NORTHERN LTS ETF TR ARROW DOW JONES GLOBAL YIELD ETF - 66537H105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 69,915 | 1,974 | 0.01% | 0.0% | 1 | +30,648 | 78.05% | Q2 2014 | Aug 08, 2014 |
| LPL Financial LLC | History | Added to | 53,278 | 1,505 | 0.01% | 0.01% | 2 | +122 | 0.23% | Q2 2014 | Aug 05, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 41,796 | 1,180 | 0.04% | 0.04% | 3 | +5,168 | 14.11% | Q2 2014 | Jul 25, 2014 |
| SMITH, MOORE & CO. | History | Added to | 38,242 | 1,080 | 0.65% | 0.61% | 4 | +244 | 0.64% | Q2 2014 | Jul 24, 2014 |
| Commonwealth Equity Services, Inc | History | New | 24,671 | 697 | 0.01% | — | 5 | +24,671 | New | Q2 2014 | Jul 23, 2014 |
| Prospera Financial Services | History | Added to | 24,052 | 679 | 0.18% | 0.15% | 6 | +6,547 | 37.4% | Q2 2014 | Jul 07, 2014 |
| AVIANCE CAPITAL MANAGEMENT, LLC | History | Added to | 22,516 | 636 | 0.03% | 0.03% | 7 | +1,296 | 6.11% | Q2 2014 | Jul 23, 2014 |
| SII INVESTMENTS INC/WI | History | Reduced | 14,463 | 409 | 0.06% | 0.08% | 8 | -2,025 | -12.28% | Q2 2014 | Jul 28, 2014 |
| National Planning Corp | History | Reduced | 9,171 | 259 | 0.02% | 0.02% | 9 | -974 | -9.6% | Q2 2014 | Jul 16, 2014 |
| MetLife Securities, Inc | History | Added to | 5,881 | 166 | 0.02% | 0.02% | 10 | +1,476 | 33.51% | Q2 2014 | Aug 04, 2014 |
| DAVIDSON D A & CO | History | Reduced | 952 | 26 | 0.0% | 0.01% | 11 | -6,886 | -87.85% | Q2 2014 | Jul 29, 2014 |
| Transamerica Financial Advisors, Inc. | History | New | 120 | 4 | 0.0% | — | 12 | +120 | New | Q2 2014 | Jul 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -213,526 | -100.0% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -180,353 | -100.0% | Q1 2014 | May 15, 2014 |
| Jacobus Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.56% | — | -85,070 | -100.0% | Q1 2014 | May 14, 2014 |
| BALDWIN BROTHERS INC/MA | History | Closed out | 0 | 0 | — | 0.27% | — | -62,000 | -100.0% | Q1 2014 | May 09, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.01% | — | -59,804 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -36,574 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -33,481 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.01% | — | -24,590 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -21,812 | -100.0% | Q1 2014 | May 14, 2014 |
| Placemark Investments, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -16,071 | -100.0% | Q1 2014 | May 09, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -10,440 | -100.0% | Q1 2014 | May 15, 2014 |
| Cetera Advisors LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -9,001 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -8,900 | -100.0% | Q1 2014 | May 15, 2014 |
| FineMark National Bank & Trust | History | Closed out | 0 | 0 | — | 0.04% | — | -8,070 | -100.0% | Q1 2014 | May 13, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -7,684 | -100.0% | Q1 2014 | May 15, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -2,952 | -100.0% | Q1 2014 | May 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -807 | -100.0% | Q1 2014 | May 14, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.0% | — | -600 | -100.0% | Q1 2014 | May 15, 2014 |