HORNBECK OFFSHORE SERVICES INC /LA - 440543106
Detailed investor-level table based on 13F positions.
Early Q4 2019 data: only 3 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,990,117 | 140,296 | 0.1% | 0.09% | 1 | +69,153 | 2.37% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Reduced | 2,194,340 | 102,959 | 0.01% | 0.01% | 2 | -68,354 | -3.02% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,838,246 | 86,251 | 0.02% | 0.02% | 3 | -94,173 | -4.87% | Q2 2014 | Aug 06, 2014 |
| BLAIR WILLIAM & CO/IL | History | New | 1,076,165 | 50,494 | 0.08% | — | 4 | +1,076,165 | New | Q2 2014 | Aug 01, 2014 |
| CAMBIAR INVESTORS LLC | History | New | 1,035,934 | 48,606 | 0.68% | — | 5 | +1,035,934 | New | Q2 2014 | Aug 01, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 896,177 | 42,049 | 0.01% | 0.01% | 6 | -22,377 | -2.44% | Q2 2014 | Aug 06, 2014 |
| MACKENZIE FINANCIAL CORP | History | Added to | 660,000 | 30,967 | 0.14% | 0.07% | 7 | +320,000 | 94.12% | Q2 2014 | Aug 11, 2014 |
| BABSON CAPITAL MANAGEMENT LLC | History | Added to | 599,815 | 28,143 | 0.84% | 0.7% | 8 | +66,123 | 12.39% | Q2 2014 | Aug 08, 2014 |
| WCM INVESTMENT MANAGEMENT/CA | History | Reduced | 368,531 | 17,291 | 0.43% | 0.57% | 9 | -9,693 | -2.56% | Q2 2014 | Aug 08, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 256,382 | 12,029 | 0.01% | 0.01% | 10 | +54,742 | 27.15% | Q2 2014 | Aug 04, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 175,501 | 8,235 | 0.07% | 0.06% | 11 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| APG Asset Management N.V. | History | No change | 165,175 | 7,750 | 0.02% | 0.02% | 12 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TIVERTON ASSET MANAGEMENT LLC | History | No change | 150,000 | 7,038 | 0.16% | 0.14% | 13 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 142,506 | 6,686 | 0.01% | 0.0% | 14 | +43,445 | 43.86% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 131,159 | 6,154 | 0.01% | 0.01% | 15 | -7,708 | -5.55% | Q2 2014 | Aug 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 109,507 | 5,139 | 0.01% | 0.01% | 16 | +2,639 | 2.47% | Q2 2014 | Jul 30, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | Reduced | 82,503 | 3,871 | 0.01% | 0.01% | 17 | -9,228 | -10.06% | Q2 2014 | Aug 04, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Reduced | 74,200 | 3,481 | 0.01% | 0.0% | 18 | -2,000 | -2.62% | Q2 2014 | Aug 05, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 67,264 | 3,156 | 0.01% | 0.01% | 19 | -2,433 | -3.49% | Q2 2014 | Aug 06, 2014 |
| Nicholas Investment Partners, LP | History | New | 64,999 | 3,050 | 0.18% | — | 20 | +64,999 | New | Q2 2014 | Aug 01, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | New | 61,295 | 2,876 | 0.46% | — | 21 | +61,295 | New | Q2 2014 | Jul 25, 2014 |
| Nationwide Fund Advisors | History | Added to | 57,495 | 2,698 | 0.01% | 0.01% | 22 | +23,089 | 67.11% | Q2 2014 | Aug 11, 2014 |
| PALISADE CAPITAL MANAGEMENT LLC/NJ | History | No change | 51,100 | 2,398 | 0.06% | 0.05% | 23 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 50,618 | 2,375 | 0.01% | 0.0% | 24 | +35,571 | 236.4% | Q2 2014 | Aug 11, 2014 |
| HIGH POINTE CAPITAL MANAGEMENT LLC | History | Added to | 45,750 | 2,147 | 0.78% | 0.73% | 25 | +450 | 0.99% | Q2 2014 | Jul 25, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 37,436 | 1,756 | 0.01% | 0.0% | 26 | +5,059 | 15.63% | Q2 2014 | Aug 07, 2014 |
| Swiss National Bank | History | No change | 36,800 | 1,727 | 0.01% | 0.01% | 27 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 32,985 | 1,548 | 0.02% | 0.01% | 28 | +190 | 0.58% | Q2 2014 | Jul 21, 2014 |
| BlackRock Group LTD | History | Reduced | 29,975 | 1,406 | 0.0% | 0.0% | 29 | -17,990 | -37.51% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 28,772 | 1,350 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 27,283 | 1,280 | 0.01% | 0.01% | 31 | -337 | -1.22% | Q2 2014 | Aug 08, 2014 |
| EULAV Asset Management | History | No change | 27,200 | 1,276 | 0.07% | 0.06% | 32 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Capital Impact Advisors, LLC | History | No change | 24,500 | 1,150 | 0.87% | 0.83% | 33 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Arizona State Retirement System | History | Added to | 24,111 | 1,131 | 0.01% | 0.01% | 34 | +1,300 | 5.7% | Q2 2014 | Aug 07, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 20,430 | 959 | 0.0% | 27.82% | 35 | -3,077 | -13.09% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 18,757 | 880 | 0.01% | 0.02% | 36 | -18,129 | -49.15% | Q2 2014 | Aug 08, 2014 |
| FORTALEZA ASSET MANAGEMENT INC/ | History | New | 18,315 | 859 | 0.4% | — | 37 | +18,315 | New | Q2 2014 | Jul 23, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 15,503 | 727 | 0.03% | — | 38 | +15,503 | New | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 15,200 | 713 | 0.03% | 0.03% | 39 | +100 | 0.66% | Q2 2014 | Jul 30, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 14,466 | 679 | 0.02% | 0.02% | 40 | +2,548 | 21.38% | Q2 2014 | Jul 11, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | Reduced | 12,900 | 605 | 0.01% | 0.01% | 41 | -900 | -6.52% | Q2 2014 | Jul 18, 2014 |
| New England Research & Management, Inc. | History | Reduced | 12,625 | 592 | 0.53% | 0.78% | 42 | -7,700 | -37.88% | Q2 2014 | Jul 01, 2014 |
| Mitsubishi UFJ Securities International PLC | History | Reduced | 12,414 | 582 | 0.05% | 0.2% | 43 | -9,886 | -44.33% | Q2 2014 | Aug 06, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Reduced | 10,800 | 507 | 0.01% | 0.01% | 44 | -6,000 | -35.71% | Q2 2014 | Jul 29, 2014 |
| Canal Insurance CO | History | New | 10,000 | 469 | 0.14% | — | 45 | +10,000 | New | Q2 2014 | Jul 29, 2014 |
| GAGNON SECURITIES LLC | History | Reduced | 9,834 | 461 | 0.15% | 0.13% | 46 | -346 | -3.4% | Q2 2014 | Jul 31, 2014 |
| SMITHFIELD TRUST CO | History | Reduced | 9,400 | 441 | 0.09% | 0.08% | 47 | -177 | -1.85% | Q2 2014 | Jul 16, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 7,900 | 371 | 0.03% | 0.03% | 48 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Quantbot Technologies LP | History | New | 7,445 | 349 | 0.06% | — | 49 | +7,445 | New | Q2 2014 | Jul 08, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | New | 6,700 | 314 | 0.01% | — | 50 | +6,700 | New | Q2 2014 | Aug 08, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 6,387 | 300 | 0.01% | 0.01% | 51 | -1,002 | -13.56% | Q2 2014 | Aug 08, 2014 |
| Aperio Group, LLC | History | New | 4,727 | 222 | 0.0% | — | 52 | +4,727 | New | Q2 2014 | Jul 23, 2014 |
| Quantitative Systematic Strategies LLC | History | New | 4,482 | 210 | 0.15% | — | 53 | +4,482 | New | Q2 2014 | Jul 14, 2014 |
| KBC Group NV | History | No change | 4,303 | 202 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 4,101 | 192 | 0.0% | 0.0% | 55 | +134 | 3.38% | Q2 2014 | Aug 05, 2014 |
| Accuvest Global Advisors | History | New | 3,986 | 187 | 0.06% | — | 56 | +3,986 | New | Q2 2014 | Jul 17, 2014 |
| FIRST MERCANTILE TRUST CO | History | New | 3,500 | 164 | 0.01% | — | 57 | +3,500 | New | Q2 2014 | Jul 22, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,093 | 145 | 0.0% | — | 58 | +3,093 | New | Q2 2014 | Jul 31, 2014 |
| CFG Asset Management LLC | History | No change | 2,500 | 117 | 0.04% | 0.04% | 59 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| SEI TRUST CO | History | Added to | 2,200 | 103 | 0.0% | 0.0% | 60 | +500 | 29.41% | Q2 2014 | Jul 22, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 2,114 | 99 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Amida Capital Management II, LLC | History | Reduced | 3,727 | 79 | 2.38% | 2.91% | 62 | -61,957 | -94.33% | Q2 2014 | Aug 11, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,431 | 67 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,173 | 55 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Added to | 1,160 | 54 | 0.0% | 0.0% | 65 | +785 | 209.33% | Q2 2014 | Jul 15, 2014 |
| BlackRock Inc. | History | Reduced | 991 | 47 | 0.0% | 0.0% | 66 | -3,268 | -76.73% | Q2 2014 | Aug 06, 2014 |
| Wunderlich Securities, Inc. | History | No change | 95 | 4 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| PRIVATE TRUST CO NA | History | No change | 17 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Fine Capital Partners, L.P. | History | Closed out | 0 | 0 | — | 9.85% | — | -2,909,146 | -100.0% | Q1 2014 | May 14, 2014 |
| COLUMBIA WANGER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.47% | — | -2,886,537 | -100.0% | Q1 2014 | May 12, 2014 |
| BHR Capital LLC | History | Closed out | 0 | 0 | — | 8.6% | — | -2,439,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WS MANAGEMENT LLLP | History | Closed out | 0 | 0 | — | 1.68% | — | -1,269,786 | -100.0% | Q1 2014 | May 14, 2014 |
| ORBIS HOLDINGS LTD | History | Closed out | 0 | 0 | — | 0.37% | — | -1,117,113 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,036,750 | -100.0% | Q1 2014 | May 14, 2014 |
| TimesSquare Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -1,003,790 | -100.0% | Q1 2014 | May 09, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -860,726 | -100.0% | Q1 2014 | May 15, 2014 |
| ELLIOTT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 61.23% | — | -700,000 | -100.0% | Q1 2014 | May 19, 2014 |
| Lionstone Capital Management LLC | History | Closed out | 0 | 0 | — | 10.91% | — | -531,700 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -495,097 | -100.0% | Q1 2014 | May 14, 2014 |
| FRED ALGER MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.1% | — | -476,856 | -100.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.34% | — | -435,398 | -100.0% | Q1 2014 | May 14, 2014 |
| PACIFIC GLOBAL INVESTMENT MANAGEMENT CO | History | Closed out | 0 | 0 | — | 2.61% | — | -399,122 | -100.0% | Q1 2014 | May 15, 2014 |
| ARROWGRASS CAPITAL PARTNERS (US) LP | History | Closed out | 0 | 0 | — | 0.61% | — | -367,247 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -329,527 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -329,359 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIGADE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.91% | — | -300,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -272,584 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -272,390 | -100.0% | Q1 2014 | May 13, 2014 |
| ADVENT CAPITAL MANAGEMENT /DE/ | History | Closed out | 0 | 0 | — | 0.18% | — | -268,900 | -100.0% | Q1 2014 | May 16, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -266,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Anchor Bolt Capital, LP | History | Closed out | 0 | 0 | — | 1.23% | — | -250,448 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -245,726 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -219,514 | -100.0% | Q1 2014 | May 23, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.01% | — | -209,301 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.02% | — | -207,448 | -100.0% | Q1 2014 | May 13, 2014 |
| FRANKLIN RESOURCES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -173,250 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -171,982 | -100.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -160,747 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -151,229 | -100.0% | Q1 2014 | May 15, 2014 |
| WHV Investment Management, Inc. | History | Closed out | 0 | 0 | — | 0.08% | — | -147,772 | -100.0% | Q1 2014 | Jul 31, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -146,226 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -134,483 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.21% | — | -116,653 | -100.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -116,098 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -115,141 | -100.0% | Q1 2014 | May 14, 2014 |
| Energy Opporutunities Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.82% | — | -113,243 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -105,997 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -93,869 | -100.0% | Q1 2014 | May 13, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -92,993 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -87,615 | -100.0% | Q1 2014 | May 13, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.41% | — | -85,666 | -100.0% | Q1 2014 | May 15, 2014 |
| BRYN MAWR CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.3% | — | -80,036 | -100.0% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -78,244 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearline Capital LP | History | Closed out | 0 | 0 | — | 0.71% | — | -74,838 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -74,821 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -74,566 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -70,400 | -100.0% | Q1 2014 | Apr 18, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 4.07% | — | -67,602 | -100.0% | Q1 2014 | Aug 08, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -65,486 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -64,975 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -64,613 | -100.0% | Q1 2014 | May 13, 2014 |
| EATON VANCE MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -64,070 | -100.0% | Q1 2014 | May 05, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.04% | — | -63,177 | -100.0% | Q1 2014 | May 15, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -59,946 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.02% | — | -59,802 | -100.0% | Q1 2014 | May 15, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -56,572 | -100.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,016 | -100.0% | Q1 2014 | May 15, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -46,443 | -100.0% | Q1 2014 | May 12, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -35,647 | -100.0% | Q1 2014 | May 16, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -35,033 | -100.0% | Q1 2014 | May 15, 2014 |
| Leonard Capital Management INC | History | Closed out | 0 | 0 | — | 0.52% | — | -35,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,570 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.11% | — | -29,688 | -100.0% | Q1 2014 | May 15, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.01% | — | -29,300 | -100.0% | Q1 2014 | May 30, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,132 | -100.0% | Q1 2014 | May 13, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -29,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,797 | -100.0% | Q1 2014 | May 16, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -27,653 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -27,529 | -100.0% | Q1 2014 | May 13, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -27,000 | -100.0% | Q1 2014 | May 15, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.03% | — | -23,890 | -100.0% | Q1 2014 | May 05, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -22,500 | -100.0% | Q1 2014 | May 15, 2014 |
| GeoSphere Capital Management | History | Closed out | 0 | 0 | — | 2.79% | — | -22,500 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -21,661 | -100.0% | Q1 2014 | May 13, 2014 |
| Three Peaks Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.65% | — | -19,920 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,861 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,644 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -17,561 | -100.0% | Q1 2014 | May 15, 2014 |
| Dana Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -14,772 | -100.0% | Q1 2014 | May 05, 2014 |
| Santa Fe Partners LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -13,554 | -100.0% | Q1 2014 | May 14, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -13,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.09% | — | -12,861 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -12,485 | -100.0% | Q1 2014 | May 15, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -11,800 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -10,244 | -100.0% | Q1 2014 | May 13, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.06% | — | -9,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Marshall Wace LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -9,000 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -8,259 | -100.0% | Q1 2014 | May 19, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -8,118 | -100.0% | Q1 2014 | May 14, 2014 |
| Cipher Capital LP | History | Closed out | 0 | 0 | — | 0.15% | — | -7,931 | -100.0% | Q1 2014 | May 06, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,925 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q1 2014 | May 08, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,869 | -100.0% | Q1 2014 | May 12, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,740 | -100.0% | Q1 2014 | May 15, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,432 | -100.0% | Q1 2014 | May 15, 2014 |
| PILLAR PACIFIC CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -6,200 | -100.0% | Q1 2014 | May 02, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -6,062 | -100.0% | Q1 2014 | May 05, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -5,124 | -100.0% | Q1 2014 | May 09, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -4,928 | -100.0% | Q1 2014 | May 14, 2014 |
| GLG Partners LP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,449 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,530 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,058 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,022 | -100.0% | Q1 2014 | May 14, 2014 |
| ETRADE Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,820 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -930 | -100.0% | Q1 2014 | May 16, 2014 |
| BlackRock Japan Co. Ltd | History | Closed out | 0 | 0 | — | 0.0% | — | -795 | -100.0% | Q1 2014 | May 02, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -400 | -100.0% | Q1 2014 | May 14, 2014 |
| Invictus RG Pte. Ltd. | History | Closed out | 0 | 0 | — | 0.02% | — | -399 | -100.0% | Q1 2014 | May 14, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -161 | -100.0% | Q1 2014 | May 12, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -58 | -100.0% | Q1 2014 | May 23, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -39 | -100.0% | Q1 2014 | May 14, 2014 |
| Ledyard National Bank | History | Closed out | 0 | 0 | — | 0.0% | — | -32 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -30 | -100.0% | Q1 2014 | May 02, 2014 |
| Hudock Moyer Wealth Resources, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | — | — | -7 | -100.0% | Q1 2014 | May 15, 2014 |