NUVEEN CALIF PERFORM PLUS MU - 67062Q106
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| GUGGENHEIM CAPITAL LLC | History | Reduced | 264,291 | 3,655 | 0.01% | 0.01% | 1 | -56,361 | -17.58% | Q1 2014 | May 16, 2014 |
| SIT INVESTMENT ASSOCIATES INC | History | Added to | 95,736 | 1,325 | 0.02% | 0.01% | 2 | +50,493 | 111.6% | Q1 2014 | Apr 24, 2014 |
| Invesco Ltd. | History | Reduced | 67,482 | 934 | 0.0% | 0.0% | 3 | -46,165 | -40.62% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 62,475 | 865 | 0.0% | 0.0% | 4 | +8,031 | 14.75% | Q1 2014 | May 16, 2014 |
| Weiss Asset Management LP | History | New | 48,622 | 672 | 0.28% | — | 5 | +48,622 | New | Q1 2014 | May 14, 2014 |
| LPL Financial LLC | History | Added to | 31,305 | 433 | 0.0% | 0.0% | 6 | +1,652 | 5.57% | Q1 2014 | May 12, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 31,022 | 429 | 0.0% | 3.0% | 7 | +16,086 | 107.7% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 22,737 | 314 | 0.0% | 0.0% | 8 | -1,140 | -4.77% | Q1 2014 | May 13, 2014 |
| WHITTIER TRUST CO | History | Added to | 21,286 | 295 | 0.02% | 0.01% | 9 | +11,217 | 111.4% | Q1 2014 | May 01, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 14,374 | 199 | 0.0% | 0.0% | 10 | +2,149 | 17.58% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | No change | 6,788 | 94 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| UNIONBANCAL CORP | History | No change | 4,809 | 66 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 05, 2014 |
| CLS Investments, LLC | History | No change | 4,141 | 57 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Added to | 4,084 | 56 | 0.0% | 0.0% | 14 | +3,709 | 989.07% | Q1 2014 | May 15, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | New | 715 | 10 | 0.0% | — | 15 | +715 | New | Q1 2014 | May 21, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 480 | 7 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | New | 368 | 5 | 0.0% | — | 17 | +368 | New | Q1 2014 | May 02, 2014 |
| BARCLAYS PLC | History | Reduced | 192 | 2 | 0.0% | 0.0% | 18 | -10,750 | -98.25% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -21,989 | -100.0% | Q4 2013 | Feb 13, 2014 |
| SG Americas Securities, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,836 | -100.0% | Q4 2013 | Feb 12, 2014 |