrop Advisors, LLC | History | No change | 57,200 | 1,579 | 0.15% | 0.09% | 21 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| SUFFOLK CAPITAL MANAGEMENT LLC | History | Reduced | 55,600 | 1,535 | 0.19% | 0.3% | 22 | -95,900 | -63.3% | Q2 2014 | Aug 07, 2014 |
| DALTON GREINER HARTMAN MAHER & CO | History | Reduced | 51,766 | 1,429 | 0.08% | 0.09% | 23 | -45,311 | -46.68% | Q2 2014 | Jul 11, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Added to | 48,700 | 1,344 | 0.01% | 0.01% | 24 | +6,200 | 14.59% | Q2 2014 | Aug 01, 2014 |
| Private Wealth Partners, LLC | History | Reduced | 45,890 | 1,267 | 0.28% | 0.29% | 25 | -32,500 | -41.46% | Q2 2014 | Aug 05, 2014 |
| Swiss National Bank | History | No change | 41,700 | 1,151 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Reduced | 36,396 | 1,005 | 0.0% | 0.0% | 27 | -757 | -2.04% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 33,738 | 931 | 0.0% | 0.0% | 28 | +5,293 | 18.61% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 32,822 | 906 | 0.04% | — | 29 | +32,822 | New | Q2 2014 | Aug 08, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 30,000 | 828 | 0.12% | — | 30 | +30,000 | New | Q2 2014 | Aug 11, 2014 |
| HARTWELL J M LIMITED PARTNERSHIP | History | New | 29,800 | 822 | 0.17% | — | 31 | +29,800 | New | Q2 2014 | Jul 17, 2014 |
| Ancora Advisors, LLC | History | No change | 28,000 | 773 | 0.1% | 0.06% | 32 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Added to | 26,713 | 737 | 0.0% | 0.0% | 33 | +2,343 | 9.61% | Q2 2014 | Aug 11, 2014 |
| HAP Trading, LLC | History | Added to | 115,054 | 705 | 0.03% | 0.04% | 34 | +20,367 | 21.51% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 25,475 | 703 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 22,961 | 633 | 0.0% | 0.0% | 36 | +1,551 | 7.24% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 20,589 | 568 | 0.0% | 9.96% | 37 | -1,653 | -7.43% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 16,955 | 468 | 0.01% | 0.01% | 38 | -14,783 | -46.58% | Q2 2014 | Aug 08, 2014 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 14,900 | 411 | 0.08% | 0.05% | 39 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Reduced | 14,221 | 392 | 0.0% | 0.0% | 40 | -2,235 | -13.58% | Q2 2014 | Jul 16, 2014 |
| FIRST MERCANTILE TRUST CO | History | New | 13,995 | 386 | 0.03% | — | 41 | +13,995 | New | Q2 2014 | Jul 22, 2014 |
| Tradeworx Inc. | History | New | 13,610 | 376 | 0.31% | — | 42 | +13,610 | New | Q2 2014 | Jul 10, 2014 |
| Quantitative Systematic Strategies LLC | History | New | 12,314 | 338 | 0.24% | — | 43 | +12,314 | New | Q2 2014 | Jul 14, 2014 |
| BlackRock Group LTD | History | Reduced | 9,747 | 269 | 0.0% | 0.0% | 44 | -25,501 | -72.35% | Q2 2014 | Aug 06, 2014 |
| Foundry Partners, LLC | History | Reduced | 9,595 | 265 | 0.02% | 0.02% | 45 | -6,615 | -40.81% | Q2 2014 | Jul 07, 2014 |
| Yorktown Management & Research Co Inc | History | New | 8,700 | 240 | 0.04% | — | 46 | +8,700 | New | Q2 2014 | Jul 23, 2014 |
| GIRARD PARTNERS LTD. | History | New | 8,500 | 235 | 0.16% | — | 47 | +8,500 | New | Q2 2014 | Aug 08, 2014 |
| Quantitative Investment Management, LLC | History | Reduced | 8,300 | 229 | 0.04% | 0.03% | 48 | -25,900 | -75.73% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | New | 7,370 | 203 | 0.03% | — | 49 | +7,370 | New | Q2 2014 | Jul 08, 2014 |
| EMERALD ADVISERS INC/PA | History | New | 5,499 | 152 | 0.01% | — | 50 | +5,499 | New | Q2 2014 | Jul 17, 2014 |
| Kessler Investment Group, LLC | History | New | 3,558 | 98 | 0.17% | — | 51 | +3,558 | New | Q2 2014 | Jul 14, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,969 | 82 | 0.0% | — | 52 | +2,969 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,898 | 52 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| THOMPSON SIEGEL & WALMSLEY LLC | History | No change | 1,626 | 45 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 12, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,239 | 34 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Added to | 1,082 | 30 | 0.0% | 0.0% | 56 | +66 | 6.5% | Q2 2014 | Aug 06, 2014 |
| HANSEATIC MANAGEMENT SERVICES INC | History | New | 961 | 27 | 0.02% | — | 57 | +961 | New | Q2 2014 | Aug 05, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 76 | 2 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.03% | — | -4,167,380 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.02% | — | -3,054,235 | -100.0% | Q1 2014 | May 14, 2014 |
| Odey Asset Management Group Ltd | History | Closed out | 0 | 0 | — | 0.93% | — | -2,688,740 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,501,861 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -1,485,489 | -100.0% | Q1 2014 | May 15, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 2.42% | — | -1,323,430 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,263,281 | -100.0% | Q1 2014 | May 15, 2014 |
| EATON VANCE MANAGEMENT | History | Closed out | 0 | 0 | — | 0.05% | — | -1,152,336 | -100.0% | Q1 2014 | May 05, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.07% | — | -876,026 | -100.0% | Q1 2014 | May 15, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | Closed out | 0 | 0 | — | 11.76% | — | -874,010 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 19.18% | — | -841,887 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Vollero Beach Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.89% | — | -801,009 | -100.0% | Q1 2014 | May 15, 2014 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | History | Closed out | 0 | 0 | — | 0.45% | — | -725,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RIMA SENVEST MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.87% | — | -704,225 | -100.0% | Q1 2014 | May 15, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 0.55% | — | -680,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -621,696 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -594,916 | -100.0% | Q1 2014 | May 15, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -585,337 | -100.0% | Q1 2014 | May 12, 2014 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | History | Closed out | 0 | 0 | — | 0.04% | — | -520,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SEGALL BRYANT & HAMILL | History | Closed out | 0 | 0 | — | 0.2% | — | -517,439 | -100.0% | Q1 2014 | May 15, 2014 |
| Lafitte Capital Management LP | History | Closed out | 0 | 0 | — | 4.64% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.04% | — | -484,284 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -437,292 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -384,981 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -382,190 | -100.0% | Q1 2014 | May 16, 2014 |
| Talara Capital Management, LLC | History | Closed out | 0 | 0 | — | 6.13% | — | -360,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Nexus Asset Management LLC | History | Closed out | 0 | 0 | — | 1.14% | — | -353,161 | -100.0% | Q1 2014 | May 15, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.17% | — | -345,076 | -100.0% | Q1 2014 | May 05, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -334,244 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -325,151 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.01% | — | -319,304 | -100.0% | Q1 2014 | May 15, 2014 |
| Phocas Financial Corp. | History | Closed out | 0 | 0 | — | 0.46% | — | -300,400 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -287,378 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -284,301 | -100.0% | Q1 2014 | May 13, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.73% | — | -280,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Roumell Asset Management, LLC | History | Closed out | 0 | 0 | — | 4.16% | — | -261,464 | -100.0% | Q1 2014 | May 14, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.03% | — | -257,000 | -100.0% | Q1 2014 | May 07, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -251,971 | -100.0% | Q1 2014 | May 16, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.23% | — | -250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CASTLEARK MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -229,745 | -100.0% | Q1 2014 | May 20, 2014 |
| 1492 Capital Management LLC | History | Closed out | 0 | 0 | — | 1.74% | — | -221,646 | -100.0% | Q1 2014 | May 13, 2014 |
| BUCKINGHAM CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.31% | — | -213,690 | -100.0% | Q1 2014 | May 14, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.02% | — | -213,100 | -100.0% | Q1 2014 | May 14, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -200,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -185,823 | -100.0% | Q1 2014 | May 14, 2014 |
| RAFFLES ASSOCIATES LP | History | Closed out | 0 | 0 | — | 2.76% | — | -175,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -173,180 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -165,087 | -100.0% | Q1 2014 | May 14, 2014 |
| TBP Investments Management, LLC | History | Closed out | 0 | 0 | — | 2.12% | — | -157,496 | -100.0% | Q1 2014 | May 15, 2014 |
| Cambrian Capital Limited Partnership | History | Closed out | 0 | 0 | — | 0.6% | — | -150,500 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -149,231 | -100.0% | Q1 2014 | Apr 18, 2014 |
| TURNER INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 0.06% | — | -142,120 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -140,472 | -100.0% | Q1 2014 | May 15, 2014 |
| Guild Investment Management, Inc. | History | Closed out | 0 | 0 | — | 3.47% | — | -131,540 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -129,353 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -127,629 | -100.0% | Q1 2014 | May 16, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -126,622 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -125,207 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -120,070 | -100.0% | Q1 2014 | May 13, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -119,988 | -100.0% | Q1 2014 | May 13, 2014 |
