KINDER MORGAN INC DEL - 49456B119
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ZAZOVE ASSOCIATES LLC | History | Reduced | 12,481,254 | 34,698 | 1.37% | 0.79% | 1 | -276,053 | -2.16% | Q2 2014 | Aug 01, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 7,500,000 | 20,850 | 0.17% | 0.12% | 2 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| GABELLI FUNDS LLC | History | No change | 2,806,800 | 7,803 | 0.04% | 0.03% | 3 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Oxbow Advisors, LLC | History | Added to | 2,437,505 | 6,776 | 0.9% | 0.62% | 4 | +75,194 | 3.18% | Q2 2014 | Jul 18, 2014 |
| OPPENHEIMER FUNDS INC | History | No change | 1,440,000 | 4,003 | 0.0% | 0.0% | 5 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CarVal Investors, LLC | History | New | 1,278,000 | 3,553 | 1.76% | — | 6 | +1,278,000 | New | Q2 2014 | Aug 06, 2014 |
| BTG Pactual Global Asset Management Ltd | History | New | 918,499 | 2,554 | 0.36% | — | 7 | +918,499 | New | Q2 2014 | Aug 11, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | Added to | 644,300 | 1,791 | 1.26% | 0.89% | 8 | +9,000 | 1.42% | Q2 2014 | Aug 11, 2014 |
| ATHENA CAPITAL ADVISORS LLC | History | No change | 569,470 | 1,583 | 0.47% | 0.28% | 9 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 471,258 | 1,310 | 0.0% | 0.0% | 10 | -4,579 | -0.96% | Q2 2014 | Aug 11, 2014 |
| GAMCO INVESTORS, INC. ET AL | History | Reduced | 447,896 | 1,245 | 0.01% | 0.0% | 11 | -17,872 | -3.84% | Q2 2014 | Aug 06, 2014 |
| BROWN ADVISORY INC | History | No change | 437,784 | 1,217 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| State of New Jersey Common Pension Fund D | History | New | 390,848 | 1,087 | 0.0% | — | 13 | +390,848 | New | Q2 2014 | Aug 11, 2014 |
| LOCUST WOOD CAPITAL ADVISERS, LLC | History | Added to | 379,191 | 1,054 | 0.15% | 0.11% | 14 | +6,055 | 1.62% | Q2 2014 | Jul 28, 2014 |
| MAI Wealth Advisors | History | Reduced | 297,488 | 827 | 0.08% | 0.06% | 15 | -15,189 | -4.86% | Q2 2014 | Jul 28, 2014 |
| Kingfisher Capital LLC | History | Added to | 263,939 | 734 | 0.38% | 0.23% | 16 | +14,016 | 5.61% | Q2 2014 | Aug 07, 2014 |
| BP PLC | History | No change | 192,000 | 532 | 0.02% | 0.02% | 17 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Endurance Wealth Management, Inc. | History | Added to | 180,400 | 501 | 0.08% | 0.06% | 18 | +10,000 | 5.87% | Q2 2014 | Aug 01, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 175,940 | 489 | 0.32% | 0.15% | 19 | +59,000 | 50.45% | Q2 2014 | Jul 17, 2014 |
| Geduld E E | History | Added to | 112,500 | 313 | 0.19% | 0.08% | 20 | +27,500 | 32.35% | Q2 2014 | Aug 04, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 100,195 | 279 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| AMERICAN NATIONAL INSURANCE CO /TX/ | History | No change | 46,088 | 128 | 0.01% | 0.01% | 22 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Cutter & CO Brokerage, Inc. | History | Reduced | 45,253 | 126 | 0.05% | 0.03% | 23 | -384 | -0.84% | Q2 2014 | Jul 31, 2014 |
| LPL Financial LLC | History | Reduced | 40,653 | 113 | 0.0% | 0.0% | 24 | -4,022 | -9.0% | Q2 2014 | Aug 05, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 38,308 | 107 | 0.0% | 0.0% | 25 | -942 | -2.4% | Q2 2014 | Aug 08, 2014 |
| Douglass Winthrop Advisors, LLC | History | No change | 33,840 | 94 | 0.01% | 0.01% | 26 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| VNBTrust, National Association | History | Reduced | 32,104 | 89 | 0.04% | 0.15% | 27 | -141,426 | -81.5% | Q2 2014 | Jul 18, 2014 |
| Triangle Securities Wealth Management | History | Added to | 28,644 | 80 | 0.06% | 0.05% | 28 | +18,139 | 172.67% | Q2 2014 | Jul 16, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 26,361 | 73 | 0.0% | 0.0% | 29 | -2,061 | -7.25% | Q2 2014 | Jul 23, 2014 |
| NJ State Employees Deferred Compensation Plan | History | No change | 26,117 | 73 | 0.01% | 0.01% | 30 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Moors & Cabot, Inc. | History | Added to | 24,009 | 70 | 0.01% | 0.01% | 31 | +256 | 1.08% | Q2 2014 | Aug 11, 2014 |
| FIRST QUADRANT L P/CA | History | No change | 23,552 | 65 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| CI INVESTMENTS INC. | History | No change | 19,424 | 54 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| HOWARD HUGHES MEDICAL INSTITUTE | History | Reduced | 19,235 | 53 | 0.01% | 0.01% | 34 | -25,379 | -56.89% | Q2 2014 | Aug 01, 2014 |
