*NEWPORT CORP - 651824104
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| ROYCE & ASSOCIATES LLC | History | Added to | 3,640,706 | 67,353 | 0.2% | 0.22% | 1 | +38,000 | 1.05% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 2,816,859 | 52,111 | 0.04% | 0.04% | 2 | +54,528 | 1.97% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 2,427,270 | 44,904 | 0.0% | 0.0% | 3 | +66,760 | 2.83% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 2,021,539 | 37,398 | 0.01% | 0.01% | 4 | -112,369 | -5.27% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 1,667,022 | 30,840 | 0.01% | 0.01% | 5 | -23,100 | -1.37% | Q2 2014 | Aug 06, 2014 |
| WCM INVESTMENT MANAGEMENT/CA | History | Reduced | 554,986 | 10,267 | 0.26% | 0.42% | 6 | -14,194 | -2.49% | Q2 2014 | Aug 08, 2014 |
| SHUFRO ROSE & CO LLC | History | Reduced | 477,025 | 8,824 | 0.91% | 1.04% | 7 | -4,000 | -0.83% | Q2 2014 | Jul 31, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 411,903 | 7,620 | 0.01% | 245.09% | 8 | -6,830 | -1.63% | Q2 2014 | Aug 06, 2014 |
| Tinicum Inc | History | Added to | 350,000 | 6,475 | 3.74% | 1.4% | 9 | +250,000 | 250.0% | Q2 2014 | Jul 23, 2014 |
| Lapides Asset Management, LLC | History | No change | 202,000 | 3,737 | 0.51% | 0.59% | 10 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Reduced | 193,569 | 3,582 | 0.01% | 0.01% | 11 | -360 | -0.19% | Q2 2014 | Jul 30, 2014 |
| Teton Advisors, Inc. | History | No change | 133,876 | 2,477 | 0.16% | 0.19% | 12 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 133,363 | 2,467 | 0.0% | 0.0% | 13 | -21,600 | -13.94% | Q2 2014 | Aug 06, 2014 |
| Nationwide Fund Advisors | History | Reduced | 121,820 | 2,254 | 0.01% | 0.01% | 14 | -6,656 | -5.18% | Q2 2014 | Aug 11, 2014 |
| AMERICAN CENTURY COMPANIES INC | History | Added to | 111,767 | 2,068 | 0.0% | 0.0% | 15 | +50,566 | 82.62% | Q2 2014 | Aug 04, 2014 |
| MASON STREET ADVISORS, LLC | History | Added to | 102,010 | 1,834 | 0.01% | 0.02% | 16 | +230 | 0.23% | Q2 2014 | Aug 05, 2014 |
| Numeric Investors LLC | History | Added to | 98,497 | 1,822 | 0.03% | 0.02% | 17 | +54,397 | 123.35% | Q2 2014 | Aug 11, 2014 |
| NEW YORK STATE COMMON RETIREMENT FUND | History | Added to | 92,300 | 1,708 | 0.0% | 0.0% | 18 | +4,000 | 4.53% | Q2 2014 | Aug 05, 2014 |
| DEERE & CO | History | Added to | 84,673 | 1,566 | 0.09% | 0.09% | 19 | +9,445 | 12.56% | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | Reduced | 83,740 | 1,549 | 0.12% | 0.16% | 20 | -31,091 | -27.08% | Q2 2014 | Jul 21, 2014 |
| NEW YORK STATE TEACHERS RETIREMENT SYSTEM | History | No change | 82,044 | 1,518 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| BlackRock Group LTD | History | Added to | 69,585 | 1,287 | 0.0% | 0.0% | 22 | +28,812 | 70.66% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 49,894 | 923 | 0.0% | 0.0% | 23 | +28,752 | 135.99% | Q2 2014 | Aug 11, 2014 |
| FIRST TRUST ADVISORS LP | History | Added to | 47,588 | 880 | 0.0% | 0.0% | 24 | +19,570 | 69.85% | Q2 2014 | Aug 11, 2014 |
| MUNDER CAPITAL MANAGEMENT | History | Reduced | 46,420 | 859 | 0.01% | 0.01% | 25 | -1,635 | -3.4% | Q2 2014 | Aug 06, 2014 |
| Swiss National Bank | History | No change | 45,500 | 842 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 45,405 | 840 | 0.0% | 0.0% | 27 | -15,217 | -25.1% | Q2 2014 | Aug 06, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 44,477 | 823 | 0.0% | 0.0% | 28 | +325 | 0.74% | Q2 2014 | Aug 07, 2014 |
| TEXAS PERMANENT SCHOOL FUND | History | Added to | 40,294 | 745 | 0.01% | 0.01% | 29 | +781 | 1.98% | Q2 2014 | Jul 21, 2014 |
| ALGERT COLDIRON INVESTORS LLC | History | Reduced | 34,680 | 642 | 0.41% | 0.48% | 30 | -24,440 | -41.34% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 31,649 | 586 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| FALCON POINT CAPITAL, LLC | History | Added to | 31,293 | 579 | 0.58% | 0.54% | 32 | +4,185 | 15.44% | Q2 2014 | Jul 30, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Added to | 31,185 | 577 | 0.03% | 0.02% | 33 | +20,300 | 186.5% | Q2 2014 | Aug 08, 2014 |
| STRS OHIO | History | Added to | 31,000 | 573 | 0.0% | 0.0% | 34 | +11,800 | 61.46% | Q2 2014 | Jul 24, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 30,433 | 563 | 0.0% | 0.0% | 35 | -690 | -2.22% | Q2 2014 | Aug 08, 2014 |
| Arizona State Retirement System | History | Added to | 27,952 | 517 | 0.01% | 0.01% | 36 | +400 | 1.45% | Q2 2014 | Aug 07, 2014 |
| PUBLIC EMPLOYEES RETIREMENT ASSOCIATION OF COLORADO | History | No change | 22,615 | 418 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| ProShare Advisors LLC | History | Reduced | 20,991 | 388 | 0.01% | 0.01% | 38 | -19,389 | -48.02% | Q2 2014 | Aug 08, 2014 |
| Louisiana State Employees Retirement System | History | Added to | 18,500 | 342 | 0.02% | 0.02% | 39 | +400 | 2.21% | Q2 2014 | Jul 30, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 18,440 | 341 | 0.01% | 0.01% | 40 | +2,392 | 14.91% | Q2 2014 | Jul 11, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 16,935 | 313 | 0.0% | 0.0% | 41 | -1,379 | -7.53% | Q2 2014 | Aug 06, 2014 |
| Cubic Asset Management, LLC | History | No change | 16,725 | 309 | 0.1% | 0.12% | 42 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| Airain ltd | History | New | 15,590 | 288 | 0.02% | — | 43 | +15,590 | New | Q2 2014 | Aug 05, 2014 |
| ClariVest Asset Management LLC | History | Reduced | 13,039 | 241 | 0.01% | 0.02% | 44 | -5,863 | -31.02% | Q2 2014 | Aug 11, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | New | 12,146 | 225 | 0.02% | — | 45 | +12,146 | New | Q2 2014 | Aug 08, 2014 |
| TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY | History | No change | 11,300 | 209 | 0.0% | 0.0% | 46 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| CAPITAL MANAGEMENT ASSOCIATES /NY/ | History | New | 10,500 | 194 | 0.03% | — | 47 | +10,500 | New | Q2 2014 | Aug 06, 2014 |
| Wellington Shields Capital Management, LLC | History | No change | 10,500 | 194 | 0.03% | 0.04% | 48 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Municipal Employees' Retirement System of Michigan | History | No change | 9,500 | 176 | 0.01% | 0.02% | 49 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| KBC Group NV | History | No change | 7,598 | 141 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | New | 4,736 | 88 | 0.0% | — | 51 | +4,736 | New | Q2 2014 | Jul 21, 2014 |
| RidgeWorth Capital Management LLC | History | New | 3,401 | 63 | 0.0% | — | 52 | +3,401 | New | Q2 2014 | Jul 31, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 2,106 | 39 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| TEACHER RETIREMENT SYSTEM OF TEXAS | History | No change | 1,452 | 27 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Inc. | History | Reduced | 1,202 | 22 | 0.0% | 0.0% | 55 | -98 | -7.54% | Q2 2014 | Aug 06, 2014 |
| FIRST QUADRANT L P/CA | History | New | 1,000 | 19 | 0.0% | — | 56 | +1,000 | New | Q2 2014 | Jul 31, 2014 |
| MCF Advisors LLC | History | No change | 260 | 5 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 140 | 3 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,979,118 | -100.0% | Q1 2014 | May 15, 2014 |
| Polar Securities Inc. | History | Closed out | 0 | 0 | — | 1.36% | — | -1,489,522 | -100.0% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,230,290 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.01% | — | -845,785 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -809,938 | -100.0% | Q1 2014 | May 15, 2014 |
| Lyon Street Capital, LLC | History | Closed out | 0 | 0 | — | 6.87% | — | -717,993 | -100.0% | Q1 2014 | May 14, 2014 |
| Harvest Capital Strategies LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -670,000 | -100.0% | Q1 2014 | May 13, 2014 |
| OMT Capital Management LLC | History | Closed out | 0 | 0 | — | 4.3% | — | -659,350 | -100.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.01% | — | -649,541 | -100.0% | Q1 2014 | May 13, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -618,610 | -100.0% | Q1 2014 | May 15, 2014 |
| MAK CAPITAL ONE LLC | History | Closed out | 0 | 0 | — | 2.38% | — | -536,274 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -531,830 | -100.0% | Q1 2014 | May 14, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -494,385 | -100.0% | Q1 2014 | May 15, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.56% | — | -357,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -354,209 | -100.0% | Q1 2014 | May 14, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -333,200 | -100.0% | Q1 2014 | May 15, 2014 |
| Gotham Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -292,519 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -271,616 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.01% | — | -258,185 | -100.0% | Q1 2014 | May 28, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -247,537 | -100.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.01% | — | -235,150 | -100.0% | Q1 2014 | Apr 18, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -228,438 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.02% | — | -214,115 | -100.0% | Q1 2014 | May 14, 2014 |
| Nokomis Capital, L.L.C. | History | Closed out | 0 | 0 | — | 1.4% | — | -203,401 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -201,674 | -100.0% | Q1 2014 | May 13, 2014 |
| FULLER & THALER ASSET MANAGEMENT, INC. | History | Closed out | 0 | 0 | — | 0.19% | — | -194,628 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -191,760 | -100.0% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.05% | — | -158,075 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -151,190 | -100.0% | Q1 2014 | May 16, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -147,145 | -100.0% | Q1 2014 | May 15, 2014 |
| Portolan Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.62% | — | -130,708 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -127,898 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -106,187 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -104,026 | -100.0% | Q1 2014 | May 15, 2014 |
| PRUDENTIAL FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,073 | -100.0% | Q1 2014 | May 14, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -88,800 | -100.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -88,629 | -100.0% | Q1 2014 | May 16, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.2% | — | -85,000 | -100.0% | Q1 2014 | May 15, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -79,066 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -70,952 | -100.0% | Q1 2014 | May 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -65,528 | -100.0% | Q1 2014 | May 13, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -55,900 | -100.0% | Q1 2014 | May 15, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,478 | -100.0% | Q1 2014 | May 13, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -47,748 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -39,180 | -100.0% | Q1 2014 | May 15, 2014 |
| SYMPHONY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.08% | — | -39,116 | -100.0% | Q1 2014 | May 15, 2014 |
| Sterling Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -38,644 | -100.0% | Q1 2014 | May 16, 2014 |
| MARTINGALE ASSET MANAGEMENT L P | History | Closed out | 0 | 0 | — | 0.03% | — | -37,128 | -100.0% | Q1 2014 | May 14, 2014 |
| OAK ASSOCIATES LTD /OH/ | History | Closed out | 0 | 0 | — | 0.09% | — | -35,400 | -100.0% | Q1 2014 | Jun 03, 2014 |
| State of Tennessee, Treasury Department | History | Closed out | 0 | 0 | — | 0.0% | — | -35,300 | -100.0% | Q1 2014 | May 30, 2014 |
| FRIESS ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -34,300 | -100.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -33,532 | -100.0% | Q1 2014 | May 15, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -30,217 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -29,808 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -29,453 | -100.0% | Q1 2014 | May 15, 2014 |
| HARBER ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.73% | — | -28,574 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.01% | — | -27,770 | -100.0% | Q1 2014 | May 12, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | Closed out | 0 | 0 | — | 0.02% | — | -26,101 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -25,170 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.01% | — | -25,100 | -100.0% | Q1 2014 | May 15, 2014 |
| Coe Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.15% | — | -24,421 | -100.0% | Q1 2014 | May 14, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -22,400 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,000 | -100.0% | Q1 2014 | May 19, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.0% | — | -18,340 | -100.0% | Q1 2014 | May 15, 2014 |
| STEVENS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 0.01% | — | -18,286 | -100.0% | Q1 2014 | May 06, 2014 |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -18,152 | -100.0% | Q1 2014 | May 16, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,161 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,999 | -100.0% | Q1 2014 | May 23, 2014 |
| THRIVENT FINANCIAL FOR LUTHERANS | History | Closed out | 0 | 0 | — | 0.0% | — | -14,300 | -100.0% | Q1 2014 | May 14, 2014 |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,176 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,881 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,600 | -100.0% | Q1 2014 | May 15, 2014 |
| THOMPSON DAVIS & CO., INC. | History | Closed out | 0 | 0 | — | 0.41% | — | -12,000 | -100.0% | Q1 2014 | May 09, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -11,490 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.32% | — | -10,811 | -100.0% | Q1 2014 | Aug 08, 2014 |
| D. E. Shaw & Co., Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,019 | -100.0% | Q1 2014 | May 15, 2014 |
| TUDOR INVESTMENT CORP ET AL | History | Closed out | 0 | 0 | — | 0.01% | — | -9,955 | -100.0% | Q1 2014 | May 15, 2014 |
| PROFUND ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -9,890 | -100.0% | Q1 2014 | May 07, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -9,792 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -6,016 | -100.0% | Q1 2014 | May 16, 2014 |
| Index Management Solutions, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -4,062 | -100.0% | Q1 2014 | May 15, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,459 | -100.0% | Q1 2014 | May 15, 2014 |
| Li Winifred I | History | Closed out | 0 | 0 | — | 0.01% | — | -350 | -100.0% | Q1 2014 | Jun 18, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -300 | -100.0% | Q1 2014 | May 02, 2014 |
| Manchester Capital Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 02, 2014 |
| Gemmer Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -79 | -100.0% | Q1 2014 | May 23, 2014 |
| SIGNATUREFD, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -37 | -100.0% | Q1 2014 | May 16, 2014 |