NEPHROGENEX INC - 640667101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| RHO CAPITAL PARTNERS INC | History | No change | 1,326,826 | 8,067 | 3.13% | 4.2% | 1 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| Visium Asset Management, LP | History | No change | 476,491 | 3,932 | 0.06% | 0.06% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LMR Partners LLP | History | Reduced | 147,250 | 886 | 0.07% | 0.17% | 3 | -2,750 | -1.83% | Q2 2014 | Jul 10, 2014 |
| Revelation Capital Management Ltd. | History | No change | 97,607 | 792 | 6.06% | 6.06% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Knoll Capital Management, LP | History | No change | 50,000 | 412 | 0.21% | 0.21% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 39,300 | 319 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| First Western Capital Management Co | History | Added to | 28,083 | 171 | 0.06% | 0.07% | 7 | +4,183 | 17.5% | Q2 2014 | Jul 23, 2014 |
| FIRST NEW YORK SECURITIES LLC /NY | History | No change | 19,550 | 159 | 0.08% | 0.08% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Reduced | 19,125 | 116 | 0.02% | 0.03% | 9 | -575 | -2.92% | Q2 2014 | Jul 16, 2014 |
| Trellus Management Company, LLC | History | No change | 10,000 | 81 | 0.07% | 0.07% | 10 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | No change | 2,255 | 18 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| MORGAN STANLEY | History | No change | 815 | 7 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| BlackRock Investment Management, LLC | History | New | 568 | 3 | 0.0% | — | 13 | +568 | New | Q2 2014 | Aug 06, 2014 |
| UBS AG | History | No change | 236 | 2 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | No change | 174 | 1 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |