LTX-CREDENCE CORP - 502403207
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LLC | History | Reduced | 3,283,923 | 29,260 | 0.09% | 0.08% | 1 | -41,200 | -1.24% | Q1 2014 | May 12, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Added to | 2,129,901 | 18,977 | 0.14% | 0.01% | 2 | +1,987,601 | 1396.77% | Q1 2014 | May 05, 2014 |
| Nokomis Capital, L.L.C. | History | Reduced | 2,045,314 | 18,224 | 6.05% | 6.66% | 3 | -298,810 | -12.75% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 1,881,144 | 16,760 | 0.01% | 0.01% | 4 | +42,764 | 2.33% | Q1 2014 | May 14, 2014 |
| SYSTEMATIC FINANCIAL MANAGEMENT LP | History | Reduced | 1,636,056 | 14,577 | 0.1% | 0.1% | 5 | -39,453 | -2.35% | Q1 2014 | Aug 11, 2014 |
| Harvest Capital Strategies LLC | History | Reduced | 1,625,000 | 14,479 | 1.08% | 1.65% | 6 | -125,000 | -7.14% | Q1 2014 | May 13, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 1,513,968 | 13,489 | 0.0% | 0.0% | 7 | +63,526 | 4.38% | Q1 2014 | May 02, 2014 |
| VANGUARD GROUP INC | History | Added to | 1,480,746 | 13,193 | 0.0% | 0.0% | 8 | +56,759 | 3.99% | Q1 2014 | May 13, 2014 |
| BlackRock Fund Advisors | History | Added to | 1,319,777 | 11,759 | 0.0% | 0.0% | 9 | +6,654 | 0.51% | Q1 2014 | May 02, 2014 |
| Bank of New York Mellon Corp | History | Reduced | 1,083,233 | 9,652 | 0.0% | 0.0% | 10 | -23,352 | -2.11% | Q1 2014 | May 14, 2014 |
| IRONWOOD INVESTMENT MANAGEMENT LLC | History | Reduced | 956,162 | 8,519 | 1.24% | 1.14% | 11 | -70,404 | -6.86% | Q1 2014 | May 08, 2014 |
| RUSSELL FRANK CO/ | History | Added to | 887,791 | 8,475 | 0.01% | 0.01% | 12 | +196,743 | 28.47% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 935,871 | 8,338 | 0.01% | 0.0% | 13 | -31,374 | -3.24% | Q1 2014 | May 14, 2014 |
| Park West Asset Management LLC | History | Reduced | 900,000 | 8,019 | 0.91% | 1.25% | 14 | -335,881 | -27.18% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Reduced | 873,932 | 7,786 | 0.0% | 0.0% | 15 | -55,200 | -5.94% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Added to | 791,888 | 7,056 | 0.0% | 0.0% | 16 | +83,707 | 11.82% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Reduced | 782,095 | 6,970 | 0.0% | 0.0% | 17 | -24 | -0.0% | Q1 2014 | May 15, 2014 |
| THOMSON HORSTMANN & BRYANT INC | History | Added to | 729,460 | 6,499 | 0.39% | 0.29% | 18 | +74,990 | 11.46% | Q1 2014 | Apr 22, 2014 |
| Nichols Asset Management LLC | History | Reduced | 624,204 | 5,562 | 1.25% | 1.12% | 19 | -49,444 | -7.34% | Q1 2014 | May 05, 2014 |
| Lyon Street Capital, LLC | History | Added to | 619,786 | 5,522 | 2.56% | 1.95% | 20 | +77,929 | 14.38% | Q1 2014 | May 14, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Reduced | 490,134 | 4,367 | 0.06% | 0.22% | 21 | -1,548,550 | -75.96% | Q1 2014 | Apr 30, 2014 |
| 683 Capital Management, LLC | History | Reduced | 450,000 | 4,010 | 1.56% | 1.71% | 22 | -300,000 | -40.0% | Q1 2014 | May 15, 2014 |
| CASTLEARK MANAGEMENT LLC | History | New | 446,481 | 3,978 | 0.11% | — | 23 | +446,481 | New | Q1 2014 | May 20, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | Reduced | 422,870 | 3,768 | 0.07% | 0.08% | 24 | -131,287 | -23.69% | Q1 2014 | May 14, 2014 |
| DAVIDSON D A & CO | History | Added to | 412,271 | 3,672 | 0.13% | 0.11% | 25 | +31,573 | 8.29% | Q1 2014 | May 05, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Added to | 400,000 | 3,564 | 0.01% | 0.01% | 26 | +50,000 | 14.29% | Q1 2014 | May 14, 2014 |
| True Bearing Asset Management LP | History | Reduced | 353,348 | 3,148 | 1.77% | 1.38% | 27 | -9,329 | -2.57% | Q1 2014 | May 16, 2014 |
| RICE HALL JAMES & ASSOCIATES, LLC | History | Added to | 330,465 | 2,944 | 0.22% | 0.15% | 28 | +66,953 | 25.41% | Q1 2014 | May 02, 2014 |
