HF2 FINL MGMT INC - 40421A104
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 2 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Polar Securities Inc. | History | Added to | 1,719,044 | 17,637 | 0.78% | 0.62% | 1 | +270,187 | 18.65% | Q1 2014 | May 14, 2014 |
| TD ASSET MANAGEMENT INC | History | No change | 1,500,000 | 15,390 | 0.03% | 0.03% | 2 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 1,456,830 | 14,947 | 0.05% | 0.04% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Davidson Kempner Capital Management LP | History | New | 1,300,000 | 13,273 | 0.6% | — | 4 | +1,300,000 | New | Q1 2014 | May 15, 2014 |
| FIR TREE INC. | History | No change | 1,215,000 | 12,466 | 0.14% | 0.14% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Weiss Asset Management LP | History | No change | 1,200,000 | 12,312 | 5.1% | 4.45% | 6 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Bulldog Investors, LLC | History | No change | 1,187,411 | 12,183 | 5.2% | 5.05% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GLAZER CAPITAL, LLC | History | Added to | 617,727 | 6,338 | 1.63% | 2.37% | 8 | +72,185 | 13.23% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 600,000 | 6,156 | 0.01% | 0.01% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 500,000 | 5,130 | 0.02% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| GLG Partners LP | History | No change | 500,000 | 5,130 | 0.1% | 0.35% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SENECA CAPITAL INVESTMENTS, L.P. | History | No change | 500,000 | 5,130 | 1.21% | 1.28% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 447,650 | 4,592 | 0.0% | 0.0% | 13 | +8,984 | 2.05% | Q1 2014 | May 15, 2014 |
| BASSO CAPITAL MANAGEMENT L.P. | History | No change | 300,000 | 3,078 | 0.56% | 0.61% | 14 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Consector Capital, LP | History | No change | 300,000 | 3,078 | 1.1% | 1.45% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RMB Capital Management, LLC | History | Reduced | 273,295 | 2,804 | 0.19% | 0.2% | 16 | -4,661 | -1.68% | Q1 2014 | May 12, 2014 |
| CANNELL CAPITAL LLC | History | Added to | 65,820 | 675 | 0.24% | 0.21% | 17 | +15,702 | 31.33% | Q1 2014 | May 14, 2014 |
| North Star Investment Management Corp. | History | No change | 62,675 | 643 | 0.13% | 0.14% | 18 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| HOWLAND CAPITAL MANAGEMENT LLC | History | No change | 45,200 | 464 | 0.05% | 0.06% | 19 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| Tower Research Capital LLC | History | Reduced | 4,055 | 42 | 0.01% | 0.01% | 20 | -4,097 | -50.26% | Q1 2014 | May 02, 2014 |
| UBS AG | History | New | 475 | 5 | 0.0% | — | 21 | +475 | New | Q1 2014 | May 16, 2014 |
| DAVIDSON KEMPNER CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 26.5% | — | -1,300,000 | -100.0% | Q4 2013 | May 15, 2014 |
| Castle Creek Arbitrage, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -500,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| MORGAN STANLEY | History | New | 40 | 0 | — | — | — | +40 | New | Q1 2014 | May 13, 2014 |