| STUYVESANT CAPITAL MANAGEMENT | History | No change | 19,200 | 53 | 0.1% | 0.06% | 35 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| REGIONS FINANCIAL CORP | History | No change | 16,564 | 46 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 15,360 | 43 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| DUNCKER STREETT & CO INC | History | Reduced | 13,472 | 37 | 0.01% | 0.01% | 38 | -2,713 | -16.76% | Q2 2014 | Jul 23, 2014 |
| American National Registered Investment Advisor, Inc. | History | Reduced | 13,071 | 36 | 0.02% | 0.01% | 39 | -160 | -1.21% | Q2 2014 | Aug 06, 2014 |
| WHITTIER TRUST CO | History | No change | 12,665 | 35 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| KBC Group NV | History | No change | 12,444 | 35 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| BlackRock Inc. | History | No change | 12,392 | 34 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RAY GERALD L & ASSOCIATES LTD | History | New | 11,856 | 33 | 0.01% | — | 43 | +11,856 | New | Q2 2014 | Aug 04, 2014 |
| McAdams Wright Ragen, Inc. | History | Reduced | 11,828 | 32 | 0.0% | 0.0% | 44 | -5,380 | -31.26% | Q2 2014 | Aug 08, 2014 |
| Baltimore-Washington Financial Advisors, Inc. | History | Added to | 10,000 | 28 | 0.01% | 0.0% | 45 | +5,000 | 100.0% | Q2 2014 | Jul 18, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | No change | 9,742 | 27 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 6,884 | 19 | 0.0% | — | 47 | +6,884 | New | Q2 2014 | Jul 30, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 3,349 | 9 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Estabrook Capital Management | History | No change | 2,560 | 7 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 2,017 | 6 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | No change | 1,847 | 5 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| CONNING INC. | History | No change | 1,730 | 5 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Transamerica Financial Advisors, Inc. | History | No change | 1,728 | 5 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 1,416 | 4 | 0.0% | 0.0% | 55 | +1,085 | 327.79% | Q2 2014 | Aug 06, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 1,408 | 4 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Added to | 1,053 | 3 | 0.0% | 0.0% | 57 | +93 | 9.69% | Q2 2014 | Jul 15, 2014 |
| SMITHFIELD TRUST CO | History | No change | 1,092 | 3 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| MetLife Securities, Inc | History | No change | 960 | 3 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON D A & CO | History | No change | 759 | 2 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| PRIVATE TRUST CO NA | History | No change | 704 | 2 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| WealthTrust Fairport, LLC | History | No change | 640 | 2 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 640 | 2 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MOTCO | History | Reduced | 241 | 1 | 0.0% | — | 65 | -11 | -4.37% | Q2 2014 | Jul 30, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | No change | 191 | 1 | 0.0% | — | 63 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 211 | 1 | 0.0% | — | 64 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Ledyard National Bank | History | No change | 224 | 1 | 0.0% | — | 66 | 0 | 0.0% | Q2 2014 | Jul 08, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 368 | 1 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Oakworth Capital, Inc. | History | No change | 387 | 1 | 0.0% | 0.0% | 68 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| JANA PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.55% | — | -26,746,343 | -100.0% | Q1 2014 | May 14, 2014 |
| Capital World Investors | History | Closed out | 0 | 0 | — | 0.01% | — | -18,573,000 | -100.0% | Q1 2014 | May 15, 2014 |
| OZ MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.1% | — | -16,680,057 | -100.0% | Q1 2014 | May 15, 2014 |
| MASON CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.52% | — | -13,215,520 | -100.0% | Q1 2014 | May 15, 2014 |
| KENSICO CAPITAL MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.38% | — | -9,471,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Raging Capital Management, LLC | History | Closed out | 0 | 0 | — | 2.81% | — | -9,056,816 | -100.0% | Q1 2014 | May 15, 2014 |
| Lonestar Capital Management LLC | History | Closed out | 0 | 0 | — | 1.41% | — | -8,000,000 | -100.0% | Q1 2014 | May 12, 2014 |