| PARADIGM CAPITAL MANAGEMENT INC/NY | History | Reduced | 324,700 | 2,893 | 0.21% | 0.35% | 29 | -409,700 | -55.79% | Q1 2014 | May 12, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Reduced | 296,455 | 2,641 | 0.01% | 0.01% | 30 | -241,097 | -44.85% | Q1 2014 | May 14, 2014 |
| SIGNIA CAPITAL MANAGEMENT LLC | History | Added to | 290,204 | 2,586 | 0.94% | 0.86% | 31 | +90 | 0.03% | Q1 2014 | May 05, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 276,813 | 2,560 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| WHITEBOX ADVISORS LLC | History | Added to | 273,200 | 2,434 | 0.1% | 0.09% | 33 | +6,500 | 2.44% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Added to | 268,808 | 2,395 | 0.0% | 0.0% | 34 | +33,104 | 14.04% | Q1 2014 | May 14, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Reduced | 227,697 | 2,029 | 0.03% | 0.03% | 35 | -1,200 | -0.52% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Reduced | 205,923 | 1,835 | 0.0% | 0.0% | 36 | -3,500 | -1.67% | Q1 2014 | May 13, 2014 |
| Penbrook Management LLC | History | No change | 203,284 | 1,624 | 1.54% | 1.58% | 37 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 176,094 | 1,569 | 0.0% | 0.0% | 38 | +69,191 | 64.72% | Q1 2014 | May 15, 2014 |
| FMR LLC | History | Reduced | 172,738 | 1,539 | 0.0% | 0.0% | 39 | -352,471 | -67.11% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Added to | 170,746 | 1,521 | 0.04% | 0.12% | 40 | +60,417 | 54.76% | Q1 2014 | May 15, 2014 |
| Coe Capital Management, LLC | History | Added to | 165,813 | 1,477 | 0.43% | 0.39% | 41 | +25,641 | 18.29% | Q1 2014 | May 14, 2014 |
| EAM Investors, LLC | History | New | 163,423 | 1,456 | 0.26% | — | 42 | +163,423 | New | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 162,208 | 1,445 | 0.0% | 0.0% | 43 | +494 | 0.31% | Q1 2014 | May 02, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Added to | 156,635 | 1,396 | 0.0% | 0.0% | 44 | +27,078 | 20.9% | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | Added to | 152,713 | 1,361 | 1.96% | 0.18% | 45 | +140,145 | 1115.09% | Q1 2014 | Aug 08, 2014 |
| MACQUARIE GROUP LTD | History | Reduced | 135,300 | 1,206 | 0.0% | 0.0% | 46 | -70,000 | -34.1% | Q1 2014 | May 15, 2014 |
| Brandywine Global Investment Management, LLC | History | No change | 130,330 | 1,162 | 0.01% | 0.01% | 47 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GRUBER & MCBAINE CAPITAL MANAGEMENT LLC | History | No change | 130,000 | 1,158 | 0.3% | 0.27% | 48 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Reduced | 91,560 | 815 | 0.0% | 0.0% | 49 | -207,877 | -69.42% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 91,028 | 811 | 0.0% | 0.0% | 50 | +79,728 | 705.56% | Q1 2014 | May 15, 2014 |
| D. E. Shaw & Co., Inc. | History | Reduced | 90,269 | 804 | 0.0% | 0.0% | 51 | -20,561 | -18.55% | Q1 2014 | May 15, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | No change | 86,666 | 773 | 0.16% | 0.14% | 52 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Added to | 86,455 | 770 | 0.0% | 0.0% | 53 | +500 | 0.58% | Q1 2014 | May 08, 2014 |
| MORGAN STANLEY | History | Added to | 76,412 | 681 | 0.0% | 0.0% | 54 | +64,214 | 526.43% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | No change | 71,492 | 637 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Reduced | 71,328 | 636 | 0.0% | 0.0% | 56 | -2,812 | -3.79% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 66,300 | 591 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO | History | No change | 62,636 | 558 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 61,485 | 548 | 0.0% | 0.0% | 59 | -2,126 | -3.34% | Q1 2014 | May 06, 2014 |
| Pacific Ridge Capital Partners, LLC | History | No change | 60,890 | 543 | 0.37% | 0.33% | 60 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| Nationwide Fund Advisors | History | Reduced | 59,701 | 532 | 0.0% | 0.0% | 61 | -1,334 | -2.19% | Q1 2014 | May 09, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 59,491 | 530 | 0.0% | 0.0% | 62 | -1,775 | -2.9% | Q1 2014 | May 06, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 57,888 | 515 | 0.0% | 0.0% | 63 | +33,359 | 136.0% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 56,500 | 503 | 0.01% | 0.01% | 64 | -10 | -0.02% | Q1 2014 | May 07, 2014 |
