MANNKIND CORP - 56400P201
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VANGUARD GROUP INC | History | Added to | 14,020,972 | 154,090 | 0.01% | 0.0% | 1 | +751,712 | 5.67% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Added to | 9,624,896 | 105,489 | 0.03% | 0.01% | 2 | +1,301,512 | 15.64% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 6,090,156 | 66,748 | 0.01% | 0.0% | 3 | +525,479 | 9.44% | Q2 2014 | Aug 06, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 13,129,142 | 52,779 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | No change | 9,960,968 | 40,043 | 0.01% | 0.01% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | No change | 8,016,952 | 32,068 | 0.04% | 0.04% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 2,143,055 | 23,488 | 0.02% | 0.01% | 7 | -259,093 | -10.79% | Q2 2014 | Aug 06, 2014 |
| STATE STREET CORP | History | No change | 5,680,554 | 22,837 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Greywolf Capital Management LP | History | No change | 4,778,749 | 19,211 | 3.86% | 3.86% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 4,514,640 | 18,149 | 0.01% | 0.01% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AYM CAPITAL, LLC | History | No change | 2,148,800 | 8,637 | 5.28% | 5.28% | 11 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 755,656 | 8,282 | 0.01% | 0.0% | 12 | +238,810 | 46.21% | Q2 2014 | Aug 06, 2014 |
| NORTHERN TRUST CORP | History | No change | 2,053,583 | 8,255 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | No change | 1,989,630 | 7,998 | 0.12% | 0.12% | 14 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC | History | New | 671,152 | 7,356 | 0.7% | — | 15 | +671,152 | New | Q2 2014 | Aug 01, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 1,800,767 | 7,239 | 0.02% | 0.02% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TANG CAPITAL MANAGEMENT LLC | History | No change | 1,800,000 | 7,236 | 3.51% | 3.51% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 604,018 | 6,639 | 0.01% | 0.0% | 18 | +100,542 | 19.97% | Q2 2014 | Jul 30, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | No change | 1,520,178 | 6,111 | 0.08% | 0.08% | 19 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 1,464,138 | 5,886 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Group LTD | History | Reduced | 510,501 | 5,595 | 0.0% | 0.0% | 21 | -23,430 | -4.39% | Q2 2014 | Aug 06, 2014 |
| ARISTEIA CAPITAL LLC | History | No change | 1,200,000 | 4,824 | 0.2% | 0.2% | 22 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 1,177,342 | 4,732 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GREAT POINT PARTNERS LLC | History | No change | 1,073,900 | 4,318 | 2.26% | 2.26% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | No change | 1,070,497 | 4,303 | 0.04% | 0.04% | 25 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| DEERFIELD MANAGEMENT CO | History | No change | 1,000,000 | 4,020 | 0.16% | 0.16% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TENOR CAPITAL MANAGEMENT Co., L.P. | History | Reduced | 350,165 | 3,838 | 0.69% | 0.51% | 27 | -464,511 | -57.02% | Q2 2014 | Jul 15, 2014 |
| ProShare Advisors LLC | History | Reduced | 347,061 | 3,814 | 0.05% | 0.02% | 28 | -86,311 | -19.92% | Q2 2014 | Aug 08, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 941,289 | 3,784 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | New | 321,849 | 3,537 | 0.04% | — | 30 | +321,849 | New | Q2 2014 | Aug 01, 2014 |
| Bank of New York Mellon Corp | History | No change | 840,396 | 3,379 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 831,549 | 3,343 | 0.01% | 0.01% | 32 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 508,500 | 3,325 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 262,883 | 2,889 | 0.0% | 0.0% | 34 | +262,283 | 43713.83% | Q2 2014 | Aug 08, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 234,423 | 2,568 | 0.0% | 0.0% | 35 | -257,936 | -52.39% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | Added to | 224,800 | 2,471 | 0.01% | 0.0% | 36 | +4,500 | 2.04% | Q2 2014 | Aug 06, 2014 |
| DekaBank Deutsche Girozentrale | History | Added to | 222,800 | 2,449 | 0.04% | 0.01% | 37 | +6,000 | 2.77% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 211,447 | 2,324 | 0.01% | 0.0% | 38 | +72,500 | 52.18% | Q2 2014 | Aug 06, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 554,565 | 2,215 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | No change | 526,329 | 2,116 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 191,407 | 2,104 | 0.0% | 0.0% | 41 | +49,487 | 34.87% | Q2 2014 | Aug 04, 2014 |