| Soroban Capital Partners LLC | History | Closed out | 0 | 0 | — | 0.16% | — | -7,000,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Zweig-DiMenna Associates LLC | History | Closed out | 0 | 0 | — | 0.57% | — | -5,475,050 | -100.0% | Q1 2014 | May 08, 2014 |
| MOORE CAPITAL MANAGEMENT, LP | History | Closed out | 0 | 0 | — | 0.17% | — | -4,750,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Panning Capital Management, LP | History | Closed out | 0 | 0 | — | 2.67% | — | -3,693,597 | -100.0% | Q1 2014 | May 15, 2014 |
| York Capital Management Global Advisors, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -3,463,000 | -100.0% | Q1 2014 | May 16, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -2,943,722 | -100.0% | Q1 2014 | May 15, 2014 |
| Serengeti Asset Management LP | History | Closed out | 0 | 0 | — | 0.38% | — | -2,500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SILVERBACK ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 5.39% | — | -2,364,000 | -100.0% | Q1 2014 | May 13, 2014 |
| CLOVIS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.32% | — | -2,105,000 | -100.0% | Q1 2014 | May 12, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -2,030,938 | -100.0% | Q1 2014 | May 15, 2014 |
| KING STREET CAPITAL MANAGEMENT, L.P. | History | Closed out | 0 | 0 | — | 0.57% | — | -2,000,000 | -100.0% | Q1 2014 | May 14, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.01% | — | -1,960,429 | -100.0% | Q1 2014 | May 12, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -1,774,085 | -100.0% | Q1 2014 | May 13, 2014 |
| Force Capital Management LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -1,739,804 | -100.0% | Q1 2014 | May 15, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,387,515 | -100.0% | Q1 2014 | May 13, 2014 |
| DW Investment Management, LP | History | Closed out | 0 | 0 | — | 0.3% | — | -1,350,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Clearline Capital LP | History | Closed out | 0 | 0 | — | 0.53% | — | -1,320,994 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,278,160 | -100.0% | Q1 2014 | May 13, 2014 |
| Gruss Capital Management LP | History | Closed out | 0 | 0 | — | 0.14% | — | -1,250,000 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -1,191,775 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -1,028,569 | -100.0% | Q1 2014 | Apr 18, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -960,480 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -814,402 | -100.0% | Q1 2014 | May 16, 2014 |
| Cascabel Management LP | History | Closed out | 0 | 0 | — | 0.89% | — | -750,000 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.25% | — | -711,218 | -100.0% | Q1 2014 | Apr 24, 2014 |
| MASSACHUSETTS FINANCIAL SERVICES CO /MA/ | History | Closed out | 0 | 0 | — | 0.0% | — | -688,728 | -100.0% | Q1 2014 | May 13, 2014 |
| FARLEY CAPITAL II L.P. | History | Closed out | 0 | 0 | — | 0.63% | — | -581,911 | -100.0% | Q1 2014 | May 13, 2014 |
| Crow Point Partners, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -512,000 | -100.0% | Q1 2014 | May 27, 2014 |
| Pine River Capital Management L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -500,000 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -475,958 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -418,893 | -100.0% | Q1 2014 | May 14, 2014 |
| Wall Street Access Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -417,524 | -100.0% | Q1 2014 | May 13, 2014 |
| State of New Jersey Common Pension Fund A | History | Closed out | 0 | 0 | — | 0.0% | — | -390,848 | -100.0% | Q1 2014 | May 05, 2014 |
| Petrus Trust Company, LTA | History | Closed out | 0 | 0 | — | 0.17% | — | -375,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -369,572 | -100.0% | Q1 2014 | May 14, 2014 |
| APG Asset Management N.V. | History | Closed out | 0 | 0 | — | 0.0% | — | -365,270 | -100.0% | Q1 2014 | Apr 30, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -351,015 | -100.0% | Q1 2014 | May 14, 2014 |
| CHESAPEAKE PARTNERS MANAGEMENT CO INC/MD | History | Closed out | 0 | 0 | — | 0.02% | — | -336,944 | -100.0% | Q1 2014 | May 15, 2014 |
| JD CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -295,195 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -267,521 | -100.0% | Q1 2014 | May 19, 2014 |
| TREMBLANT CAPITAL GROUP | History | Closed out | 0 | 0 | — | 0.02% | — | -254,955 | -100.0% | Q1 2014 | May 15, 2014 |
| INVESTMENTAKTIENGESELLSCHAFT FUER LANGFRISTIGE INVESTOREN TGV | History | Closed out | 0 | 0 | — | 0.22% | — | -250,000 | -100.0% | Q1 2014 | Apr 11, 2014 |
| IBM Retirement Fund | History | Closed out | 0 | 0 | — | 0.01% | — | -218,172 | -100.0% | Q1 2014 | May 19, 2014 |
| LOOMIS SAYLES & CO L P | History | Closed out | 0 | 0 | — | 0.0% | — | -207,908 | -100.0% | Q1 2014 | May 15, 2014 |
| Cheyne Capital Management (UK) LLP | History | Closed out | 0 | 0 | — | 0.31% | — | -185,000 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.0% | — | -160,000 | -100.0% | Q1 2014 | May 14, 2014 |
| EJF Capital LLC | History | Closed out | 0 | 0 | — | 0.31% | — | -160,000 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -155,204 | -100.0% | Q1 2014 | May 15, 2014 |
| Alpine Partners VI, LLC | History | Closed out | 0 | 0 | — | 0.23% | — | -151,400 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -150,085 | -100.0% | Q1 2014 | May 15, 2014 |
| Matthew 25 Management Corp | History | Closed out | 0 | 0 | — | 0.03% | — | -131,200 | -100.0% | Q1 2014 | Jun 24, 2014 |
| CSS LLC/IL | History | Closed out | 0 | 0 | — | 0.01% | — | -108,653 | -100.0% | Q1 2014 | May 15, 2014 |
| Global Endowment Management, LP | History | Closed out | 0 | 0 | — | 0.03% | — | -98,586 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -92,097 | -100.0% | Q1 2014 | May 14, 2014 |
| ANDREEFF EQUITY ADVISORS, LLC | History | Closed out | 0 | 0 | — | 0.71% | — | -90,000 | -100.0% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -81,255 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -77,649 | -100.0% | Q1 2014 | May 15, 2014 |
| Catalyst Capital Advisors LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -75,000 | -100.0% | Q1 2014 | May 12, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.0% | — | -71,749 | -100.0% | Q1 2014 | May 13, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -64,235 | -100.0% | Q1 2014 | May 15, 2014 |
| Private Wealth Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -50,000 | -100.0% | Q1 2014 | Apr 30, 2014 |
| LEVIN CAPITAL STRATEGIES, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -50,000 | -100.0% | Q1 2014 | May 14, 2014 |
| OREGON PUBLIC EMPLOYEES RETIREMENT FUND | History | Closed out | 0 | 0 | — | 0.0% | — | -43,240 | -100.0% | Q1 2014 | May 16, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -39,700 | -100.0% | Q1 2014 | May 16, 2014 |
| DAI ICHI LIFE INSURANCE CO., LTD. | History | Closed out | 0 | 0 | — | 0.0% | — | -38,725 | -100.0% | Q1 2014 | May 14, 2014 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -36,160 | -100.0% | Q1 2014 | May 15, 2014 |
| WILLIAMS JONES & ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -34,906 | -100.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -34,854 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -30,848 | -100.0% | Q1 2014 | May 14, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,810 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,268 | -100.0% | Q1 2014 | May 15, 2014 |
| FAYEZ SAROFIM & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -25,010 | -100.0% | Q1 2014 | May 14, 2014 |
| AVENIR CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -25,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Clearbridge Investments, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,912 | -100.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -22,116 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,280 | -100.0% | Q1 2014 | May 13, 2014 |
| Mariner Wealth Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,360 | -100.0% | Q1 2014 | May 08, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -19,777 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Yakira Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -19,526 | -100.0% | Q1 2014 | May 16, 2014 |
| Mountain Lake Investment Management LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -18,199 | -100.0% | Q1 2014 | May 15, 2014 |
| Energy Income Partners, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,139 | -100.0% | Q1 2014 | May 14, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q1 2014 | May 15, 2014 |
| First Houston Capital, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -13,520 | -100.0% | Q1 2014 | May 14, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.0% | — | -13,255 | -100.0% | Q1 2014 | May 13, 2014 |
| BOKF, NA | History | Closed out | 0 | 0 | — | 0.0% | — | -12,333 | -100.0% | Q1 2014 | May 14, 2014 |