| AFTON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.86% | — | -119,522 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -119,178 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -116,266 | -100.0% | Q1 2014 | May 15, 2014 |
| Elk Creek Partners, LLC | History | Closed out | 0 | 0 | — | 0.78% | — | -114,783 | -100.0% | Q1 2014 | May 13, 2014 |
| Amiya Capital LLP | History | Closed out | 0 | 0 | — | 0.55% | — | -98,782 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -73,286 | -100.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -68,360 | -100.0% | Q1 2014 | May 15, 2014 |
| Glacier Peak Capital LLC | History | Closed out | 0 | 0 | — | 0.95% | — | -66,000 | -100.0% | Q1 2014 | May 09, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,069 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -56,755 | -100.0% | Q1 2014 | May 08, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -52,207 | -100.0% | Q1 2014 | May 07, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -50,900 | -100.0% | Q1 2014 | May 16, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -49,100 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -47,059 | -100.0% | Q1 2014 | May 13, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 0.03% | — | -43,765 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -39,900 | -100.0% | Q1 2014 | May 15, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 0.17% | — | -37,147 | -100.0% | Q1 2014 | May 15, 2014 |
| Cutler Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -30,000 | -100.0% | Q1 2014 | May 06, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -28,299 | -100.0% | Q1 2014 | May 15, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -24,551 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,791 | -100.0% | Q1 2014 | May 12, 2014 |
| GLG LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,658 | -100.0% | Q1 2014 | May 15, 2014 |
| Parametrica Management Ltd | History | Closed out | 0 | 0 | — | 2.65% | — | -19,786 | -100.0% | Q1 2014 | Apr 09, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,190 | -100.0% | Q1 2014 | May 15, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -17,095 | -100.0% | Q1 2014 | May 14, 2014 |
| Callahan Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -15,400 | -100.0% | Q1 2014 | May 05, 2014 |
| FRONTIER INVESTMENT MGMT CO | History | Closed out | 0 | 0 | — | 0.04% | — | -15,000 | -100.0% | Q1 2014 | May 09, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,380 | -100.0% | Q1 2014 | May 19, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,276 | -100.0% | Q1 2014 | May 23, 2014 |
| KEELEY ASSET MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,250 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -13,742 | -100.0% | Q1 2014 | May 15, 2014 |
| CASTLEROCK ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.62% | — | -13,605 | -100.0% | Q1 2014 | May 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,539 | -100.0% | Q1 2014 | May 09, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,500 | -100.0% | Q1 2014 | May 07, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,000 | -100.0% | Q1 2014 | May 15, 2014 |
| USCA RIA LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -11,950 | -100.0% | Q1 2014 | May 12, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -11,693 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,371 | -100.0% | Q1 2014 | May 14, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAR Investment Management LP | History | Closed out | 0 | 0 | — | 6.69% | — | -10,000 | -100.0% | Q1 2014 | May 08, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,550 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,262 | -100.0% | Q1 2014 | May 15, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -4,610 | -100.0% | Q1 2014 | May 02, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,261 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | Closed out | 0 | 0 | — | 0.01% | — | -1,500 | -100.0% | Q1 2014 | May 15, 2014 |
| FTB Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,500 | -100.0% | Q1 2014 | May 02, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.03% | — | -1,250 | -100.0% | Q1 2014 | May 09, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -916 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -758 | -100.0% | Q1 2014 | May 02, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -434 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -416 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | Apr 11, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -51 | -100.0% | Q1 2014 | May 13, 2014 |