| Old West Investment Management, LLC | History | Added to | 184,681 | 2,024 | 1.2% | 0.45% | 42 | +5,362 | 2.99% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Added to | 175,695 | 1,931 | 0.01% | 0.0% | 43 | +56,969 | 47.98% | Q2 2014 | Jul 31, 2014 |
| Nationwide Fund Advisors | History | Added to | 175,388 | 1,928 | 0.01% | 0.0% | 44 | +60,632 | 52.84% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 164,748 | 1,810 | 0.01% | 0.0% | 45 | +51,704 | 45.74% | Q2 2014 | Aug 08, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 446,899 | 1,797 | 0.01% | 0.01% | 46 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 161,935 | 1,780 | 0.01% | 0.0% | 47 | +64,277 | 65.82% | Q2 2014 | Aug 07, 2014 |
| LAZARD ASSET MANAGEMENT LLC | History | No change | 415,768 | 1,671 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| ORBIMED ADVISORS LLC | History | No change | 400,000 | 1,608 | 0.02% | 0.02% | 49 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 387,899 | 1,560 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 381,506 | 1,534 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| HSBC HOLDINGS PLC | History | No change | 351,554 | 1,413 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | No change | 329,618 | 1,325 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| MANGROVE PARTNERS | History | No change | 316,200 | 1,271 | 0.42% | 0.42% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | No change | 304,541 | 1,224 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 270,365 | 1,087 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| KCG Holdings, Inc. | History | No change | 270,387 | 1,084 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 97,950 | 1,074 | 0.01% | 0.0% | 58 | +34,836 | 55.2% | Q2 2014 | Jul 23, 2014 |
| NOMURA HOLDINGS INC | History | No change | 246,630 | 990 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Forward Management, LLC | History | No change | 244,656 | 990 | 0.06% | 0.06% | 60 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 83,600 | 919 | 0.02% | 0.01% | 61 | -98,658 | -54.13% | Q2 2014 | Aug 07, 2014 |
| SIGMA CAPITAL MANAGEMENT LLC | History | No change | 200,000 | 804 | 0.04% | 0.04% | 62 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Reduced | 70,000 | 769 | 0.02% | 0.03% | 63 | -163,000 | -69.96% | Q2 2014 | Aug 06, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Reduced | 67,581 | 743 | 0.03% | 0.02% | 64 | -10,796 | -13.77% | Q2 2014 | Aug 08, 2014 |
| Stratos Wealth Partners, LTD. | History | New | 66,365 | 725 | 0.24% | — | 65 | +66,365 | New | Q2 2014 | Jul 17, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 173,828 | 691 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Quantitative Investment Management, LLC | History | New | 60,300 | 660 | 0.12% | — | 67 | +60,300 | New | Q2 2014 | Aug 08, 2014 |
| SILVERBACK ASSET MANAGEMENT LLC | History | No change | 150,000 | 603 | 0.04% | 0.04% | 68 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ACCIPITER CAPITAL MANAGEMENT, LLC | History | No change | 150,000 | 603 | 1.37% | 1.37% | 69 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Court Place Advisors, LLC | History | Added to | 54,400 | 596 | 0.41% | 0.08% | 70 | +28,600 | 110.85% | Q2 2014 | Jul 28, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | No change | 145,895 | 586 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | No change | 139,200 | 560 | 0.1% | 0.1% | 72 | 0 | 0.0% | Q1 2014 | Jun 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 138,661 | 557 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Horizon Kinetics LLC | History | No change | 134,495 | 541 | 0.01% | 0.01% | 74 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CITY NATIONAL BANK | History | Added to | 49,278 | 540 | 0.0% | 0.0% | 75 | +9,290 | 23.23% | Q2 2014 | Jul 28, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | No change | 71,855 | 526 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WealthTrust Fairport, LLC | History | No change | 47,160 | 517 | 0.08% | 0.03% | 77 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| CITIGROUP INC | History | No change | 124,299 | 499 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Reduced | 43,870 | 481 | 0.01% | 0.0% | 79 | -5,000 | -10.23% | Q2 2014 | Aug 11, 2014 |
| FIRST UNITED BANK TRUST/ | History | No change | 40,000 | 438 | 0.46% | 0.17% | 80 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| LPL Financial LLC | History | Added to | 38,880 | 426 | 0.0% | 0.0% | 81 | +22,890 | 143.15% | Q2 2014 | Aug 05, 2014 |
| SAC Capital Advisors LP | History | No change | 103,800 | 417 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 37,753 | 414 | 0.01% | 0.0% | 83 | +4,926 | 15.01% | Q2 2014 | Jul 25, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Added to | 37,200 | 407 | 0.0% | 0.0% | 84 | +10,300 | 38.29% | Q2 2014 | Aug 11, 2014 |
| Princeton Alpha Management LP | History | New | 36,678 | 402 | 0.08% | — | 86 | +36,678 | New | Q2 2014 | Jul 17, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | Added to | 36,535 | 402 | 0.0% | 0.0% | 85 | +30,235 | 479.92% | Q2 2014 | Jul 16, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 99,195 | 399 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | No change | 97,576 | 392 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| EP Wealth Advisors, Inc. | History | No change | 33,250 | 364 | 0.08% | 0.04% | 89 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| HAP Trading, LLC | History | Added to | 1,066,000 | 361 | 0.01% | 0.0% | 90 | +940,000 | 746.03% | Q2 2014 | Aug 11, 2014 |
| ALLEN HOLDING INC /NY | History | No change | 89,281 | 359 | 0.08% | 0.08% | 91 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | No change | 88,000 | 354 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q1 2014 | May 23, 2014 |
| MURPHY CAPITAL MANAGEMENT INC | History | Reduced | 30,000 | 328 | 0.05% | 0.05% | 93 | -50,500 | -62.73% | Q2 2014 | Jul 24, 2014 |
| OPPENHEIMER & CO INC | History | No change | 76,537 | 308 | 0.01% | 0.01% | 94 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | No change | 74,456 | 299 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Manatuck Hill Partners, LLC | History | No change | 110,000 | 294 | 0.05% | 0.05% | 96 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Schonfeld Group Holdings LLC | History | No change | 70,072 | 282 | 0.07% | 0.07% | 97 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| HIGHLAND CAPITAL MANAGEMENT LP | History | No change | 70,000 | 281 | 0.01% | 0.01% | 98 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| McAdams Wright Ragen, Inc. | History | No change | 25,200 | 276 | 0.02% | 0.01% | 99 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MIZUHO SECURITIES USA INC. | History | New | 25,000 | 275 | 0.12% | — | 100 | +25,000 | New | Q2 2014 | Jul 02, 2014 |
| Aperio Group, LLC | History | New | 24,878 | 273 | 0.0% | — | 101 | +24,878 | New | Q2 2014 | Jul 23, 2014 |
| Private Advisor Group, LLC | History | Added to | 26,850 | 252 | 0.02% | 0.01% | 102 | +6,850 | 34.25% | Q2 2014 | Aug 08, 2014 |
| AMALGAMATED BANK | History | Added to | 22,250 | 245 | 0.04% | 0.01% | 103 | +6,965 | 45.57% | Q2 2014 | Aug 11, 2014 |
| STRS OHIO | History | New | 22,100 | 243 | 0.0% | — | 104 | +22,100 | New | Q2 2014 | Jul 24, 2014 |
| US BANCORP \DE\ | History | No change | 56,425 | 227 | 0.0% | 0.0% | 105 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| B & T Capital Management DBA Alpha Capital Management | History | New | 20,500 | 225 | 0.16% | — | 106 | +20,500 | New | Q2 2014 | Jul 11, 2014 |
| Plancorp, LLC | History | New | 20,000 | 219 | 0.2% | — | 107 | +20,000 | New | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 19,493 | 214 | 0.0% | 0.0% | 108 | +973 | 5.25% | Q2 2014 | Aug 08, 2014 |
| RidgeWorth Capital Management LLC | History | New | 19,459 | 213 | 0.0% | — | 109 | +19,459 | New | Q2 2014 | Jul 31, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 51,190 | 206 | 0.0% | 0.0% | 110 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PIPER JAFFRAY & CO. | History | No change | 50,100 | 201 | 0.17% | 0.17% | 111 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Alpine Partners VI, LLC | History | No change | 50,000 | 201 | 0.17% | 0.17% | 112 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | New | 17,400 | 191 | 0.0% | — | 113 | +17,400 | New | Q2 2014 | Jul 23, 2014 |
