HEARTWARE INTERNATIONAL INC - 422368100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 971,653 | 85,991 | 0.01% | 0.01% | 1 | +2,664 | 0.27% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 444,674 | 39,354 | 0.01% | 0.01% | 2 | -12,858 | -2.81% | Q2 2014 | Aug 06, 2014 |
| EAGLE ASSET MANAGEMENT INC | History | Added to | 431,888 | 38,222 | 0.21% | 0.13% | 3 | +188,816 | 77.68% | Q2 2014 | Jul 10, 2014 |
| BlackRock Fund Advisors | History | Reduced | 422,532 | 37,394 | 0.01% | 0.01% | 4 | -24,699 | -5.52% | Q2 2014 | Aug 06, 2014 |
| MANNING & NAPIER ADVISORS LLC | History | Added to | 240,980 | 21,325 | 5.87% | 0.07% | 5 | +55,454 | 29.89% | Q2 2014 | Jul 28, 2014 |
| FRONTIER CAPITAL MANAGEMENT CO LLC | History | Reduced | 135,010 | 11,948 | 0.09% | 0.1% | 6 | -8,590 | -5.98% | Q2 2014 | Aug 01, 2014 |
| OPPENHEIMER FUNDS INC | History | No change | 100,000 | 8,850 | 0.01% | 0.01% | 7 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 46,404 | 4,107 | 0.01% | 0.01% | 8 | +1,308 | 2.9% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 41,674 | 3,689 | 0.01% | 0.01% | 9 | -178 | -0.43% | Q2 2014 | Jul 30, 2014 |
| RidgeWorth Capital Management LLC | History | New | 33,130 | 2,932 | 0.02% | — | 10 | +33,130 | New | Q2 2014 | Jul 31, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 25,500 | 2,257 | 0.02% | 0.02% | 11 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 23,000 | 2,036 | 0.4% | 0.44% | 12 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 18,929 | 1,674 | 0.0% | 0.0% | 13 | +576 | 3.14% | Q2 2014 | Aug 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 18,473 | 1,635 | 0.01% | 0.01% | 14 | +409 | 2.26% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | Added to | 17,200 | 1,522 | 0.01% | 0.01% | 15 | +1,000 | 6.17% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 16,436 | 1,455 | 0.0% | 0.0% | 16 | +738 | 4.7% | Q2 2014 | Aug 07, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 16,311 | 1,444 | 0.0% | 0.0% | 17 | +239 | 1.49% | Q2 2014 | Aug 06, 2014 |
| Numeric Investors LLC | History | New | 16,000 | 1,416 | 0.02% | — | 18 | +16,000 | New | Q2 2014 | Aug 11, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 15,000 | 1,328 | 0.01% | — | 19 | +15,000 | New | Q2 2014 | Aug 11, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | Reduced | 14,575 | 1,290 | 0.03% | 0.04% | 20 | -880 | -5.69% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 13,449 | 1,190 | 0.01% | 0.01% | 21 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Sivik Global Healthcare LLC | History | No change | 13,000 | 1,151 | 0.58% | 0.76% | 22 | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 12,335 | 1,092 | 0.0% | 0.0% | 23 | -2,325 | -15.86% | Q2 2014 | Aug 04, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 11,112 | 983 | 0.0% | 0.0% | 24 | -3 | -0.03% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 9,716 | 860 | 0.0% | 29.27% | 25 | -1,307 | -11.86% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 8,278 | 733 | 0.01% | 0.02% | 26 | -8,271 | -49.98% | Q2 2014 | Aug 08, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | Added to | 8,240 | 729 | 0.34% | 0.24% | 27 | +3,315 | 67.31% | Q2 2014 | Jul 23, 2014 |
| DEERE & CO | History | No change | 8,043 | 712 | 0.04% | 0.04% | 28 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Airain ltd | History | Reduced | 7,712 | 683 | 0.06% | 0.17% | 29 | -2,345 | -23.32% | Q2 2014 | Aug 05, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 7,545 | 668 | 0.01% | 0.01% | 30 | -3,500 | -31.69% | Q2 2014 | Jul 30, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 6,510 | 576 | 0.01% | 0.01% | 31 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 6,216 | 548 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Reduced | 5,790 | 512 | 0.08% | 0.1% | 33 | -150 | -2.53% | Q2 2014 | Aug 04, 2014 |
| BlackRock Group LTD | History | Reduced | 5,673 | 502 | 0.0% | 0.0% | 34 | -4,797 | -45.82% | Q2 2014 | Aug 06, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Reduced | 5,587 | 494 | 0.0% | 0.01% | 35 | -13,378 | -70.54% | Q2 2014 | Jul 31, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | No change | 3,454 | 306 | 0.05% | 0.05% | 36 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Added to | 3,130 | 277 | 0.0% | 0.0% | 37 | +340 | 12.19% | Q2 2014 | Aug 11, 2014 |
| Manchester Capital Management LLC | History | Added to | 2,647 | 234 | 0.03% | 0.02% | 38 | +1,340 | 102.52% | Q2 2014 | Jul 31, 2014 |
| FIRST MERCANTILE TRUST CO | History | No change | 2,470 | 219 | 0.02% | 0.02% | 39 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Quantbot Technologies LP | History | New | 1,400 | 123 | 0.02% | — | 40 | +1,400 | New | Q2 2014 | Jul 08, 2014 |
