NORTHERN LTS FD TR III - 66538R631
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Mesirow Financial Investment Management, Inc. | History | Added to | 1,228,120 | 35,455 | 0.81% | 0.9% | 1 | +304,404 | 32.95% | Q1 2024 | Apr 25, 2024 |
| Private Advisor Group, LLC | History | Added to | 49,871 | 1,439 | 0.01% | 0.0% | 2 | +39,171 | 366.08% | Q1 2024 | Apr 30, 2024 |
| US BANCORP \DE\ | History | New | 11,800 | 340 | 0.0% | — | 3 | +11,800 | New | Q1 2024 | May 08, 2024 |
| OSAIC HOLDINGS, INC. | History | Reduced | 3,700 | 106 | 0.0% | 0.0% | 4 | -175 | -4.52% | Q1 2024 | May 10, 2024 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | — | — | -1 | -100.0% | Q4 2023 | Aug 16, 2024 |