NATIONAL WESTMINSTER BK PLC - 638539882
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 7 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| COHEN & STEERS INC | History | Reduced | 1,137,096 | 29,098 | 0.09% | 0.09% | 1 | -30 | -0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 577,979 | 14,790 | 0.0% | 0.0% | 2 | +18,840 | 3.37% | Q1 2014 | May 02, 2014 |
| TRAVELERS COMPANIES, INC. | History | No change | 400,000 | 10,236 | 2.46% | 2.5% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| OPUS INVESTMENT MANAGEMENT INC | History | No change | 235,000 | 6,014 | 1.38% | 1.6% | 4 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| CONNING INC. | History | No change | 200,000 | 5,118 | 0.3% | 0.31% | 5 | 0 | 0.0% | Q1 2014 | Apr 25, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Reduced | 119,729 | 3,064 | 0.0% | 0.0% | 6 | -11,259 | -8.6% | Q1 2014 | May 15, 2014 |
| JPMORGAN CHASE & CO | History | Added to | 99,850 | 2,555 | 0.0% | 0.0% | 7 | +2,045 | 2.09% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 66,159 | 1,694 | 0.0% | 0.0% | 8 | -50,387 | -43.23% | Q1 2014 | May 15, 2014 |
| CQS Cayman LP | History | No change | 46,330 | 1,183 | 0.1% | 0.13% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GAM Holding AG | History | New | 44,775 | 1,145 | 0.02% | — | 10 | +44,775 | New | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 23,093 | 591 | 0.0% | 0.0% | 11 | +3,593 | 18.43% | Q1 2014 | May 14, 2014 |
| Texas Yale Capital Corp. | History | No change | 22,500 | 576 | 0.08% | 0.09% | 12 | 0 | 0.0% | Q1 2014 | Aug 04, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 21,933 | 561 | 0.0% | 0.0% | 13 | +2,508 | 12.91% | Q1 2014 | May 15, 2014 |
| DE BURLO GROUP INC | History | Reduced | 21,700 | 555 | 0.13% | 0.14% | 14 | -1,600 | -6.87% | Q1 2014 | May 08, 2014 |
| Spectrum Asset Management, Inc. | History | No change | 10,623 | 272 | 0.11% | 0.12% | 15 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| FIRST MANHATTAN CO | History | No change | 9,200 | 235 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| UBS AG | History | Added to | 8,556 | 219 | 0.0% | 0.0% | 17 | +5,654 | 194.83% | Q1 2014 | May 16, 2014 |
| WFG Advisors, LP | History | No change | 4,968 | 127 | 0.03% | 0.02% | 18 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 3,000 | 77 | 0.0% | 1.15% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Reduced | 2,738 | 70 | 0.0% | 0.0% | 20 | -498 | -15.39% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 1,800 | 46 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ROYAL BANK OF CANADA | History | Reduced | 1,500 | 38 | 0.0% | 0.0% | 22 | -1,250 | -45.45% | Q1 2014 | May 15, 2014 |
| DUBUQUE BANK & TRUST CO | History | No change | 1,000 | 26 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BlackRock Investment Management, LLC | History | New | 577 | 15 | 0.0% | — | 25 | +577 | New | Q1 2014 | May 02, 2014 |
| OPTIMUM INVESTMENT ADVISORS | History | No change | 600 | 15 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| Creative Planning | History | Added to | 500 | 13 | 0.0% | 0.0% | 27 | +100 | 25.0% | Q1 2014 | Apr 11, 2014 |
| Legg Mason Investment Counsel, LLC | History | No change | 500 | 13 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Kistler-Tiffany Companies, LLC | History | No change | 100 | 3 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| VSR Financial Services, Inc. | History | Closed out | 0 | 0 | — | 0.06% | — | -15,208 | -100.0% | Q4 2013 | Feb 07, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Smith & Howard Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -400 | -100.0% | Q4 2013 | Feb 26, 2014 |