| Financial Architects, Inc | History | New | 1,142 | 101 | 0.05% | — | 41 | +1,142 | New | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 545 | 48 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 458 | 40 | 0.0% | 0.0% | 43 | -20 | -4.18% | Q2 2014 | Aug 06, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 200 | 18 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Hartford Financial Management Inc. | History | New | 140 | 12 | 0.01% | — | 45 | +140 | New | Q2 2014 | Aug 05, 2014 |
| Focused Wealth Management, Inc | History | No change | 80 | 7 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 50 | 4 | 0.0% | 0.0% | 47 | -97 | -65.99% | Q2 2014 | Aug 08, 2014 |
| Visionary Asset Management, Inc. | History | New | 44 | 4 | 0.0% | — | 48 | +44 | New | Q2 2014 | Aug 07, 2014 |
| Oakworth Capital, Inc. | History | No change | 50 | 4 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 9 | 1 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| PRIVATE TRUST CO NA | History | No change | 8 | 1 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.06% | — | -2,336,624 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,117,870 | -100.0% | Q1 2014 | May 15, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.33% | — | -1,290,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.1% | — | -1,190,765 | -100.0% | Q1 2014 | May 13, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.02% | — | -857,491 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -513,357 | -100.0% | Q1 2014 | May 13, 2014 |
| BAMCO INC /NY/ | History | Closed out | 0 | 0 | — | 0.19% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Cortina Asset Management, LLC | History | Closed out | 0 | 0 | — | 1.44% | — | -427,302 | -100.0% | Q1 2014 | May 13, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -423,799 | -100.0% | Q1 2014 | May 15, 2014 |
| WADDELL & REED FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.06% | — | -421,460 | -100.0% | Q1 2014 | May 15, 2014 |
| TimesSquare Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.18% | — | -367,750 | -100.0% | Q1 2014 | May 09, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.01% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Redmile Group, LLC | History | Closed out | 0 | 0 | — | 3.25% | — | -291,974 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -285,010 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -230,522 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -207,139 | -100.0% | Q1 2014 | May 15, 2014 |
| Pentwater Capital Management LP | History | Closed out | 0 | 0 | — | 0.52% | — | -207,000 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -171,519 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -159,083 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -119,706 | -100.0% | Q1 2014 | May 15, 2014 |
| SECTORAL ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.38% | — | -99,241 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -83,971 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -69,614 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -66,545 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,246 | -100.0% | Q1 2014 | May 13, 2014 |
| COLUMBIA PARTNERS L L C INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.25% | — | -60,967 | -100.0% | Q1 2014 | May 15, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.09% | — | -60,898 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | History | Closed out | 0 | 0 | — | 0.01% | — | -58,800 | -100.0% | Q1 2014 | May 14, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.26% | — | -54,173 | -100.0% | Q1 2014 | May 08, 2014 |
| Rock Springs Capital Management LP | History | Closed out | 0 | 0 | — | 1.08% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.02% | — | -47,446 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.02% | — | -46,387 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -45,951 | -100.0% | Q1 2014 | May 15, 2014 |
| NICHOLAS CO INC /WI | History | Closed out | 0 | 0 | — | 0.09% | — | -39,375 | -100.0% | Q1 2014 | May 12, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -38,347 | -100.0% | Q1 2014 | May 14, 2014 |
| BALYASNY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -36,893 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -32,539 | -100.0% | Q1 2014 | May 14, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -30,425 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -29,685 | -100.0% | Q1 2014 | May 08, 2014 |
| Monarch Partners Asset Management LLC | History | Closed out | 0 | 0 | — | 1.0% | — | -29,324 | -100.0% | Q1 2014 | May 07, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,127 | -100.0% | Q1 2014 | May 14, 2014 |