| PROFUND ADVISORS LLC | History | Added to | 17,205 | 189 | 0.01% | 0.0% | 114 | +3,405 | 24.67% | Q2 2014 | Aug 08, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | No change | 46,373 | 186 | 0.0% | 0.0% | 115 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| DRW Securities, LLC | History | No change | 44,800 | 180 | 0.01% | 0.01% | 116 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 13,987 | 150 | 0.0% | 0.0% | 117 | +450 | 3.32% | Q2 2014 | Aug 06, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 35,650 | 143 | 0.0% | 0.0% | 118 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | Added to | 12,573 | 138 | 0.02% | 0.0% | 119 | +7,700 | 158.01% | Q2 2014 | Aug 04, 2014 |
| CIBC Asset Management Inc | History | No change | 11,712 | 128 | 0.0% | 0.0% | 120 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| COWEN GROUP, INC. | History | No change | 31,800 | 128 | 0.02% | 0.02% | 121 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| World Asset Management Inc | History | Added to | 10,195 | 112 | 0.0% | 0.0% | 123 | +188 | 1.88% | Q2 2014 | Jul 28, 2014 |
| MASSACHUSETTS MUTUAL LIFE INSURANCE CO | History | No change | 10,253 | 112 | 0.37% | 0.15% | 122 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| THOMPSON INVESTMENT MANAGEMENT, INC. | History | No change | 10,085 | 111 | 0.02% | 0.01% | 124 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | New | 10,070 | 110 | 0.02% | — | 125 | +10,070 | New | Q2 2014 | Aug 04, 2014 |
| Geduld E E | History | New | 10,000 | 110 | 0.07% | — | 126 | +10,000 | New | Q2 2014 | Aug 04, 2014 |
| Janney Montgomery Scott LLC | History | No change | 26,895 | 108 | 0.0% | 0.0% | 127 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 26,621 | 107 | 0.0% | 0.0% | 128 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CIM INVESTMENT MANGEMENT INC | History | No change | 25,518 | 103 | 0.05% | 0.05% | 129 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| NATIXIS | History | No change | 24,913 | 100 | 0.0% | 0.0% | 130 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| First Allied Advisory Services, Inc. | History | No change | 26,373 | 100 | 0.01% | 0.01% | 131 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | No change | 21,410 | 86 | 0.0% | 0.0% | 132 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 19,475 | 78 | 0.0% | 0.0% | 133 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Dominick & Dominick LLC | History | No change | 19,500 | 78 | 0.04% | 0.04% | 134 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PRUDENTIAL FINANCIAL INC | History | No change | 19,080 | 77 | 0.0% | 0.0% | 135 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KMS FINANCIAL SERVICES, INC | History | No change | 18,630 | 75 | 0.01% | 0.01% | 136 | 0 | 0.0% | Q1 2014 | Aug 08, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | Reduced | 6,747 | 74 | 0.0% | 0.0% | 137 | -799 | -10.59% | Q2 2014 | Aug 05, 2014 |
| Quantbot Technologies LP | History | New | 6,248 | 68 | 0.01% | — | 138 | +6,248 | New | Q2 2014 | Jul 08, 2014 |
| BlackRock Inc. | History | Added to | 5,982 | 66 | 0.0% | 0.0% | 139 | +1,410 | 30.84% | Q2 2014 | Aug 06, 2014 |
| CAPITAL GUARDIAN TRUST CO | History | No change | 15,129 | 61 | 0.0% | 0.0% | 140 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UNITED CAPITAL FINANCIAL ADVISERS, LLC | History | No change | 14,000 | 56 | 0.0% | 0.0% | 141 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TRUST DEPARTMENT MB FINANCIAL BANK N A | History | New | 5,000 | 55 | 0.01% | — | 143 | +5,000 | New | Q2 2014 | Aug 01, 2014 |
| COMERICA BANK | History | No change | 13,802 | 55 | 0.0% | 0.0% | 142 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Summit Investment Advisors, Inc. | History | No change | 12,827 | 52 | 0.0% | 0.0% | 144 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SUNTRUST BANKS INC | History | No change | 12,755 | 51 | 0.0% | 0.0% | 145 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Nuveen Asset Management, LLC | History | No change | 12,396 | 50 | 0.0% | 0.0% | 146 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROTHSCHILD ASSET MANAGEMENT INC | History | No change | 12,000 | 48 | 0.0% | 0.0% | 147 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 11,700 | 47 | 0.0% | 0.0% | 148 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Japan Co. Ltd | History | New | 4,126 | 45 | 0.0% | — | 149 | +4,126 | New | Q2 2014 | Aug 06, 2014 |
| Shamrock Asset Management LLC | History | New | 4,000 | 44 | 0.01% | — | 150 | +4,000 | New | Q2 2014 | Aug 04, 2014 |