| PINNACLE ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.0% | — | -12,297 | -100.0% | Q1 2014 | May 14, 2014 |
| HM PAYSON & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,574 | -100.0% | Q1 2014 | May 07, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -10,431 | -100.0% | Q1 2014 | May 14, 2014 |
| OSTERWEIS CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SUNRISE PARTNERS LIMITED PARTNERSHIP /CT | History | Closed out | 0 | 0 | — | 0.0% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -8,829 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,612 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -6,906 | -100.0% | Q1 2014 | Aug 08, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,204 | -100.0% | Q1 2014 | May 15, 2014 |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -3,584 | -100.0% | Q1 2014 | May 09, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.0% | — | -3,372 | -100.0% | Q1 2014 | May 13, 2014 |
| Pinnacle Holdings, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,325 | -100.0% | Q1 2014 | May 28, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -2,542 | -100.0% | Q1 2014 | May 16, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,368 | -100.0% | Q1 2014 | May 15, 2014 |
| WESTPAC BANKING CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,054 | -100.0% | Q1 2014 | May 12, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,128 | -100.0% | Q1 2014 | May 12, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -967 | -100.0% | Q1 2014 | May 15, 2014 |
| SHAPIRO ROBERT N | History | Closed out | 0 | 0 | — | 0.0% | — | -864 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Rocky Mountain Advisers, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -817 | -100.0% | Q1 2014 | May 15, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -672 | -100.0% | Q1 2014 | May 15, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -588 | -100.0% | Q1 2014 | May 14, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | — | — | -395 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Kistler-Tiffany Companies, LLC | History | Closed out | 0 | 0 | — | — | — | -256 | -100.0% | Q1 2014 | May 13, 2014 |
| First City Capital Management, Inc. | History | Closed out | 0 | 0 | — | — | — | -224 | -100.0% | Q1 2014 | May 19, 2014 |
| BBK Capital Partners, LLC | History | Closed out | 0 | 0 | — | — | — | -190 | -100.0% | Q1 2014 | May 15, 2014 |
| OLD SECOND NATIONAL BANK OF AURORA | History | Closed out | 0 | 0 | — | — | — | -128 | -100.0% | Q1 2014 | Apr 21, 2014 |
| CENTRAL BANK & TRUST CO | History | Closed out | 0 | 0 | — | — | — | -120 | -100.0% | Q1 2014 | Apr 07, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | — | — | -111 | -100.0% | Q1 2014 | May 23, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | — | — | -95 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | — | — | -88 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHWESTERN MUTUAL INVESTMENT SERVICES LLC | History | Closed out | 0 | 0 | — | — | — | -53 | -100.0% | Q1 2014 | May 15, 2014 |
| MACQUARIE GROUP LTD | History | Closed out | 0 | 0 | — | — | — | -51 | -100.0% | Q1 2014 | May 15, 2014 |
| Vantage Investment Advisors, LLC | History | New | 26 | 0 | — | — | — | +26 | New | Q2 2014 | Jul 25, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | — | — | -11 | -100.0% | Q1 2014 | May 14, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | New | 1 | 0 | — | — | — | +1 | New | Q2 2014 | Jul 18, 2014 |
| VALLEY NATIONAL BANCORP | History | No change | 117 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| COMMUNITY BANK SYSTEM, INC. | History | No change | 160 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| QCI ASSET MANAGEMENT INC/NY | History | No change | 57 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| MASSMUTUAL TRUST CO FSB/ADV | History | No change | 32 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 09, 2014 |
| Exchange Capital Management, Inc. | History | No change | 140 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| FOUNDERS BANK & TRUST | History | No change | 160 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| West Oak Capital, LLC | History | No change | 244 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 03, 2014 |
| Bartlett & Co. LLC | History | No change | 128 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| Winslow, Evans & Crocker, Inc. | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |