HERCULES OFFSHORE INC - 427093109
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 13,265,543 | 53,327 | 0.04% | 0.04% | 1 | +178,301 | 1.36% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 8,905,967 | 35,802 | 0.0% | 0.0% | 2 | +226,852 | 2.61% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 4,463,071 | 17,942 | 0.0% | 0.0% | 3 | -444,210 | -9.05% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Reduced | 4,013,885 | 16,136 | 0.0% | 0.01% | 4 | -392,418 | -8.91% | Q2 2014 | Aug 06, 2014 |
| LSV ASSET MANAGEMENT | History | Added to | 3,479,241 | 13,986 | 0.03% | 0.03% | 5 | +328,900 | 10.44% | Q2 2014 | Aug 06, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 2,963,500 | 11,913 | 0.12% | 0.18% | 6 | +9,100 | 0.31% | Q2 2014 | Jul 30, 2014 |
| WEDGE CAPITAL MANAGEMENT L L P/NC | History | Added to | 2,603,371 | 10,466 | 0.11% | 0.11% | 7 | +225,310 | 9.47% | Q2 2014 | Aug 11, 2014 |
| ROYCE & ASSOCIATES LLC | History | Added to | 2,485,600 | 9,992 | 0.03% | 0.03% | 8 | +33,000 | 1.35% | Q2 2014 | Aug 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | New | 1,807,302 | 7,265 | 0.01% | — | 9 | +1,807,302 | New | Q2 2014 | Aug 04, 2014 |
| SEIZERT CAPITAL PARTNERS, LLC | History | Added to | 1,131,838 | 4,550 | 0.09% | 0.04% | 10 | +777,157 | 219.11% | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 954,171 | 3,835 | 0.0% | 0.0% | 11 | +38,110 | 4.16% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | No change | 816,737 | 3,283 | 0.0% | 0.01% | 12 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| VALICENTI ADVISORY SERVICES INC | History | Reduced | 604,400 | 2,430 | 1.58% | 1.77% | 13 | -5,050 | -0.83% | Q2 2014 | Jul 28, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 600,217 | 2,413 | 0.0% | 0.01% | 14 | -155,468 | -20.57% | Q2 2014 | Jul 30, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 503,331 | 2,023 | 0.0% | 0.0% | 15 | -40,846 | -7.51% | Q2 2014 | Aug 06, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Added to | 434,191 | 1,745 | 0.02% | 0.02% | 16 | +101,538 | 30.52% | Q2 2014 | Aug 08, 2014 |
| Quotient Investors, LLC | History | Reduced | 313,200 | 1,259 | 0.27% | 0.34% | 17 | -12,000 | -3.69% | Q2 2014 | Jul 18, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 308,367 | 1,240 | 0.02% | 0.09% | 18 | -699,300 | -69.4% | Q2 2014 | Aug 07, 2014 |
| Phoenix Investment Adviser LLC | History | Added to | 305,000 | 1,226 | 0.82% | 1.02% | 19 | +43,000 | 16.41% | Q2 2014 | Aug 06, 2014 |
| ICM ASSET MANAGEMENT INC/WA | History | Reduced | 291,515 | 1,172 | 1.11% | 1.33% | 20 | -13,425 | -4.4% | Q2 2014 | Jul 24, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | New | 262,335 | 1,055 | 0.16% | — | 21 | +262,335 | New | Q2 2014 | Jul 23, 2014 |
| BB&T SECURITIES, LLC | History | New | 22,500 | 904 | 0.0% | — | 22 | +22,500 | New | Q2 2014 | Jul 11, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 203,717 | 819 | 0.0% | 0.0% | 23 | -8,334 | -3.93% | Q2 2014 | Aug 06, 2014 |
| CURIAN CAPITAL LLC | History | Added to | 190,858 | 767 | 0.01% | 0.02% | 24 | +4,732 | 2.54% | Q2 2014 | Jul 29, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 185,445 | 745 | 0.03% | — | 25 | +185,445 | New | Q2 2014 | Aug 08, 2014 |
| Adams Asset Advisors, LLC | History | New | 175,000 | 703 | 0.12% | — | 26 | +175,000 | New | Q2 2014 | Jul 10, 2014 |
| Swiss National Bank | History | Added to | 171,900 | 691 | 0.0% | 0.0% | 27 | +19,500 | 12.8% | Q2 2014 | Aug 06, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 160,700 | 643 | 0.0% | 0.01% | 28 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Nationwide Fund Advisors | History | Added to | 153,790 | 618 | 0.0% | 0.0% | 29 | +194 | 0.13% | Q2 2014 | Aug 11, 2014 |
| First Dallas Securities Inc. | History | Added to | 142,450 | 573 | 0.34% | 0.24% | 30 | +63,000 | 79.3% | Q2 2014 | Jul 11, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 134,658 | 541 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 117,422 | 472 | 0.0% | 0.0% | 32 | -13,295 | -10.17% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 108,584 | 436 | 0.0% | 0.0% | 33 | -859 | -0.78% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 92,858 | 373 | 0.0% | 23.38% | 34 | -87,095 | -48.4% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 77,337 | 311 | 0.0% | 0.01% | 35 | -83,979 | -52.06% | Q2 2014 | Aug 08, 2014 |
| SSI INVESTMENT MANAGEMENT INC | History | New | 66,300 | 267 | 0.03% | — | 36 | +66,300 | New | Q2 2014 | Aug 08, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 60,260 | 242 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Princeton Alpha Management LP | History | Added to | 50,754 | 204 | 0.04% | 0.03% | 38 | +29,063 | 133.99% | Q2 2014 | Jul 17, 2014 |
| First Heartland Consultants, Inc. | History | No change | 48,000 | 193 | 0.09% | 0.11% | 39 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| BlackRock Group LTD | History | No change | 44,852 | 180 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Clear Harbor Asset Management, LLC | History | Reduced | 40,400 | 162 | 0.03% | 0.15% | 41 | -100,050 | -71.24% | Q2 2014 | Jul 23, 2014 |
| FOUNDERS FINANCIAL SECURITIES LLC | History | New | 37,813 | 152 | 0.1% | — | 42 | +37,813 | New | Q2 2014 | Jul 23, 2014 |
| CAPITAL ONE, NATIONAL ASSOCIATION | History | Reduced | 36,826 | 148 | 0.01% | 0.02% | 43 | -10,919 | -22.87% | Q2 2014 | Jul 25, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | New | 30,500 | 123 | 0.09% | — | 44 | +30,500 | New | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 28,710 | 114 | 0.0% | 0.0% | 45 | +28,170 | 5216.67% | Q2 2014 | Aug 08, 2014 |
| Capstone Financial Advisors, Inc. | History | Added to | 25,000 | 101 | 0.07% | 0.04% | 46 | +10,000 | 66.67% | Q2 2014 | Aug 11, 2014 |
| Aperio Group, LLC | History | Added to | 24,894 | 100 | 0.0% | 0.0% | 47 | +2,855 | 12.95% | Q2 2014 | Jul 23, 2014 |
| FINANCIAL COUNSELORS INC | History | Reduced | 20,452 | 82 | 0.01% | 0.01% | 48 | -550 | -2.62% | Q2 2014 | Aug 11, 2014 |
| MAI Wealth Advisors | History | Reduced | 20,000 | 80 | 0.01% | 0.02% | 49 | -14,974 | -42.81% | Q2 2014 | Jul 28, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 17,000 | 68 | 0.0% | 0.0% | 50 | -4,000 | -19.05% | Q2 2014 | Aug 01, 2014 |
| SEI TRUST CO | History | New | 15,500 | 62 | 0.0% | — | 51 | +15,500 | New | Q2 2014 | Jul 22, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 14,430 | 58 | 0.0% | 0.0% | 52 | +30 | 0.21% | Q2 2014 | Aug 08, 2014 |
| Round Table Services, LLC | History | No change | 14,100 | 57 | 0.05% | 0.07% | 53 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 13,708 | 55 | 0.0% | — | 54 | +13,708 | New | Q2 2014 | Jul 31, 2014 |
| SUMIT CAPITAL, LLC | History | New | 13,588 | 55 | 0.23% | — | 55 | +13,588 | New | Q2 2014 | Jul 22, 2014 |
| Highlander Capital Management, LLC | History | New | 13,000 | 52 | 0.05% | — | 56 | +13,000 | New | Q2 2014 | Aug 11, 2014 |
| Mraz, Amerine & Associates, Inc. | History | No change | 10,400 | 42 | 0.02% | 0.02% | 57 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 6,476 | 26 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Added to | 5,662 | 23 | 0.0% | 0.0% | 59 | +712 | 14.38% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 4,491 | 18 | 0.0% | 0.0% | 60 | -429 | -8.72% | Q2 2014 | Aug 06, 2014 |
| Edge Wealth Management LLC | History | New | 3,500 | 14 | 0.01% | — | 61 | +3,500 | New | Q2 2014 | Jul 25, 2014 |
| ICC CAPITAL MANAGEMENT INC/ | History | Reduced | 3,330 | 13 | 0.0% | 0.01% | 62 | -8,800 | -72.55% | Q2 2014 | Aug 08, 2014 |
| TOMPKINS FINANCIAL CORP | History | Added to | 2,500 | 10 | 0.0% | 0.0% | 63 | +500 | 25.0% | Q2 2014 | Jul 11, 2014 |
| KANALY TRUST CO | History | No change | 1,476 | 6 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Jul 28, 2014 |
| Wunderlich Securities, Inc. | History | No change | 1,000 | 4 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| JFS WEALTH ADVISORS, LLC | History | New | 200 | 1 | 0.0% | — | 68 | +200 | New | Q2 2014 | Jul 29, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 315 | 1 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 204 | 1 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| STELLIAM INVESTMENT MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 1.07% | — | -7,062,500 | -100.0% | Q1 2014 | May 14, 2014 |
| PENN CAPITAL MANAGEMENT CO INC | History | Closed out | 0 | 0 | — | 0.96% | — | -5,501,777 | -100.0% | Q1 2014 | May 15, 2014 |
| Hirzel Capital Management LLC | History | Closed out | 0 | 0 | — | 2.75% | — | -4,702,700 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,453,391 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -3,867,186 | -100.0% | Q1 2014 | May 15, 2014 |
| Hodges Capital Management Inc. | History | Closed out | 0 | 0 | — | 0.94% | — | -3,468,170 | -100.0% | Q1 2014 | May 07, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.27% | — | -3,140,760 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -3,128,069 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,548,568 | -100.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -2,400,950 | -100.0% | Q1 2014 | May 14, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.06% | — | -2,284,993 | -100.0% | Q1 2014 | May 13, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,148,268 | -100.0% | Q1 2014 | May 14, 2014 |
