MARKET VECTORS ETF TR JR GOLD MINERS E - 57061R544
Detailed investor-level table based on 13F positions.
Early Q3 2024 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| CREDIT SUISSE AG/ | History | Added to | 2,517,625 | 106,395 | 0.09% | 0.08% | 1 | +310,857 | 14.09% | Q2 2014 | Aug 11, 2014 |
| JUPITER ASSET MANAGEMENT LTD | History | Reduced | 641,865 | 27,125 | 0.86% | 0.76% | 2 | -13,500 | -2.06% | Q2 2014 | Aug 11, 2014 |
| BANQUE PICTET & CIE SA | History | Added to | 334,000 | 14,114 | 0.35% | 0.04% | 3 | +297,000 | 802.7% | Q2 2014 | Aug 06, 2014 |
| SPROTT INC. | History | No change | 332,400 | 14,047 | 0.87% | 1.04% | 4 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| OXFORD ASSET MANAGEMENT | History | Added to | 330,515 | 13,399 | 0.51% | 0.37% | 5 | +12,604 | 3.96% | Q2 2014 | Jul 16, 2014 |
| Ruffer LLP | History | Reduced | 310,112 | 12,830 | 0.42% | 0.47% | 6 | -113,633 | -26.82% | Q2 2014 | Aug 05, 2014 |
| HAP Trading, LLC | History | Added to | 1,494,110 | 11,481 | 0.43% | 0.05% | 7 | +945,910 | 172.55% | Q2 2014 | Aug 11, 2014 |
| LOCKHEED MARTIN INVESTMENT MANAGEMENT CO | History | Reduced | 199,000 | 8,410 | 0.38% | 0.38% | 8 | -3,800 | -1.87% | Q2 2014 | Aug 07, 2014 |
| Quantitative Investment Management, LLC | History | Added to | 187,500 | 7,923 | 1.42% | 0.28% | 9 | +27,500 | 17.19% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Added to | 182,986 | 7,733 | 0.05% | 0.04% | 10 | +2,669 | 1.48% | Q2 2014 | Aug 05, 2014 |
| AGF INVESTMENTS INC. | History | New | 169,989 | 7,185 | 0.07% | — | 11 | +169,989 | New | Q2 2014 | Jul 30, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Added to | 149,000 | 6,297 | 0.11% | 0.09% | 12 | +21,100 | 16.5% | Q2 2014 | Aug 07, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Added to | 141,743 | 5,990 | 0.88% | 0.56% | 13 | +34,760 | 32.49% | Q2 2014 | Jul 23, 2014 |
| New Century Advisors, LLC | History | Added to | 122,250 | 5,154 | 4.29% | 3.27% | 14 | +10,000 | 8.91% | Q2 2014 | Jul 31, 2014 |
| DAVENPORT & Co LLC | History | Reduced | 93,285 | 3,942 | 0.07% | 0.06% | 15 | -4,805 | -4.9% | Q2 2014 | Jul 25, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 7,091 | 2,996 | 0.01% | 0.01% | 16 | +1,150 | 19.36% | Q2 2014 | Jul 11, 2014 |
| GAM Holding AG | History | Added to | 62,000 | 2,620 | 0.04% | 0.03% | 17 | +7,000 | 12.73% | Q2 2014 | Aug 11, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | New | 56,460 | 2,386 | 0.03% | — | 18 | +56,460 | New | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 38,996 | 1,647 | 0.01% | 0.01% | 19 | +2,903 | 8.04% | Q2 2014 | Aug 08, 2014 |
| SMITH, MOORE & CO. | History | Added to | 34,335 | 1,451 | 0.88% | 0.71% | 20 | +1,482 | 4.51% | Q2 2014 | Jul 24, 2014 |
| CFG Asset Management LLC | History | Added to | 31,630 | 1,337 | 0.48% | 0.37% | 21 | +6,220 | 24.48% | Q2 2014 | Jul 08, 2014 |
| Pennsylvania Trust Co | History | New | 31,100 | 1,314 | 0.09% | — | 22 | +31,100 | New | Q2 2014 | Jul 08, 2014 |
| HUNTINGTON NATIONAL BANK | History | Reduced | 26,900 | 1,137 | 0.02% | 0.03% | 23 | -14,600 | -35.18% | Q2 2014 | Jul 25, 2014 |
| Prospera Financial Services | History | Reduced | 24,641 | 1,041 | 0.28% | 0.3% | 24 | -1,670 | -6.35% | Q2 2014 | Jul 07, 2014 |
| Puplava Financial Services, Inc. | History | New | 23,072 | 975 | 0.38% | — | 25 | +23,072 | New | Q2 2014 | Jul 23, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Added to | 22,675 | 954 | 0.0% | 0.0% | 26 | +22,500 | 12857.14% | Q2 2014 | Aug 06, 2014 |
| CAMBRIDGE TRUST CO | History | Added to | 20,508 | 867 | 0.08% | 0.03% | 27 | +11,816 | 135.94% | Q2 2014 | Aug 08, 2014 |
| Moors & Cabot, Inc. | History | Reduced | 13,426 | 565 | 0.1% | 0.17% | 28 | -5,631 | -29.55% | Q2 2014 | Aug 11, 2014 |
| Glenrock Inc. | History | No change | 11,000 | 465 | 8.76% | 6.66% | 29 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| Private Advisor Group, LLC | History | Added to | 10,838 | 458 | 0.04% | 0.04% | 30 | +1,126 | 11.59% | Q2 2014 | Aug 08, 2014 |
| WEDBUSH MORGAN SECURITIES INC | History | Added to | 10,529 | 445 | 0.07% | 0.06% | 31 | +570 | 5.72% | Q2 2014 | Aug 04, 2014 |
| First Eagle Investment Management, LLC | History | New | 10,100 | 427 | 0.0% | — | 32 | +10,100 | New | Q2 2014 | Aug 08, 2014 |
| INVERNESS COUNSEL INC /NY/ | History | No change | 10,000 | 423 | 0.03% | 0.03% | 33 | 0 | 0.0% | Q2 2014 | Jul 17, 2014 |
| S&CO INC | History | New | 9,185 | 388 | 0.05% | — | 34 | +9,185 | New | Q2 2014 | Jul 24, 2014 |
| GM Advisory Group, Inc. | History | Reduced | 8,376 | 354 | 0.31% | 0.26% | 35 | -375 | -4.29% | Q2 2014 | Jul 31, 2014 |
| MAPLE SECURITIES USA INC | History | New | 7,811 | 330 | 0.04% | — | 36 | +7,811 | New | Q2 2014 | Aug 06, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 7,010 | 296 | 0.0% | 0.0% | 37 | -1,454 | -17.18% | Q2 2014 | Jul 23, 2014 |
| Baystate Wealth Management LLC | History | No change | 6,577 | 278 | 0.09% | 0.09% | 38 | 0 | 0.0% | Q2 2014 | Jul 02, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 6,283 | 265 | 0.0% | 0.0% | 39 | +383 | 6.49% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 5,287 | 223 | 0.08% | 0.05% | 40 | +1,671 | 46.21% | Q2 2014 | Aug 04, 2014 |
| MetLife Securities, Inc | History | Reduced | 3,312 | 140 | 0.02% | 0.02% | 41 | -275 | -7.67% | Q2 2014 | Aug 04, 2014 |
| Edge Wealth Management LLC | History | New | 3,150 | 132 | 0.05% | — | 42 | +3,150 | New | Q2 2014 | Jul 25, 2014 |
| LEVITT CAPITAL MANAGEMENT LLC | History | New | 1,550 | 66 | 0.16% | — | 43 | +1,550 | New | Q2 2014 | Jul 21, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 1,528 | 65 | 0.0% | — | 44 | +1,528 | New | Q2 2014 | Jul 30, 2014 |
| Gradient Investments LLC | History | No change | 1,435 | 61 | 0.01% | 0.01% | 45 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| DAVIDSON D A & CO | History | Added to | 1,423 | 60 | 0.0% | 0.0% | 46 | +450 | 46.25% | Q2 2014 | Jul 29, 2014 |
| TORONTO DOMINION BANK | History | Added to | 1,200 | 51 | 0.0% | 0.0% | 47 | +400 | 50.0% | Q2 2014 | Aug 11, 2014 |
| Winslow, Evans & Crocker, Inc. | History | Reduced | 1,105 | 46 | 0.02% | 0.01% | 48 | -62 | -5.31% | Q2 2014 | Jul 16, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 1,000 | 42 | 0.03% | 0.03% | 49 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Apriem Advisors | History | No change | 800 | 34 | 0.01% | 0.01% | 50 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| MACROVIEW INVESTMENT MANAGEMENT LLC | History | Reduced | 725 | 31 | 0.04% | 0.06% | 51 | -412 | -36.24% | Q2 2014 | Jul 29, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | Added to | 683 | 29 | 0.0% | 0.0% | 52 | +25 | 3.8% | Q2 2014 | Aug 08, 2014 |
| Lehman Financial Resources, Inc. | History | No change | 600 | 25 | 0.01% | 0.01% | 53 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Ledyard National Bank | History | Reduced | 540 | 23 | 0.0% | 0.01% | 54 | -511 | -48.62% | Q2 2014 | Jul 08, 2014 |
| BOSTON PRIVATE BANK & TRUST CO | History | No change | 300 | 13 | 0.0% | 0.0% | 55 | 0 | 0.0% | Q2 2014 | Jul 15, 2014 |
| PIERSHALE FINANCIAL GROUP, INC. | History | Reduced | 250 | 11 | 0.01% | 0.01% | 56 | -50 | -16.67% | Q2 2014 | Jul 17, 2014 |
| EFG Asset Management (Americas) Corp. | History | No change | 250 | 11 | 0.01% | 0.01% | 57 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| Vantage Investment Advisors, LLC | History | No change | 250 | 11 | 0.01% | 0.01% | 58 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| Beacon Capital Management, Inc. | History | No change | 137 | 6 | 0.0% | 0.0% | 59 | 0 | 0.0% | Q2 2014 | Jul 14, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | No change | 125 | 5 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| Concept Capital Markets, LLC | History | No change | 110 | 5 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | New | 100 | 4 | 0.0% | — | 62 | +100 | New | Q2 2014 | Jul 16, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 97 | 4 | 0.0% | 0.0% | 63 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Johnson Financial Group, Inc. | History | No change | 69 | 3 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 47 | 2 | 0.0% | — | 65 | +47 | New | Q2 2014 | Aug 05, 2014 |
| JNBA Financial Advisors | History | No change | 51 | 2 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| St. Johns Investment Management Company, LLC | History | No change | 25 | 1 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.08% | — | -4,981,776 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.09% | — | -2,532,136 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.02% | — | -1,198,358 | -100.0% | Q1 2014 | May 13, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.03% | — | -1,195,140 | -100.0% | Q1 2014 | May 13, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.3% | — | -746,250 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.01% | — | -723,891 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -719,788 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.02% | — | -707,937 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.02% | — | -654,023 | -100.0% | Q1 2014 | May 16, 2014 |
| SOROS FUND MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.22% | — | -604,277 | -100.0% | Q1 2014 | May 15, 2014 |
| CIBC WORLD MARKETS CORP | History | Closed out | 0 | 0 | — | 14.1% | — | -501,442 | -100.0% | Q1 2014 | May 13, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | Closed out | 0 | 0 | — | 1.03% | — | -482,077 | -100.0% | Q1 2014 | May 08, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -392,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Rafferty Asset Management, LLC | History | Closed out | 0 | 0 | — | 2.93% | — | -391,359 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -335,949 | -100.0% | Q1 2014 | May 15, 2014 |
| CONNABLE OFFICE INC | History | Closed out | 0 | 0 | — | 2.3% | — | -233,767 | -100.0% | Q1 2014 | May 06, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -194,350 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.04% | — | -173,100 | -100.0% | Q1 2014 | May 13, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -165,567 | -100.0% | Q1 2014 | May 15, 2014 |
| Horseman Capital Management Ltd | History | Closed out | 0 | 0 | — | 1.79% | — | -154,700 | -100.0% | Q1 2014 | Apr 09, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -137,877 | -100.0% | Q1 2014 | May 05, 2014 |
| BI Partners LLC | History | Closed out | 0 | 0 | — | 6.06% | — | -120,900 | -100.0% | Q1 2014 | May 09, 2014 |
| PICTON MAHONEY ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.25% | — | -119,251 | -100.0% | Q1 2014 | May 05, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.04% | — | -107,985 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -105,677 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.04% | — | -98,931 | -100.0% | Q1 2014 | May 15, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -97,092 | -100.0% | Q1 2014 | May 14, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -93,811 | -100.0% | Q1 2014 | May 15, 2014 |
| Sarasin & Partners LLP | History | Closed out | 0 | 0 | — | 0.05% | — | -91,972 | -100.0% | Q1 2014 | Apr 09, 2014 |
| Cheyne Capital Management (UK) LLP | History | Closed out | 0 | 0 | — | 3.13% | — | -90,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Virtu Financial LLC | History | Closed out | 0 | 0 | — | 0.4% | — | -81,112 | -100.0% | Q1 2014 | May 22, 2014 |
| Richmond Hill Investments, LLC | History | Closed out | 0 | 0 | — | 1.5% | — | -69,350 | -100.0% | Q1 2014 | May 15, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -67,789 | -100.0% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -60,000 | -100.0% | Q1 2014 | May 15, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -59,396 | -100.0% | Q1 2014 | May 14, 2014 |
| FLOW TRADERS U.S. LLC | History | Closed out | 0 | 0 | — | 0.29% | — | -59,173 | -100.0% | Q1 2014 | May 14, 2014 |
| Polygon Management Ltd. | History | Closed out | 0 | 0 | — | 1.17% | — | -58,590 | -100.0% | Q1 2014 | May 14, 2014 |
| Nokomis Capital, L.L.C. | History | Closed out | 0 | 0 | — | 0.7% | — | -57,953 | -100.0% | Q1 2014 | May 15, 2014 |
| MOON CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 1.13% | — | -53,333 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN DEN BERG MANAGEMENT INC/TX | History | Closed out | 0 | 0 | — | 0.13% | — | -51,972 | -100.0% | Q1 2014 | May 15, 2014 |
| LOEWS CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -50,000 | -100.0% | Q1 2014 | May 14, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,857 | -100.0% | Q1 2014 | May 14, 2014 |
| Mountain Lake Investment Management LLC | History | Closed out | 0 | 0 | — | 1.25% | — | -47,392 | -100.0% | Q1 2014 | May 15, 2014 |
| PERMAL ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.41% | — | -44,781 | -100.0% | Q1 2014 | May 15, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | Closed out | 0 | 0 | — | 0.01% | — | -43,089 | -100.0% | Q1 2014 | May 14, 2014 |
| Manatuck Hill Partners, LLC | History | Closed out | 0 | 0 | — | 0.24% | — | -42,400 | -100.0% | Q1 2014 | May 16, 2014 |
| CMT TRADING LLC | History | Closed out | 0 | 0 | — | 4.82% | — | -40,913 | -100.0% | Q1 2014 | May 15, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -36,972 | -100.0% | Q1 2014 | May 13, 2014 |
| SOUND ENERGY PARTNERS, INC. | History | Closed out | 0 | 0 | — | 1.12% | — | -36,500 | -100.0% | Q1 2014 | May 14, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -31,146 | -100.0% | Q1 2014 | May 19, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.03% | — | -31,004 | -100.0% | Q1 2014 | May 09, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -27,815 | -100.0% | Q1 2014 | May 15, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -23,000 | -100.0% | Q1 2014 | May 16, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,676 | -100.0% | Q1 2014 | May 15, 2014 |
| Salient Capital Advisors, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -20,025 | -100.0% | Q1 2014 | May 13, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,725 | -100.0% | Q1 2014 | May 15, 2014 |
| Private Harbour Investment Management & Counsel, LLC | History | Closed out | 0 | 0 | — | 0.38% | — | -16,112 | -100.0% | Q1 2014 | May 08, 2014 |
| Indices-Pac Research Corp. | History | Closed out | 0 | 0 | — | 0.24% | — | -10,438 | -100.0% | Q1 2014 | May 15, 2014 |
| Bellecapital International Ltd. | History | Closed out | 0 | 0 | — | 0.31% | — | -9,875 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Talkot Capital, LLC | History | Closed out | 0 | 0 | — | 0.25% | — | -8,287 | -100.0% | Q1 2014 | May 13, 2014 |
| CATAPULT CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -8,042 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -6,625 | -100.0% | Q1 2014 | May 16, 2014 |
| UBS OCONNOR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,333 | -100.0% | Q1 2014 | May 14, 2014 |
| Fore Research & Management, LP | History | Closed out | 0 | 0 | — | 0.01% | — | -6,000 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -5,887 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,706 | -100.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,170 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,725 | -100.0% | Q1 2014 | May 07, 2014 |
| ENVESTNET ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -2,123 | -100.0% | Q1 2014 | May 12, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -2,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -1,397 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Advisors Preferred, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -863 | -100.0% | Q1 2014 | May 14, 2014 |
| Warren Averett Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -730 | -100.0% | Q1 2014 | Apr 28, 2014 |
| New Harbor Financial Group, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -680 | -100.0% | Q1 2014 | May 12, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | 0.0% | — | -500 | -100.0% | Q1 2014 | Apr 28, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -236 | -100.0% | Q1 2014 | May 14, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.0% | — | -150 | -100.0% | Q1 2014 | May 12, 2014 |
| Legg Mason Investment Counsel, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -125 | -100.0% | Q1 2014 | May 12, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -124 | -100.0% | Q1 2014 | May 15, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -56 | -100.0% | Q1 2014 | Apr 24, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.0% | — | -50 | -100.0% | Q1 2014 | May 14, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | — | — | -16 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | — | — | -10 | -100.0% | Q1 2014 | May 02, 2014 |