HARVARD APPARATUS REGENERA - 41690A106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 371,606 | 3,883 | 0.0% | 0.0% | 1 | -4,465 | -1.19% | Q2 2014 | Aug 08, 2014 |
| GRANAHAN INVESTMENT MANAGEMENT INC/MA | History | Reduced | 360,395 | 3,766 | 0.11% | 0.09% | 2 | -20,000 | -5.26% | Q2 2014 | Jul 22, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 328,219 | 3,430 | 0.0% | 0.0% | 3 | -21,623 | -6.18% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Reduced | 255,422 | 2,669 | 0.0% | 0.0% | 4 | -5,831 | -2.23% | Q2 2014 | Aug 11, 2014 |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. | History | No change | 237,162 | 2,478 | 0.33% | 0.29% | 5 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| HUSSMAN STRATEGIC ADVISORS, INC. | History | No change | 232,500 | 2,430 | 0.19% | 0.16% | 6 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 172,074 | 1,798 | 0.01% | 0.01% | 7 | -19,700 | -10.27% | Q2 2014 | Aug 11, 2014 |
| Penbrook Management LLC | History | Reduced | 139,344 | 1,456 | 1.29% | 0.63% | 8 | -650 | -0.46% | Q2 2014 | Aug 04, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 114,301 | 1,194 | 0.0% | 30.4% | 9 | -4,066 | -3.44% | Q2 2014 | Aug 06, 2014 |
| TFS CAPITAL LLC | History | Added to | 23,370 | 244 | 0.02% | 0.01% | 10 | +58 | 0.25% | Q2 2014 | Jul 21, 2014 |
| GM Advisory Group, Inc. | History | No change | 21,025 | 220 | 0.19% | 0.14% | 11 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| BlackRock Fund Advisors | History | Reduced | 20,106 | 210 | 0.0% | 0.0% | 12 | -164,935 | -89.13% | Q2 2014 | Aug 06, 2014 |
| LMR Partners LLP | History | New | 13,803 | 144 | 0.01% | — | 13 | +13,803 | New | Q2 2014 | Jul 10, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 5,627 | 59 | 0.0% | 0.0% | 14 | -1,965 | -25.88% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 2,218 | 23 | 0.0% | 0.0% | 15 | -5,050 | -69.48% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 1,400 | 14 | 0.0% | 0.0% | 16 | -2,978 | -68.02% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 1,284 | 13 | 0.0% | 0.0% | 17 | -20,638 | -94.14% | Q2 2014 | Aug 06, 2014 |
| 683 Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -100,152 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -100,005 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -84,183 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -83,585 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.0% | — | -56,338 | -100.0% | Q1 2014 | May 22, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -50,279 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -37,125 | -100.0% | Q1 2014 | Apr 29, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -34,800 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -34,416 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,347 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,822 | -100.0% | Q1 2014 | May 14, 2014 |
| SIGNIA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -23,209 | -100.0% | Q1 2014 | May 05, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,600 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,500 | -100.0% | Q1 2014 | May 13, 2014 |
| WOODMONT INVESTMENT COUNSEL LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -20,083 | -100.0% | Q1 2014 | May 14, 2014 |
| BARD ASSOCIATES INC | History | Closed out | 0 | 0 | — | 0.07% | — | -18,777 | -100.0% | Q1 2014 | May 09, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,233 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -11,488 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,105 | -100.0% | Q1 2014 | May 13, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.12% | — | -7,875 | -100.0% | Q1 2014 | May 09, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,120 | -100.0% | Q1 2014 | May 12, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,673 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,670 | -100.0% | Q1 2014 | May 15, 2014 |
| STRS OHIO | History | Reduced | 1 | 0 | — | 0.0% | — | -2,399 | -99.96% | Q2 2014 | Jul 24, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,282 | -100.0% | Q1 2014 | May 02, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -1,501 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,032 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -968 | -100.0% | Q1 2014 | May 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -644 | -100.0% | Q1 2014 | May 07, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 16, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -239 | -100.0% | Q1 2014 | May 15, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | — | — | -39 | -100.0% | Q1 2014 | May 13, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q1 2014 | May 15, 2014 |