| ROYAL BANK OF CANADA | History | No change | 10,449 | 42 | 0.0% | 0.0% | 151 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 9,529 | 38 | 0.0% | 0.0% | 152 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 8,200 | 33 | 0.0% | 0.0% | 153 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 8,061 | 32 | 0.0% | 0.0% | 154 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | Added to | 2,075 | 21 | 0.0% | 0.0% | 155 | +575 | 38.33% | Q2 2014 | Jul 16, 2014 |
| WFG Advisors, LP | History | No change | 5,200 | 17 | 0.0% | 0.0% | 156 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| WHITTIER TRUST CO | History | No change | 1,500 | 16 | 0.0% | 0.0% | 157 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Focused Wealth Management, Inc | History | No change | 1,200 | 13 | 0.01% | 0.0% | 158 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 1,000 | 11 | 0.0% | — | 161 | +1,000 | New | Q2 2014 | Jul 30, 2014 |
| PEOPLES FINANCIAL SERVICES CORP. | History | No change | 1,000 | 11 | 0.01% | 0.0% | 159 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| Sandy Spring Bank | History | No change | 1,000 | 11 | 0.0% | 0.0% | 160 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| People's United Financial, Inc. | History | No change | 2,605 | 10 | 0.0% | 0.0% | 162 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| North Star Investment Management Corp. | History | No change | 2,000 | 8 | 0.0% | 0.0% | 163 | 0 | 0.0% | Q1 2014 | Apr 29, 2014 |
| Wunderlich Securities, Inc. | History | No change | 685 | 7 | 0.0% | 0.0% | 164 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| West Oak Capital, LLC | History | New | 600 | 6 | 0.0% | — | 167 | +600 | New | Q2 2014 | Jul 03, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,510 | 6 | 0.0% | 0.0% | 165 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Stevens First Principles Investment Advisors | History | No change | 590 | 6 | 0.0% | 0.0% | 166 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| Financial Architects, Inc | History | New | 1,000 | 5 | 0.0% | — | 168 | +1,000 | New | Q2 2014 | Aug 06, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 322 | 4 | 0.0% | 0.0% | 169 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Warren Averett Asset Management, LLC | History | No change | 334 | 4 | 0.0% | 0.0% | 170 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Antonetti Capital Management LLC | History | No change | 1,000 | 4 | 0.0% | 0.0% | 171 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| WEALTHFRONT INC | History | New | 300 | 3 | 0.0% | — | 172 | +300 | New | Q2 2014 | Jul 24, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 160 | 2 | 0.0% | — | 173 | +160 | New | Q2 2014 | Aug 04, 2014 |
| Clarkston Capital Partners LLC | History | New | 150 | 1 | 0.0% | — | 174 | +150 | New | Q2 2014 | Jul 16, 2014 |
| Gary Goldberg Planning Services Inc | History | New | 85 | 1 | 0.0% | — | 175 | +85 | New | Q2 2014 | Aug 06, 2014 |
| FIRST MIDWEST BANK TRUST DIVISION | History | Closed out | 0 | 0 | — | 0.03% | — | -42,793 | -100.0% | Q2 2014 | Jul 24, 2014 |
| REIK & CO., LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -42,510 | -100.0% | Q2 2014 | Aug 04, 2014 |
| National Planning Corp | History | Closed out | 0 | 0 | — | 0.02% | — | -38,936 | -100.0% | Q2 2014 | Jul 16, 2014 |
| Mitsubishi UFJ Securities International PLC | History | Closed out | 0 | 0 | — | 0.03% | — | -37,500 | -100.0% | Q2 2014 | Aug 01, 2014 |
| GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -23,060 | -100.0% | Q2 2014 | Aug 07, 2014 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,078 | -100.0% | Q2 2014 | Jul 15, 2014 |
| FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD | History | Closed out | 0 | 0 | — | 0.01% | — | -11,600 | -100.0% | Q2 2014 | Jul 10, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q2 2014 | Aug 05, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -1,266 | -100.0% | Q2 2014 | Aug 05, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -700 | -100.0% | Q2 2014 | Jul 15, 2014 |
| Apriem Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q2 2014 | Aug 11, 2014 |
| Private Ocean, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -159 | -100.0% | Q2 2014 | Jul 30, 2014 |
| BROWN ADVISORY INC | History | Closed out | 0 | 0 | — | 0.0% | — | -116 | -100.0% | Q2 2014 | Aug 08, 2014 |
| DAVIDSON D A & CO | History | New | 50 | 0 | — | — | — | +50 | New | Q2 2014 | Jul 29, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 43 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |