OCH ZIFF CAP MGMT GROUP - 67551U105

Detailed investor-level table based on 13F positions.
Early Q3 2018 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.

Shareholders (13F)

Quarter: Q2 2014 · Compare: Q1 2014
13D/13G major owners: Ownership tab.
Methodology: Market value and % of portfolio use SEC reported VALUE ($000). For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received. Details.
Rows: 0
Investor History Status Shares held Market value ($000) % of portfolio Previous % Rank Change in shares % change in shares Source Date reported
THORNBURG INVESTMENT MANAGEMENT INC History No change 8,400,000 116,172 0.46% 0.46% 1 0 0.0% Q2 2014 Aug 11, 2014
GENEVA INVESTMENT MANAGEMENT OF CHICAGO LLC History New 2,685,770 37,144 0.68% 2 +2,685,770 New Q2 2014 Aug 07, 2014
BB&T SECURITIES, LLC History Added to 229,866 31,790 0.08% 0.08% 3 +11,620 5.32% Q2 2014 Jul 11, 2014
EAGLE ASSET MANAGEMENT INC History Reduced 954,798 13,204 0.07% 0.09% 4 -267,902 -21.91% Q2 2014 Jul 10, 2014
JUPITER ASSET MANAGEMENT LTD History Added to 769,200 10,638 0.34% 0.27% 5 +168,742 28.1% Q2 2014 Aug 11, 2014
TRUST & FIDUCIARY MANAGEMENT SERVICES INC History Added to 362,887 5,019 2.33% 2.32% 6 +61,675 20.48% Q2 2014 Aug 08, 2014
Daiwa SB Investments Ltd. History Added to 359,780 4,976 0.63% 0.39% 7 +124,110 52.66% Q2 2014 Jul 25, 2014
WALNUT PRIVATE EQUITY PARTNERS, LLC History No change 360,000 4,876 2.91% 3.19% 8 0 0.0% Q2 2014 Jul 23, 2014
GABELLI FUNDS LLC History No change 300,000 4,149 0.02% 0.02% 9 0 0.0% Q2 2014 Aug 06, 2014
Neuberger Berman Group LLC History Reduced 285,992 3,955 0.0% 0.01% 10 -280,750 -49.54% Q2 2014 Aug 05, 2014
K.J. Harrison & Partners Inc History Added to 237,150 3,280 0.94% 0.74% 11 +56,200 31.06% Q2 2014 Jul 17, 2014
CREDIT SUISSE AG/ History Added to 198,547 2,746 0.0% 0.0% 12 +125,540 171.96% Q2 2014 Aug 11, 2014
ROYCE & ASSOCIATES LLC History Added to 181,400 2,509 0.01% 0.01% 13 +58,000 47.0% Q2 2014 Aug 11, 2014
ALPINE WOODS CAPITAL INVESTORS, LLC History Reduced 179,700 2,485 0.06% 0.22% 14 -114,500 -38.92% Q2 2014 Aug 08, 2014
Commonwealth Equity Services, Inc History Added to 178,501 2,469 0.03% 0.03% 15 +5,109 2.95% Q2 2014 Jul 23, 2014
Greenwich Wealth Management LLC History No change 150,000 2,075 0.14% 0.14% 16 0 0.0% Q2 2014 Jul 29, 2014
CI INVESTMENTS INC. History Reduced 147,947 2,046 0.02% 0.03% 17 -69,723 -32.03% Q2 2014 Aug 01, 2014
SYSTEMATIC FINANCIAL MANAGEMENT LP History New 143,330 1,982 0.01% 18 +143,330 New Q2 2014 Aug 11, 2014
GAM Holding AG History New 131,015 1,811 0.03% 19 +131,015 New Q2 2014 Aug 11, 2014
TFS CAPITAL LLC History Reduced 83,996 1,162 0.09% 0.1% 20 -21,389 -20.3% Q2 2014 Jul 21, 2014