| GOLDMAN SACHS GROUP INC | History | Reduced | 54,032 | 481 | 0.0% | 0.0% | 65 | -9,025 | -14.31% | Q1 2014 | May 15, 2014 |
| Roaring Blue Lion Capital Management, L.P. | History | New | 52,760 | 470 | 0.39% | — | 66 | +52,760 | New | Q1 2014 | Apr 14, 2014 |
| Swiss National Bank | History | Added to | 52,700 | 470 | 0.0% | 0.0% | 67 | +9,500 | 21.99% | Q1 2014 | May 06, 2014 |
| IRIDIAN ASSET MANAGEMENT LLC/CT | History | Reduced | 52,505 | 468 | 0.01% | 0.01% | 68 | -25,039 | -32.29% | Q1 2014 | May 06, 2014 |
| ProShare Advisors LLC | History | New | 48,088 | 428 | 0.01% | — | 69 | +48,088 | New | Q1 2014 | May 07, 2014 |
| Bodri Capital Management, LLC | History | Reduced | 46,544 | 415 | 0.21% | 1.36% | 70 | -303,456 | -86.7% | Q1 2014 | May 13, 2014 |
| AEGIS FINANCIAL CORP | History | No change | 41,670 | 371 | 0.11% | 0.1% | 71 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Added to | 40,873 | 365 | 0.0% | 0.0% | 72 | +2,700 | 7.07% | Q1 2014 | May 15, 2014 |
| OMERS ADMINISTRATION Corp | History | Added to | 40,400 | 360 | 0.01% | 0.01% | 73 | +20,900 | 107.18% | Q1 2014 | May 08, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 39,700 | 354 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 39,383 | 351 | 0.0% | 0.0% | 75 | -4,905 | -11.08% | Q1 2014 | May 05, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | No change | 38,086 | 339 | 0.0% | 0.0% | 76 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Reduced | 36,931 | 329 | 0.0% | 0.0% | 77 | -330 | -0.89% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 33,315 | 297 | 8.41% | 7.29% | 78 | +1,787 | 5.67% | Q1 2014 | Jun 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 32,333 | 288 | 0.0% | 0.0% | 79 | +776 | 2.46% | Q1 2014 | May 12, 2014 |
| AMERICAN FINANCIAL GROUP INC | History | No change | 32,188 | 287 | 0.03% | 0.03% | 80 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Added to | 31,513 | 281 | 0.0% | 0.0% | 81 | +9,458 | 42.88% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | Reduced | 29,267 | 261 | 0.0% | 0.0% | 82 | -9,514 | -24.53% | Q1 2014 | May 15, 2014 |
| 1st Global Advisors, Inc. | History | Reduced | 28,263 | 252 | 0.05% | 0.04% | 83 | -309 | -1.08% | Q1 2014 | Apr 17, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Reduced | 27,513 | 245 | 0.0% | 0.0% | 84 | -57,123 | -67.49% | Q1 2014 | May 15, 2014 |
| SAC Capital Advisors LP | History | New | 27,034 | 241 | 0.0% | — | 85 | +27,034 | New | Q1 2014 | May 15, 2014 |
| GENESEE VALLEY TRUST CO | History | Reduced | 21,900 | 195 | 0.12% | 0.12% | 86 | -95 | -0.43% | Q1 2014 | May 07, 2014 |
| PEAK6 Investments, L.P. | History | Added to | 21,142 | 188 | 0.0% | 0.0% | 87 | +2,467 | 13.21% | Q1 2014 | May 19, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 20,199 | 180 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | No change | 20,080 | 179 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| AMP Capital Investors Ltd | History | New | 17,743 | 153 | 0.0% | — | 90 | +17,743 | New | Q1 2014 | May 14, 2014 |
| Nine Chapters Capital Management LLC | History | New | 16,900 | 151 | 0.02% | — | 91 | +16,900 | New | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 16,431 | 146 | 0.0% | 0.0% | 92 | -5,021 | -23.41% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 15,796 | 141 | 0.0% | 0.0% | 93 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Added to | 15,000 | 134 | 0.09% | 0.05% | 94 | +3,200 | 27.12% | Q1 2014 | May 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Reduced | 14,897 | 133 | 0.0% | 2.55% | 95 | -6,292 | -29.69% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Reduced | 13,900 | 124 | 0.0% | 0.0% | 96 | -20,300 | -59.36% | Q1 2014 | May 13, 2014 |
| THOMPSON DAVIS & CO., INC. | History | New | 13,750 | 123 | 0.2% | — | 97 | +13,750 | New | Q1 2014 | May 09, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Reduced | 12,990 | 116 | 0.0% | 0.0% | 98 | -210 | -1.59% | Q1 2014 | May 09, 2014 |
| US BANCORP \DE\ | History | Added to | 8,176 | 73 | 0.0% | 0.0% | 99 | +228 | 2.87% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Reduced | 8,181 | 66 | 0.0% | 0.0% | 100 | -8,596 | -51.24% | Q1 2014 | May 15, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | Reduced | 6,716 | 60 | 0.0% | 0.0% | 101 | -350 | -4.95% | Q1 2014 | Apr 23, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 3,161 | 28 | 0.0% | 0.0% | 102 | +1,700 | 116.36% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Added to | 2,147 | 19 | 0.0% | 0.0% | 103 | +61 | 2.92% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | No change | 1,915 | 17 | 0.0% | 0.04% | 104 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 1,720 | 15 | 0.0% | 0.0% | 105 | -56 | -3.15% | Q1 2014 | May 01, 2014 |
| BlackRock Group LTD | History | No change | 1,693 | 15 | 0.0% | 0.0% | 106 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | New | 1,038 | 9 | 0.0% | — | 107 | +1,038 | New | Q1 2014 | Apr 23, 2014 |
| ROYAL BANK OF CANADA | History | No change | 200 | 2 | 0.0% | 0.0% | 108 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Sanctuary Wealth Advisors, LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 109 | 0 | 0.0% | Q1 2014 | Apr 23, 2014 |
| Tower Research Capital LLC | History | Reduced | 100 | 1 | 0.0% | 0.0% | 113 | -2,988 | -96.76% | Q1 2014 | May 02, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | New | 177 | 1 | 0.0% | — | 110 | +177 | New | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Reduced | 133 | 1 | 0.0% | 0.0% | 114 | -5 | -3.62% | Q1 2014 | Apr 11, 2014 |
| PRIVATE TRUST CO NA | History | No change | 156 | 1 | 0.0% | 0.0% | 111 | 0 | 0.0% | Q1 2014 | Apr 07, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | No change | 162 | 1 | 0.0% | 0.0% | 112 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| SG Capital Management LLC | History | Closed out | 0 | 0 | — | 0.68% | — | -156,089 | -100.0% | Q4 2013 | Feb 12, 2014 |
| Gerry Farber, LLC | History | Closed out | 0 | 0 | — | 1.02% | — | -128,000 | -100.0% | Q4 2013 | Jan 29, 2014 |
| TFS CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -100,469 | -100.0% | Q4 2013 | Feb 07, 2014 |
| CURIAN CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -95,675 | -100.0% | Q4 2013 | Feb 10, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.0% | — | -62,900 | -100.0% | Q4 2013 | Feb 03, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -54,600 | -100.0% | Q4 2013 | Feb 14, 2014 |
| PIPER JAFFRAY & CO. | History | Closed out | 0 | 0 | — | 0.23% | — | -34,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -31,870 | -100.0% | Q4 2013 | Feb 14, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,736 | -100.0% | Q4 2013 | Feb 14, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,154 | -100.0% | Q4 2013 | Feb 14, 2014 |
| NGAM ADVISORS, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -17,763 | -100.0% | Q4 2013 | Feb 12, 2014 |
| LPL Financial LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,578 | -100.0% | Q4 2013 | Feb 13, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,034 | -100.0% | Q4 2013 | Jan 31, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -808 | -100.0% | Q4 2013 | Jan 31, 2014 |
| MetLife Securities, Inc | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2013 | Jan 31, 2014 |
| FTB Advisors, Inc. | History | Closed out | 0 | 0 | — | — | — | -3 | -100.0% | Q4 2013 | Feb 07, 2014 |