| MACKENZIE FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -1,793,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,616,352 | -100.0% | Q1 2014 | May 15, 2014 |
| Beach Point Capital Management LP | History | Closed out | 0 | 0 | — | 1.36% | — | -1,411,534 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,293,152 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,253,247 | -100.0% | Q1 2014 | May 15, 2014 |
| MASTERS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.17% | — | -1,103,387 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -960,848 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -904,267 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -886,250 | -100.0% | Q1 2014 | May 14, 2014 |
| PRUDENTIAL PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -803,600 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -796,069 | -100.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -736,236 | -100.0% | Q1 2014 | Apr 18, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.09% | — | -679,350 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -678,800 | -100.0% | Q1 2014 | May 15, 2014 |
| STEPHENS INC /AR/ | History | Closed out | 0 | 0 | — | 0.16% | — | -640,669 | -100.0% | Q1 2014 | May 13, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -637,427 | -100.0% | Q1 2014 | May 16, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -587,389 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -576,951 | -100.0% | Q1 2014 | May 16, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 3.4% | — | -515,069 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -487,417 | -100.0% | Q1 2014 | May 13, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.01% | — | -482,645 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -433,913 | -100.0% | Q1 2014 | May 15, 2014 |
| AYM CAPITAL, LLC | History | Closed out | 0 | 0 | — | 1.17% | — | -415,000 | -100.0% | Q1 2014 | May 07, 2014 |
| AEGIS FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.58% | — | -408,200 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -402,089 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.04% | — | -394,190 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -380,010 | -100.0% | Q1 2014 | May 15, 2014 |
| Leonard Capital Management INC | History | Closed out | 0 | 0 | — | 0.61% | — | -368,491 | -100.0% | Q1 2014 | May 15, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.24% | — | -315,472 | -100.0% | Q1 2014 | May 15, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -309,048 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -301,680 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -289,852 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -287,558 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -263,719 | -100.0% | Q1 2014 | May 13, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.02% | — | -261,640 | -100.0% | Q1 2014 | May 07, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.04% | — | -259,350 | -100.0% | Q1 2014 | May 09, 2014 |
| PIONEER INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -236,002 | -100.0% | Q1 2014 | May 12, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -234,903 | -100.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -227,585 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -221,736 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -183,215 | -100.0% | Q1 2014 | May 19, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -168,798 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -131,230 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.01% | — | -129,835 | -100.0% | Q1 2014 | Apr 11, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -128,802 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -121,249 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.02% | — | -121,041 | -100.0% | Q1 2014 | May 06, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -104,832 | -100.0% | Q1 2014 | May 15, 2014 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | History | Closed out | 0 | 0 | — | 0.02% | — | -100,000 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -90,490 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -89,034 | -100.0% | Q1 2014 | May 15, 2014 |
| Cipher Capital LP | History | Closed out | 0 | 0 | — | 0.18% | — | -88,392 | -100.0% | Q1 2014 | May 06, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.12% | — | -86,290 | -100.0% | Q1 2014 | May 02, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.02% | — | -82,400 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -81,603 | -100.0% | Q1 2014 | May 15, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -71,883 | -100.0% | Q1 2014 | May 12, 2014 |
| CLOUGH CAPITAL PARTNERS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -70,099 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -63,729 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -56,895 | -100.0% | Q1 2014 | May 23, 2014 |
| AMERICAN FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -51,407 | -100.0% | Q1 2014 | May 14, 2014 |
| WASHINGTON CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.08% | — | -45,782 | -100.0% | Q1 2014 | May 09, 2014 |
| 1st Global Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -43,262 | -100.0% | Q1 2014 | Apr 17, 2014 |
| Verition Fund Management LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -39,851 | -100.0% | Q1 2014 | May 14, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -38,652 | -100.0% | Q1 2014 | May 16, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -38,408 | -100.0% | Q1 2014 | May 13, 2014 |
| Absolute Return Capital, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,667 | -100.0% | Q1 2014 | May 15, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.14% | — | -35,162 | -100.0% | Q1 2014 | Jun 02, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -35,000 | -100.0% | Q1 2014 | May 14, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -31,800 | -100.0% | Q1 2014 | Apr 24, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -31,112 | -100.0% | Q1 2014 | May 15, 2014 |
| SIGNIA CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -31,062 | -100.0% | Q1 2014 | May 05, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Closed out | 0 | 0 | — | 0.02% | — | -29,500 | -100.0% | Q1 2014 | May 09, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -25,744 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,104 | -100.0% | Q1 2014 | May 12, 2014 |
| Parkwood LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -22,992 | -100.0% | Q1 2014 | May 09, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -22,666 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -21,549 | -100.0% | Q1 2014 | May 12, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -21,533 | -100.0% | Q1 2014 | May 16, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,965 | -100.0% | Q1 2014 | May 14, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -14,267 | -100.0% | Q1 2014 | May 13, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,655 | -100.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,291 | -100.0% | Q1 2014 | May 14, 2014 |
| Schonfeld Group Holdings LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,951 | -100.0% | Q1 2014 | May 15, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,389 | -100.0% | Q1 2014 | May 09, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,694 | -100.0% | Q1 2014 | May 14, 2014 |
| Violich Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -11,475 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -11,395 | -100.0% | Q1 2014 | May 15, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | Closed out | 0 | 0 | — | 0.0% | — | -11,200 | -100.0% | Q1 2014 | May 12, 2014 |
| CONNABLE OFFICE INC | History | Closed out | 0 | 0 | — | 0.01% | — | -11,189 | -100.0% | Q1 2014 | May 06, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -10,030 | -100.0% | Q1 2014 | May 14, 2014 |
| Bartlett & Co. LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q1 2014 | May 05, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,700 | -100.0% | Q1 2014 | May 21, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,396 | -100.0% | Q1 2014 | May 14, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -2,965 | -100.0% | Q1 2014 | May 02, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,098 | -100.0% | Q1 2014 | May 15, 2014 |
| PATHSTONE FAMILY OFFICE, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,000 | -100.0% | Q1 2014 | May 07, 2014 |
| DAVIDSON D A & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,187 | -100.0% | Q1 2014 | May 05, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,000 | -100.0% | Q1 2014 | May 09, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -629 | -100.0% | Q1 2014 | May 02, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -280 | -100.0% | Q1 2014 | May 12, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | — | — | -129 | -100.0% | Q1 2014 | May 13, 2014 |
| Vantage Investment Advisors, LLC | History | Closed out | 0 | 0 | — | — | — | -91 | -100.0% | Q1 2014 | May 01, 2014 |
| KBC Group NV | History | No change | 14 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |