Horizon Therapeutics PLC Com - 44047T109
Detailed investor-level table based on 13F positions.
Early Q3 2023 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Fund Advisors | History | Reduced | 2,303,695 | 36,444 | 0.01% | 0.01% | 1 | -33,043 | -1.41% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,674,716 | 26,494 | 0.0% | 0.0% | 2 | +419,993 | 33.47% | Q2 2014 | Aug 11, 2014 |
| BENNETT LAWRENCE MANAGEMENT L L C/NY | History | Added to | 1,088,815 | 17,225 | 3.03% | 0.55% | 3 | +842,400 | 341.86% | Q2 2014 | Aug 06, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 1,019,245 | 16,124 | 0.02% | 0.01% | 4 | +584,620 | 134.51% | Q2 2014 | Aug 05, 2014 |
| EMERALD ADVISERS INC/PA | History | Added to | 907,591 | 14,358 | 0.81% | 0.69% | 5 | +90,181 | 11.03% | Q2 2014 | Jul 17, 2014 |
| Neuberger Berman Group LLC | History | Added to | 851,835 | 13,476 | 0.01% | 0.01% | 6 | +250,085 | 41.56% | Q2 2014 | Aug 05, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 795,804 | 12,590 | 0.0% | 0.0% | 7 | +132,112 | 19.91% | Q2 2014 | Aug 06, 2014 |
| TURNER INVESTMENTS, L.P. | History | Added to | 764,689 | 12,098 | 0.54% | 0.11% | 8 | +500,715 | 189.68% | Q2 2014 | Aug 11, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Added to | 723,825 | 11,450 | 0.08% | 0.05% | 9 | +226,175 | 45.45% | Q2 2014 | Aug 11, 2014 |
| EMERALD MUTUAL FUND ADVISERS TRUST | History | Added to | 649,032 | 10,268 | 0.94% | 0.92% | 10 | +13,170 | 2.07% | Q2 2014 | Jul 17, 2014 |
| OPPENHEIMER FUNDS INC | History | New | 588,993 | 9,318 | 0.01% | — | 11 | +588,993 | New | Q2 2014 | Aug 08, 2014 |
| CADENCE CAPITAL MANAGEMENT LLC | History | Reduced | 292,090 | 4,621 | 0.22% | 0.24% | 12 | -91,700 | -23.89% | Q2 2014 | Jul 23, 2014 |
| Tygh Capital Management, Inc. | History | Added to | 244,474 | 3,868 | 0.82% | 0.4% | 13 | +115,489 | 89.54% | Q2 2014 | Aug 06, 2014 |
| Timpani Capital Management LLC | History | Reduced | 202,623 | 3,205 | 1.44% | 2.0% | 14 | -47,798 | -19.09% | Q2 2014 | Aug 05, 2014 |
| Nicholas Investment Partners, LP | History | Added to | 201,539 | 3,188 | 0.19% | 0.24% | 15 | +5,270 | 2.69% | Q2 2014 | Aug 01, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 190,470 | 3,013 | 0.0% | 0.0% | 16 | -8,000 | -4.03% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Added to | 182,562 | 2,888 | 0.01% | 0.01% | 17 | +61,523 | 50.83% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 177,917 | 2,815 | 0.0% | 0.0% | 18 | +7,586 | 4.45% | Q2 2014 | Aug 06, 2014 |
| EAM Investors, LLC | History | Reduced | 163,324 | 2,584 | 0.49% | 0.82% | 19 | -138,410 | -45.87% | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | New | 121,398 | 1,921 | 0.15% | — | 20 | +121,398 | New | Q2 2014 | Jul 21, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 107,600 | 1,703 | 0.0% | 0.0% | 21 | +34,100 | 46.39% | Q2 2014 | Jul 30, 2014 |
| HAP Trading, LLC | History | Added to | 96,011 | 1,519 | 0.06% | 0.06% | 22 | +6,885 | 7.73% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 89,534 | 1,416 | 0.0% | 12.37% | 23 | +60,643 | 209.9% | Q2 2014 | Aug 06, 2014 |
| GILDER GAGNON HOWE & CO LLC | History | Added to | 77,419 | 1,225 | 0.02% | 0.01% | 24 | +52,580 | 211.68% | Q2 2014 | Aug 04, 2014 |
| ProShare Advisors LLC | History | Reduced | 76,315 | 1,207 | 0.02% | 0.02% | 25 | -26,242 | -25.59% | Q2 2014 | Aug 08, 2014 |
| Seamans Capital Management, LLC | History | New | 69,800 | 1,104 | 1.54% | — | 26 | +69,800 | New | Q2 2014 | Aug 11, 2014 |
| Airain ltd | History | New | 64,306 | 1,017 | 0.08% | — | 27 | +64,306 | New | Q2 2014 | Aug 05, 2014 |
| LPL Financial LLC | History | New | 62,061 | 982 | 0.01% | — | 28 | +62,061 | New | Q2 2014 | Aug 05, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | New | 58,500 | 925 | 0.0% | — | 29 | +58,500 | New | Q2 2014 | Aug 04, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 56,692 | 897 | 0.0% | 0.0% | 30 | +3,762 | 7.11% | Q2 2014 | Aug 06, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | New | 52,530 | 831 | 0.38% | — | 31 | +52,530 | New | Q2 2014 | Jul 23, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 51,911 | 822 | 0.0% | 0.0% | 32 | -54,044 | -51.01% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | New | 47,400 | 750 | 0.0% | — | 33 | +47,400 | New | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 46,364 | 733 | 0.01% | 0.0% | 34 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 43,769 | 692 | 0.0% | 0.0% | 35 | +7,733 | 21.46% | Q2 2014 | Aug 08, 2014 |
| DekaBank Deutsche Girozentrale | History | Added to | 42,100 | 666 | 0.01% | 0.01% | 36 | +2,600 | 6.58% | Q2 2014 | Aug 08, 2014 |
| BlackRock Group LTD | History | New | 37,522 | 593 | 0.0% | — | 37 | +37,522 | New | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 37,263 | 590 | 0.0% | 0.0% | 38 | +19,971 | 115.49% | Q2 2014 | Aug 07, 2014 |
| MENTA CAPITAL LLC | History | New | 14,877 | 235 | 0.04% | — | 39 | +14,877 | New | Q2 2014 | Aug 05, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | No change | 11,150 | 176 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 6,998 | 111 | 0.0% | 0.0% | 41 | -15,078 | -68.3% | Q2 2014 | Aug 08, 2014 |
| Quantbot Technologies LP | History | Reduced | 6,203 | 98 | 0.02% | 0.04% | 42 | -4,371 | -41.34% | Q2 2014 | Jul 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 5,553 | 88 | 0.0% | — | 43 | +5,553 | New | Q2 2014 | Jul 31, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 3,000 | 47 | 0.0% | — | 44 | +3,000 | New | Q2 2014 | Jul 30, 2014 |
| BlackRock Japan Co. Ltd | History | New | 1,677 | 27 | 0.0% | — | 45 | +1,677 | New | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | New | 1,645 | 26 | 0.0% | — | 46 | +1,645 | New | Q2 2014 | Aug 05, 2014 |
| Global X Management CO LLC | History | New | 1,604 | 25 | 0.0% | — | 48 | +1,604 | New | Q2 2014 | Jul 31, 2014 |
| BlackRock Inc. | History | Added to | 1,551 | 25 | 0.0% | 0.0% | 47 | +108 | 7.48% | Q2 2014 | Aug 06, 2014 |
| Carroll Financial Associates, Inc. | History | New | 700 | 11 | 0.0% | — | 49 | +700 | New | Q2 2014 | Aug 08, 2014 |
| GLOBEFLEX CAPITAL L P | History | Reduced | 157 | 2 | 0.0% | 0.0% | 50 | -31 | -16.49% | Q2 2014 | Jul 18, 2014 |
| PRIVATE TRUST CO NA | History | New | 46 | 1 | 0.0% | — | 51 | +46 | New | Q2 2014 | Jul 22, 2014 |
| Essex Woodlands Health Ventures, Inc. | History | Closed out | 0 | 0 | — | 21.65% | — | -5,815,940 | -100.0% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,431,100 | -100.0% | Q1 2014 | May 15, 2014 |
| Broadfin Capital, LLC | History | Closed out | 0 | 0 | — | 6.31% | — | -4,305,469 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,911,990 | -100.0% | Q1 2014 | May 15, 2014 |
| Murphy Michael R | History | Closed out | 0 | 0 | — | 10.96% | — | -2,447,247 | -100.0% | Q1 2014 | May 14, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.55% | — | -2,238,000 | -100.0% | Q1 2014 | May 15, 2014 |
| KINGDON CAPITAL MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 1.57% | — | -2,032,364 | -100.0% | Q1 2014 | May 15, 2014 |
| TimesSquare Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -1,582,800 | -100.0% | Q1 2014 | May 09, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.01% | — | -1,424,408 | -100.0% | Q1 2014 | May 15, 2014 |
| DEERFIELD MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.81% | — | -1,310,930 | -100.0% | Q1 2014 | May 15, 2014 |
| Alyeska Investment Group, L.P. | History | Closed out | 0 | 0 | — | 0.56% | — | -1,307,760 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -1,240,806 | -100.0% | Q1 2014 | May 15, 2014 |
| CHARTWELL INVESTMENT PARTNERS/PA | History | Closed out | 0 | 0 | — | 0.34% | — | -1,100,320 | -100.0% | Q1 2014 | May 20, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.52% | — | -1,063,027 | -100.0% | Q1 2014 | May 05, 2014 |
| TANG CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 7.33% | — | -1,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.07% | — | -962,340 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.02% | — | -931,470 | -100.0% | Q1 2014 | May 28, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -902,400 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -887,124 | -100.0% | Q1 2014 | May 15, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -861,100 | -100.0% | Q1 2014 | May 13, 2014 |
| CASTLEARK MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -710,928 | -100.0% | Q1 2014 | May 20, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -657,120 | -100.0% | Q1 2014 | May 15, 2014 |
| Lombard Odier Asset Management (USA) Corp | History | Closed out | 0 | 0 | — | 0.38% | — | -650,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -649,931 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -576,309 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.14% | — | -511,223 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -486,250 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -482,248 | -100.0% | Q1 2014 | May 16, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -435,515 | -100.0% | Q1 2014 | May 13, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.06% | — | -406,557 | -100.0% | Q1 2014 | May 13, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.29% | — | -399,521 | -100.0% | Q1 2014 | May 13, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -395,600 | -100.0% | Q1 2014 | May 14, 2014 |
| DECADE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.39% | — | -381,662 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -356,505 | -100.0% | Q1 2014 | May 14, 2014 |
| ADAGE CAPITAL PARTNERS GP LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -350,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -321,940 | -100.0% | Q1 2014 | May 14, 2014 |
| Iguana Healthcare Management, LLC | History | Closed out | 0 | 0 | — | 2.24% | — | -320,000 | -100.0% | Q1 2014 | May 16, 2014 |
| WEXFORD CAPITAL LP | History | Closed out | 0 | 0 | — | 0.33% | — | -283,777 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -227,980 | -100.0% | Q1 2014 | May 13, 2014 |
| ASCEND CAPITAL, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -220,000 | -100.0% | Q1 2014 | May 14, 2014 |
| ORBIMED ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -196,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -136,233 | -100.0% | Q1 2014 | May 13, 2014 |
| Ghost Tree Capital, LLC | History | Closed out | 0 | 0 | — | 1.17% | — | -130,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLINGTON MANAGEMENT CO LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -129,670 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -129,149 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Spark Investment Management LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -126,600 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -115,187 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -105,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -101,136 | -100.0% | Q1 2014 | May 08, 2014 |
| RAINIER INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -86,230 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -85,327 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.04% | — | -84,750 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -81,322 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -79,414 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -78,510 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -77,742 | -100.0% | Q1 2014 | May 13, 2014 |
| DRIEHAUS CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -76,512 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -75,043 | -100.0% | Q1 2014 | May 14, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 1.62% | — | -74,632 | -100.0% | Q1 2014 | Aug 08, 2014 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -68,458 | -100.0% | Q1 2014 | May 09, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -55,093 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -51,744 | -100.0% | Q1 2014 | May 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,709 | -100.0% | Q1 2014 | May 15, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.01% | — | -46,049 | -100.0% | Q1 2014 | May 14, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -39,610 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -36,800 | -100.0% | Q1 2014 | May 09, 2014 |
| COWEN GROUP, INC. | History | Closed out | 0 | 0 | — | 0.06% | — | -32,300 | -100.0% | Q1 2014 | May 16, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -31,600 | -100.0% | Q1 2014 | May 15, 2014 |
| CHICAGO EQUITY PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -25,250 | -100.0% | Q1 2014 | May 02, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,363 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -24,103 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,642 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,964 | -100.0% | Q1 2014 | May 15, 2014 |
| Tradeworx Inc. | History | Closed out | 0 | 0 | — | 0.22% | — | -16,809 | -100.0% | Q1 2014 | Jun 02, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -16,733 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,511 | -100.0% | Q1 2014 | May 15, 2014 |
| ClariVest Asset Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -13,259 | -100.0% | Q1 2014 | May 06, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,411 | -100.0% | Q1 2014 | May 13, 2014 |
| PERCEPTIVE ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,120 | -100.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.13% | — | -5,000 | -100.0% | Q1 2014 | May 09, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -4,080 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| People's United Financial, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Sanctuary Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -981 | -100.0% | Q1 2014 | Apr 23, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -825 | -100.0% | Q1 2014 | May 02, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -696 | -100.0% | Q1 2014 | May 15, 2014 |