HARVEST NATURAL RESOURCES IN - 41754V103
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 3,070,266 | 15,320 | 0.01% | 0.01% | 1 | -13,815 | -0.45% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,404,764 | 7,010 | 0.0% | 0.0% | 2 | +421,487 | 42.87% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,251,872 | 6,247 | 0.0% | 0.0% | 3 | +115,374 | 10.15% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,056,204 | 5,270 | 0.0% | 0.0% | 4 | +938,611 | 798.19% | Q2 2014 | Aug 06, 2014 |
| BBT Capital Management, LLC | History | New | 326,619 | 1,630 | 0.1% | — | 5 | +326,619 | New | Q2 2014 | Aug 08, 2014 |
| OXFORD ASSET MANAGEMENT | History | Reduced | 294,058 | 1,441 | 0.06% | 0.1% | 6 | -506,460 | -63.27% | Q2 2014 | Jul 16, 2014 |
| GABELLI SECURITIES, INC. | History | Added to | 194,955 | 973 | 0.21% | 0.17% | 7 | +32,163 | 19.76% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | New | 134,259 | 670 | 0.0% | — | 8 | +134,259 | New | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 79,524 | 398 | 0.0% | 0.0% | 9 | -8,525 | -9.68% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | New | 71,100 | 355 | 0.0% | — | 10 | +71,100 | New | Q2 2014 | Jul 30, 2014 |
| RHUMBLINE ADVISERS | History | New | 47,860 | 239 | 0.0% | — | 11 | +47,860 | New | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Added to | 41,758 | 208 | 0.0% | 0.0% | 12 | +31,358 | 301.52% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 34,108 | 170 | 0.0% | — | 13 | +34,108 | New | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 27,536 | 137 | 0.0% | — | 14 | +27,536 | New | Q2 2014 | Aug 08, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 26,176 | 131 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 25,386 | 127 | 0.0% | 0.82% | 16 | +17,731 | 231.63% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | New | 20,265 | 101 | 0.0% | — | 17 | +20,265 | New | Q2 2014 | Aug 08, 2014 |
| GABELLI FUNDS LLC | History | Added to | 16,000 | 80 | 0.0% | 0.0% | 18 | +4,700 | 41.59% | Q2 2014 | Aug 06, 2014 |
| Aperio Group, LLC | History | No change | 15,669 | 78 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| COBIZ INVESTMENT MANAGEMENT, LLC | History | No change | 14,290 | 71 | 0.02% | 0.01% | 20 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| SHELTON CAPITAL MANAGEMENT | History | No change | 11,000 | 55 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Wunderlich Securities, Inc. | History | Reduced | 9,000 | 44 | 0.03% | 0.04% | 22 | -7,000 | -43.75% | Q2 2014 | Jul 17, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,592 | 18 | 0.0% | — | 23 | +3,592 | New | Q2 2014 | Jul 31, 2014 |
| IndexIQ Advisors LLC | History | Reduced | 1,268 | 6 | 0.0% | 0.0% | 24 | -118 | -8.51% | Q2 2014 | Aug 04, 2014 |
| GLENHILL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.48% | — | -4,364,130 | -100.0% | Q1 2014 | May 15, 2014 |
| CAISSE DE DEPOT ET PLACEMENT DU QUEBEC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,700,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Gruss Capital Management LP | History | Closed out | 0 | 0 | — | 0.44% | — | -1,900,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,079,325 | -100.0% | Q1 2014 | May 14, 2014 |
| CAPSTONE INVESTMENT ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -804,100 | -100.0% | Q1 2014 | Apr 17, 2014 |
| SCOGGIN LLC | History | Closed out | 0 | 0 | — | 7.17% | — | -747,500 | -100.0% | Q1 2014 | May 19, 2014 |
| MSDC Management, L.P. | History | Closed out | 0 | 0 | — | 0.1% | — | -705,729 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -573,973 | -100.0% | Q1 2014 | May 14, 2014 |
| Nantahala Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -550,000 | -100.0% | Q1 2014 | May 15, 2014 |
| 40 North Management LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -514,358 | -100.0% | Q1 2014 | May 15, 2014 |
| TANAKA CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 5.02% | — | -439,258 | -100.0% | Q1 2014 | May 14, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.07% | — | -413,191 | -100.0% | Q1 2014 | May 13, 2014 |
| REDWOOD CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -403,396 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -383,515 | -100.0% | Q1 2014 | May 15, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.03% | — | -365,356 | -100.0% | Q1 2014 | May 15, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 0.38% | — | -351,110 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -349,008 | -100.0% | Q1 2014 | May 13, 2014 |
| Yakira Capital Management, Inc. | History | Closed out | 0 | 0 | — | 1.05% | — | -310,940 | -100.0% | Q1 2014 | May 16, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -301,300 | -100.0% | Q1 2014 | May 14, 2014 |
| SEVEN LOCKS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.14% | — | -251,632 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -194,968 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -194,359 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.02% | — | -145,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -137,000 | -100.0% | Q1 2014 | May 13, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -108,831 | -100.0% | Q1 2014 | May 07, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -101,329 | -100.0% | Q1 2014 | May 15, 2014 |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | History | Closed out | 0 | 0 | — | 0.03% | — | -100,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Trellus Management Company, LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -98,340 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -97,623 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -96,536 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -89,588 | -100.0% | Q1 2014 | May 14, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -65,680 | -100.0% | Q1 2014 | May 07, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -60,146 | -100.0% | Q1 2014 | May 15, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -53,900 | -100.0% | Q1 2014 | Apr 18, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -45,116 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -45,086 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -33,718 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,084 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -27,982 | -100.0% | Q1 2014 | May 15, 2014 |
| KMS FINANCIAL SERVICES, INC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,600 | -100.0% | Q1 2014 | Aug 08, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -23,540 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.0% | — | -22,289 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -21,655 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -21,506 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q1 2014 | May 16, 2014 |
| NATIXIS | History | Closed out | 0 | 0 | — | 0.0% | — | -20,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Stone Toro Investment Advisers, LP | History | Closed out | 0 | 0 | — | 0.08% | — | -14,900 | -100.0% | Q1 2014 | Apr 25, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,886 | -100.0% | Q1 2014 | May 15, 2014 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,725 | -100.0% | Q1 2014 | May 15, 2014 |
| CTC Alternative Strategies, Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -11,900 | -100.0% | Q1 2014 | May 02, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -6,368 | -100.0% | Q1 2014 | May 14, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,116 | -100.0% | Q1 2014 | May 08, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,691 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -1,261 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -978 | -100.0% | Q1 2014 | May 02, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -840 | -100.0% | Q1 2014 | May 14, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q1 2014 | May 28, 2014 |
| Carroll Financial Associates, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | May 02, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q1 2014 | May 13, 2014 |
| Highlander Capital Management, LLC | History | No change | 200 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |