NEPHROGENEX INC - 640667101
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 5 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RHO CAPITAL PARTNERS INC | History | New | 1,326,826 | 10,761 | 4.2% | — | 1 | +1,326,826 | New | Q1 2014 | May 13, 2014 |
| Visium Asset Management, LP | History | New | 476,491 | 3,932 | 0.06% | — | 2 | +476,491 | New | Q1 2014 | May 15, 2014 |
| LMR Partners LLP | History | New | 150,000 | 1,217 | 0.17% | — | 3 | +150,000 | New | Q1 2014 | Apr 25, 2014 |
| Revelation Capital Management Ltd. | History | New | 97,607 | 792 | 6.06% | — | 4 | +97,607 | New | Q1 2014 | May 15, 2014 |
| Knoll Capital Management, LP | History | New | 50,000 | 412 | 0.21% | — | 5 | +50,000 | New | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | New | 39,300 | 319 | 0.0% | — | 6 | +39,300 | New | Q1 2014 | May 15, 2014 |
| First Western Capital Management Co | History | New | 23,900 | 194 | 0.07% | — | 7 | +23,900 | New | Q1 2014 | May 15, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | New | 19,700 | 160 | 0.03% | — | 8 | +19,700 | New | Q1 2014 | Apr 15, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | New | 19,550 | 159 | 0.08% | — | 9 | +19,550 | New | Q1 2014 | May 15, 2014 |
| Trellus Management Company, LLC | History | New | 10,000 | 81 | 0.07% | — | 10 | +10,000 | New | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | New | 2,255 | 18 | 0.0% | — | 11 | +2,255 | New | Q1 2014 | May 02, 2014 |
| MORGAN STANLEY | History | New | 815 | 7 | 0.0% | — | 12 | +815 | New | Q1 2014 | May 13, 2014 |
| UBS AG | History | New | 236 | 2 | 0.0% | — | 13 | +236 | New | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | New | 174 | 1 | 0.0% | — | 14 | +174 | New | Q1 2014 | May 15, 2014 |