Northern Lights Fund Trust IV - 66538H567

Detailed investor-level table based on 13F positions.

Shareholders (13F)

Quarter: Q3 2023 · Compare: Q2 2023
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
CITADEL ADVISORS LLC History New 16,236 517 0.0% 1 +16,236 New Q3 2023 Nov 14, 2023
SUSQUEHANNA INTERNATIONAL GROUP, LLP History New 7,755 247 0.0% 2 +7,755 New Q3 2023 Nov 14, 2023
MORGAN STANLEY History Reduced 756 24 0.0% 0.0% 3 -6,400 -89.44% Q3 2023 Nov 15, 2023
UBS Group AG History Added to 504 16 0.0% 4 +503 50300.0% Q3 2023 Nov 09, 2023
WELLS FARGO & COMPANY/MN History Reduced 226 7 0.0% 0.0% 5 -108 -32.34% Q3 2023 Nov 13, 2023
Brookstone Capital Management History Closed out 0 0 0.35% -532,701 -100.0% Q2 2023 Jul 11, 2023