HORSEHEAD HLDG CORP - 440694305
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Reduced | 2,991,318 | 54,621 | 0.0% | 0.0% | 1 | -13,400 | -0.45% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,954,661 | 53,952 | 0.04% | 0.04% | 2 | +126,767 | 4.48% | Q2 2014 | Aug 08, 2014 |
| ROYCE & ASSOCIATES LLC | History | Reduced | 2,523,850 | 46,086 | 0.14% | 0.14% | 3 | -233,000 | -8.45% | Q2 2014 | Aug 11, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 1,492,516 | 27,253 | 0.26% | 0.33% | 4 | -5,529 | -0.37% | Q2 2014 | Jul 30, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,489,605 | 27,200 | 0.0% | 0.0% | 5 | -15,565 | -1.03% | Q2 2014 | Aug 06, 2014 |
| BlackRock Fund Advisors | History | Reduced | 1,271,226 | 23,213 | 0.01% | 0.01% | 6 | -139,081 | -9.86% | Q2 2014 | Aug 06, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Reduced | 1,217,540 | 22,232 | 0.03% | 0.03% | 7 | -164,731 | -11.92% | Q2 2014 | Aug 04, 2014 |
| THORNBURG INVESTMENT MANAGEMENT INC | History | Added to | 1,102,608 | 20,134 | 0.08% | 0.07% | 8 | +40,664 | 3.83% | Q2 2014 | Aug 11, 2014 |
| CADINHA & CO LLC | History | Added to | 792,395 | 14,469 | 2.44% | 1.66% | 9 | +245,945 | 45.01% | Q2 2014 | Aug 08, 2014 |
| FRONTIER CAPITAL MANAGEMENT CO LLC | History | Reduced | 701,007 | 12,800 | 0.09% | 0.09% | 10 | -39,110 | -5.28% | Q2 2014 | Aug 01, 2014 |
| KORNITZER CAPITAL MANAGEMENT INC /KS | History | Reduced | 698,760 | 12,759 | 0.14% | 0.15% | 11 | -124,000 | -15.07% | Q2 2014 | Jul 30, 2014 |
| NORTHWESTERN MUTUAL LIFE INSURANCE CO | History | No change | 640,000 | 11,686 | 28.41% | 24.01% | 12 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| MASON STREET ADVISORS, LLC | History | No change | 640,000 | 11,686 | 0.09% | 0.09% | 13 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 607,346 | 11,090 | 0.02% | 0.02% | 14 | -16,758 | -2.69% | Q2 2014 | Aug 01, 2014 |
| COLUMBUS CIRCLE INVESTORS | History | Added to | 597,485 | 10,910 | 0.07% | 0.07% | 15 | +12,147 | 2.08% | Q2 2014 | Jul 31, 2014 |
| JUPITER ASSET MANAGEMENT LTD | History | No change | 564,044 | 10,299 | 0.33% | 0.31% | 16 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Reduced | 488,788 | 8,925 | 1.42% | 1.35% | 17 | -63,910 | -11.56% | Q2 2014 | Jul 25, 2014 |
| Tygh Capital Management, Inc. | History | Reduced | 278,722 | 5,089 | 1.08% | 1.02% | 18 | -18,416 | -6.2% | Q2 2014 | Aug 06, 2014 |
| THOMSON HORSTMANN & BRYANT INC | History | New | 227,150 | 4,147 | 0.26% | — | 19 | +227,150 | New | Q2 2014 | Jul 09, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Reduced | 207,261 | 3,785 | 0.25% | 0.26% | 20 | -2,924 | -1.39% | Q2 2014 | Aug 04, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 164,306 | 3,000 | 0.0% | 0.0% | 21 | -8,000 | -4.64% | Q2 2014 | Aug 06, 2014 |
| MUTUAL OF AMERICA CAPITAL MANAGEMENT LLC | History | No change | 157,779 | 2,881 | 0.07% | 0.06% | 22 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Edgemoor Investment Advisors, Inc. | History | No change | 149,450 | 2,718 | 0.4% | 0.4% | 23 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 131,328 | 2,399 | 0.0% | 0.0% | 24 | -504 | -0.38% | Q2 2014 | Jul 30, 2014 |
| Foundry Partners, LLC | History | Reduced | 118,905 | 2,171 | 0.2% | 0.19% | 25 | -894 | -0.75% | Q2 2014 | Jul 07, 2014 |
| AH Lisanti Capital Growth, LLC | History | Reduced | 115,155 | 2,103 | 0.94% | 1.18% | 26 | -46,930 | -28.95% | Q2 2014 | Aug 08, 2014 |
| SCHWARTZ INVESTMENT COUNSEL INC | History | No change | 80,000 | 1,461 | 0.1% | 0.1% | 27 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 68,861 | 1,258 | 0.0% | 0.0% | 28 | -5,802 | -7.77% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | No change | 63,900 | 1,167 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 63,846 | 1,166 | 0.0% | 0.0% | 30 | -2,392 | -3.61% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 55,021 | 1,005 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Nationwide Fund Advisors | History | Added to | 53,456 | 976 | 0.0% | 0.0% | 32 | +241 | 0.45% | Q2 2014 | Aug 11, 2014 |
| TURNER INVESTMENTS, L.P. | History | Reduced | 45,060 | 823 | 0.04% | 0.05% | 33 | -63,600 | -58.53% | Q2 2014 | Aug 11, 2014 |
| Roundview Capital LLC | History | New | 43,200 | 789 | 0.32% | — | 34 | +43,200 | New | Q2 2014 | Aug 08, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 38,419 | 702 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Aperio Group, LLC | History | Added to | 38,016 | 694 | 0.01% | 0.01% | 36 | +7,747 | 25.59% | Q2 2014 | Jul 23, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | New | 37,080 | 677 | 0.0% | — | 37 | +37,080 | New | Q2 2014 | Aug 05, 2014 |
| LEE DANNER & BASS INC | History | No change | 37,000 | 676 | 0.08% | 0.08% | 38 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Mraz, Amerine & Associates, Inc. | History | No change | 35,905 | 656 | 0.25% | 0.25% | 39 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 33,172 | 605 | 0.0% | 0.0% | 40 | -1,124 | -3.28% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 30,080 | 549 | 0.0% | 16.5% | 41 | -4,554 | -13.15% | Q2 2014 | Aug 06, 2014 |
| ProShare Advisors LLC | History | Reduced | 24,454 | 447 | 0.01% | 0.01% | 42 | -26,570 | -52.07% | Q2 2014 | Aug 08, 2014 |
| DEARBORN PARTNERS LLC | History | No change | 19,765 | 361 | 0.04% | 0.04% | 43 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Moors & Cabot, Inc. | History | Added to | 19,641 | 359 | 0.06% | 0.08% | 44 | +550 | 2.88% | Q2 2014 | Aug 11, 2014 |
| BlackRock Inc. | History | Reduced | 16,678 | 304 | 0.0% | 0.0% | 45 | -121 | -0.72% | Q2 2014 | Aug 06, 2014 |
| NISA INVESTMENT ADVISORS L L C | History | Reduced | 14,600 | 267 | 0.0% | 0.0% | 46 | -800 | -5.19% | Q2 2014 | Jul 29, 2014 |
| HL FINANCIAL SERVICES LLC | History | Added to | 14,350 | 262 | 0.01% | 0.01% | 47 | +2,000 | 16.19% | Q2 2014 | Aug 01, 2014 |
| FIRST MERCANTILE TRUST CO | History | Reduced | 14,307 | 261 | 0.02% | 0.02% | 48 | -647 | -4.33% | Q2 2014 | Jul 22, 2014 |
| DENVER INVESTMENT ADVISORS LLC | History | No change | 10,983 | 201 | 0.01% | 0.01% | 49 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Numeric Investors LLC | History | Reduced | 10,600 | 194 | 0.0% | 0.0% | 50 | -100 | -0.93% | Q2 2014 | Aug 11, 2014 |
| SEI TRUST CO | History | Reduced | 7,800 | 142 | 0.0% | 0.0% | 51 | -1,200 | -13.33% | Q2 2014 | Jul 22, 2014 |
| BlackRock Group LTD | History | No change | 7,700 | 141 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RidgeWorth Capital Management LLC | History | New | 4,327 | 79 | 0.0% | — | 53 | +4,327 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,954 | 54 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Cordasco Financial Network | History | No change | 2,000 | 37 | 0.03% | 0.03% | 55 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,832 | 33 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 1,354 | 25 | 0.0% | 0.0% | 57 | +1,184 | 696.47% | Q2 2014 | Aug 08, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 50 | 1 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Dalal Street, LLC | History | Closed out | 0 | 0 | — | 22.95% | — | -6,333,296 | -100.0% | Q1 2014 | May 13, 2014 |
| RS INVESTMENT MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.46% | — | -4,649,622 | -100.0% | Q1 2014 | May 15, 2014 |
| HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -2,588,300 | -100.0% | Q1 2014 | May 15, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.02% | — | -2,535,410 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,321,560 | -100.0% | Q1 2014 | May 15, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.04% | — | -868,048 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -865,616 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -744,727 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -435,743 | -100.0% | Q1 2014 | May 15, 2014 |
| EUBEL BRADY & SUTTMAN ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 1.72% | — | -362,882 | -100.0% | Q1 2014 | May 12, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.01% | — | -323,500 | -100.0% | Q1 2014 | May 15, 2014 |
| ZWJ INVESTMENT COUNSEL INC | History | Closed out | 0 | 0 | — | 0.59% | — | -305,168 | -100.0% | Q1 2014 | May 13, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -271,980 | -100.0% | Q1 2014 | May 14, 2014 |
| Hunter Associates inc. | History | Closed out | 0 | 0 | — | 1.73% | — | -260,225 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -260,154 | -100.0% | Q1 2014 | May 14, 2014 |
| ADVISORY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.04% | — | -249,355 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -248,300 | -100.0% | Q1 2014 | Apr 18, 2014 |
| Leonard Capital Management INC | History | Closed out | 0 | 0 | — | 1.35% | — | -223,055 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -215,612 | -100.0% | Q1 2014 | May 13, 2014 |
| BlueCrest Capital Management LLP | History | Closed out | 0 | 0 | — | 0.21% | — | -205,677 | -100.0% | Q1 2014 | May 15, 2014 |
| KING INVESTMENT ADVISORS INC/TX | History | Closed out | 0 | 0 | — | 1.48% | — | -191,805 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -167,250 | -100.0% | Q1 2014 | May 13, 2014 |
| Motley Fool Asset Management LLC | History | Closed out | 0 | 0 | — | 0.63% | — | -163,200 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST WILSHIRE SECURITIES MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.42% | — | -160,217 | -100.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -156,988 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.21% | — | -153,718 | -100.0% | Q1 2014 | May 13, 2014 |
