NUVEEN N C PREM INCOME MUN F - 67060P100
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | History | Added to | 21,891 | 2,891 | 0.01% | 0.01% | 1 | +239 | 1.1% | Q2 2014 | Jul 11, 2014 |
| Oxbow Advisors, LLC | History | Added to | 69,590 | 919 | 0.12% | 0.07% | 2 | +33,000 | 90.19% | Q2 2014 | Jul 18, 2014 |
| LPL Financial LLC | History | Added to | 55,009 | 727 | 0.0% | 0.0% | 3 | +65 | 0.12% | Q2 2014 | Aug 05, 2014 |
| Commonwealth Equity Services, Inc | History | Added to | 42,331 | 559 | 0.01% | 0.01% | 4 | +425 | 1.01% | Q2 2014 | Jul 23, 2014 |
| Rock Point Advisors, LLC | History | Reduced | 18,000 | 238 | 0.1% | 0.11% | 5 | -1,000 | -5.26% | Q2 2014 | Aug 07, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | No change | 15,484 | 205 | 0.0% | 0.0% | 6 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 13,389 | 176 | 0.0% | 0.0% | 7 | +7,500 | 127.36% | Q2 2014 | Aug 08, 2014 |
| TFS CAPITAL LLC | History | Reduced | 12,764 | 169 | 0.01% | 0.02% | 8 | -10,151 | -44.3% | Q2 2014 | Jul 21, 2014 |
| FIRST TRUST ADVISORS LP | History | No change | 10,895 | 144 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 5,692 | 75 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| JAMES INVESTMENT RESEARCH INC | History | No change | 4,861 | 64 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Added to | 4,376 | 58 | 0.02% | 0.02% | 12 | +800 | 22.37% | Q2 2014 | Aug 04, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 4,013 | 53 | 0.01% | 0.02% | 13 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -192,454 | -100.0% | Q1 2014 | May 13, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -168,623 | -100.0% | Q1 2014 | May 13, 2014 |
| WOLVERINE ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -111,770 | -100.0% | Q1 2014 | May 14, 2014 |
| DOLIVER CAPITAL ADVISORS, INC. | History | Closed out | 0 | 0 | — | 0.89% | — | -107,315 | -100.0% | Q1 2014 | May 16, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -87,686 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,950 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -60,828 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -51,260 | -100.0% | Q1 2014 | May 15, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -44,403 | -100.0% | Q1 2014 | May 14, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.0% | — | -36,398 | -100.0% | Q1 2014 | May 13, 2014 |
| Altavista Wealth Management, Inc. | History | Closed out | 0 | 0 | — | 0.26% | — | -34,162 | -100.0% | Q1 2014 | May 06, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -32,843 | -100.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -28,631 | -100.0% | Q1 2014 | May 15, 2014 |
| CAPTRUST FINANCIAL ADVISORS | History | Closed out | 0 | 0 | — | 0.04% | — | -15,762 | -100.0% | Q1 2014 | May 12, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,939 | -100.0% | Q1 2014 | May 14, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -10,409 | -100.0% | Q1 2014 | May 13, 2014 |
| Advisory Services Network, LLC | History | Closed out | 0 | 0 | — | 0.07% | — | -10,000 | -100.0% | Q1 2014 | Apr 09, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -5,541 | -100.0% | Q1 2014 | Apr 11, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -599 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -100 | -100.0% | Q1 2014 | May 14, 2014 |