| HIGHLAND CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.1% | — | -25,411 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,267 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -24,650 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,412 | -100.0% | Q1 2014 | May 13, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,030 | -100.0% | Q1 2014 | May 16, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,597 | -100.0% | Q1 2014 | May 13, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -16,556 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,600 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -15,255 | -100.0% | Q1 2014 | May 15, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.01% | — | -15,000 | -100.0% | Q1 2014 | May 05, 2014 |
| PAX WORLD MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -14,551 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -14,090 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -13,700 | -100.0% | Q1 2014 | Apr 18, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -13,010 | -100.0% | Q1 2014 | May 05, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -12,900 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -12,395 | -100.0% | Q1 2014 | May 15, 2014 |
| UNITED SERVICES AUTOMOBILE ASSOCIATION | History | Closed out | 0 | 0 | — | 0.0% | — | -11,940 | -100.0% | Q1 2014 | May 22, 2014 |
| First Light Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.7% | — | -10,516 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Lee Munder Capital Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -9,767 | -100.0% | Q1 2014 | May 12, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -9,674 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,408 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -7,633 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,555 | -100.0% | Q1 2014 | May 14, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -7,107 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,975 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -6,799 | -100.0% | Q1 2014 | May 16, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -5,831 | -100.0% | Q1 2014 | May 06, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,448 | -100.0% | Q1 2014 | May 23, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,118 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -4,720 | -100.0% | Q1 2014 | May 13, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,972 | -100.0% | Q1 2014 | May 14, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -3,944 | -100.0% | Q1 2014 | May 14, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,908 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,600 | -100.0% | Q1 2014 | May 14, 2014 |
| TCW GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,108 | -100.0% | Q1 2014 | May 13, 2014 |
| EVENTIDE ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -3,100 | -100.0% | Q1 2014 | May 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,054 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,518 | -100.0% | Q1 2014 | May 15, 2014 |
| BLUESTEIN R H & CO | History | Closed out | 0 | 0 | — | 0.02% | — | -2,500 | -100.0% | Q1 2014 | May 13, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,488 | -100.0% | Q1 2014 | May 12, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,260 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,823 | -100.0% | Q1 2014 | May 14, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,619 | -100.0% | Q1 2014 | May 16, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.02% | — | -1,000 | -100.0% | Q1 2014 | Jun 18, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -935 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -935 | -100.0% | Q1 2014 | May 02, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -922 | -100.0% | Q1 2014 | May 15, 2014 |
| Grandeur Peak Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |
| SEI TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -435 | -100.0% | Q1 2014 | Apr 28, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -275 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -246 | -100.0% | Q1 2014 | May 15, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -243 | -100.0% | Q1 2014 | May 07, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -108 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -20 | -100.0% | Q1 2014 | May 13, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -10 | -100.0% | Q1 2014 | May 13, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6 | -100.0% | Q1 2014 | May 16, 2014 |