| AFTON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 2.3% | — | -139,300 | -100.0% | Q1 2014 | May 13, 2014 |
| Harvey Partners, LLC | History | Closed out | 0 | 0 | — | 0.99% | — | -125,000 | -100.0% | Q1 2014 | May 15, 2014 |
| AXIOM INTERNATIONAL INVESTORS LLC /DE | History | Closed out | 0 | 0 | — | 0.05% | — | -115,300 | -100.0% | Q1 2014 | May 09, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -105,993 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -93,443 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -91,714 | -100.0% | Q1 2014 | May 08, 2014 |
| Perimeter Capital Partners, LLC | History | Closed out | 0 | 0 | — | 0.76% | — | -90,572 | -100.0% | Q1 2014 | May 05, 2014 |
| CADENCE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -84,479 | -100.0% | Q1 2014 | Apr 28, 2014 |
| D L CARLSON INVESTMENT GROUP INC | History | Closed out | 0 | 0 | — | 0.48% | — | -75,500 | -100.0% | Q1 2014 | May 06, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -71,615 | -100.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -70,271 | -100.0% | Q1 2014 | May 13, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -65,062 | -100.0% | Q1 2014 | May 16, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -64,609 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -61,000 | -100.0% | Q1 2014 | May 19, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.14% | — | -50,000 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | Closed out | 0 | 0 | — | 0.01% | — | -48,980 | -100.0% | Q1 2014 | May 08, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,571 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -43,497 | -100.0% | Q1 2014 | May 13, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -37,323 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -34,997 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -32,120 | -100.0% | Q1 2014 | May 15, 2014 |
| Forward Management, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -30,000 | -100.0% | Q1 2014 | May 08, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,197 | -100.0% | Q1 2014 | May 23, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,099 | -100.0% | Q1 2014 | May 15, 2014 |
| AVENIR CORP | History | Closed out | 0 | 0 | — | 0.03% | — | -17,645 | -100.0% | Q1 2014 | May 14, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,500 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,083 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.0% | — | -16,000 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -15,871 | -100.0% | Q1 2014 | Aug 08, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -15,200 | -100.0% | Q1 2014 | May 14, 2014 |
| Southeast Asset Advisors Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -14,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,613 | -100.0% | Q1 2014 | May 09, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -13,564 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -13,133 | -100.0% | Q1 2014 | May 16, 2014 |
| PARADIGM ASSET MANAGEMENT CO LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -13,000 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -12,835 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,136 | -100.0% | Q1 2014 | May 13, 2014 |
| SAC Capital Advisors LP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,975 | -100.0% | Q1 2014 | May 15, 2014 |
| Calamos Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,950 | -100.0% | Q1 2014 | May 16, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,419 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -7,553 | -100.0% | Q1 2014 | May 13, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -6,500 | -100.0% | Q1 2014 | May 09, 2014 |
| JBF Capital, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | May 08, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -3,995 | -100.0% | Q1 2014 | May 07, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -3,625 | -100.0% | Q1 2014 | Apr 11, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -3,512 | -100.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | Closed out | 0 | 0 | — | 0.01% | — | -2,900 | -100.0% | Q1 2014 | May 21, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,855 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -2,776 | -100.0% | Q1 2014 | May 14, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,565 | -100.0% | Q1 2014 | May 14, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -900 | -100.0% | Q1 2014 | May 12, 2014 |
| COLONY GROUP LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -416 | -100.0% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -387 | -100.0% | Q1 2014 | May 02, 2014 |
| Hanson & Doremus Investment Management | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2014 | Apr 30, 2014 |