Quotient Investors, LLC History Reduced 79,300 1,097 0.24% 0.56% 21 -100,489 -55.89% Q2 2014 Jul 18, 2014
Airain ltd History Reduced 67,565 934 0.08% 0.46% 22 -124,449 -64.81% Q2 2014 Aug 05, 2014
MASON STREET ADVISORS, LLC History No change 65,500 889 0.01% 0.01% 23 0 0.0% Q2 2014 Aug 05, 2014
WILLIAM HARRIS INVESTORS INC History No change 44,000 608 0.17% 0.17% 24 0 0.0% Q2 2014 Aug 07, 2014
Prospera Financial Services History Added to 30,126 417 0.11% 0.11% 25 +5,590 22.78% Q2 2014 Jul 07, 2014
LPL Financial LLC History New 25,510 353 0.0% 26 +25,510 New Q2 2014 Aug 05, 2014
Winslow, Evans & Crocker, Inc. History Reduced 25,197 348 0.12% 0.12% 27 -760 -2.93% Q2 2014 Jul 16, 2014
CHICKASAW CAPITAL MANAGEMENT LLC History New 19,000 263 0.01% 28 +19,000 New Q2 2014 Jul 30, 2014
Stratos Wealth Partners, LTD. History New 18,269 252 0.08% 29 +18,269 New Q2 2014 Jul 17, 2014
AMERICAN INTERNATIONAL GROUP INC History Added to 17,200 237 0.0% 0.0% 30 +7,937 85.68% Q2 2014 Aug 08, 2014
Guinness Asset Management LTD History Added to 17,000 235 0.09% 0.13% 31 +1,700 11.11% Q2 2014 Jul 24, 2014
DEERE & CO History Reduced 16,042 222 0.01% 0.15% 32 -174,439 -91.58% Q2 2014 Aug 11, 2014
WEBSTER BANK, N. A. History No change 16,000 221 0.04% 0.03% 33 0 0.0% Q2 2014 Jul 09, 2014
CIBC Asset Management Inc History No change 14,923 206 0.0% 0.0% 34 0 0.0% Q2 2014 Aug 01, 2014
BROWN ADVISORY INC History No change 13,875 192 0.0% 0.0% 35 0 0.0% Q2 2014 Aug 08, 2014
BLAIR WILLIAM & CO/IL History Reduced 10,750 148 0.0% 0.0% 36 -1,000 -8.51% Q2 2014 Aug 01, 2014
Financial Architects, Inc History New 8,600 119 0.06% 37 +8,600 New Q2 2014 Aug 06, 2014
PNC FINANCIAL SERVICES GROUP, INC. History No change 7,709 107 0.0% 0.0% 38 0 0.0% Q2 2014 Aug 08, 2014
Jacobus Wealth Management, Inc. History New 7,685 106 0.03% 39 +7,685 New Q2 2014 Aug 06, 2014
FIRST MERCANTILE TRUST CO History Added to 7,354 102 0.01% 0.01% 40 +973 15.25% Q2 2014 Jul 22, 2014
Global X Management CO LLC History No change 1,599 22 0.0% 0.0% 41 0 0.0% Q2 2014 Jul 31, 2014
PRIVATE TRUST CO NA History New 688 10 0.0% 42 +688 New Q2 2014 Jul 22, 2014
Wunderlich Securities, Inc. History New 710 9 0.01% 43 +710 New Q2 2014 Jul 17, 2014
WESTPORT RESOURCES MANAGEMENT INC History No change 400 6 0.0% 0.0% 44 0 0.0% Q2 2014 Jul 31, 2014
MetLife Securities, Inc History New 189 3 0.0% 45 +189 New Q2 2014 Aug 04, 2014
WHITTIER TRUST CO OF NEVADA INC History No change 150 2 0.0% 0.0% 46 0 0.0% Q2 2014 Aug 04, 2014
MORGAN STANLEY History Closed out 0 0 0.05% -9,011,310 -100.0% Q1 2014 May 13, 2014
PRICE T ROWE ASSOCIATES INC /MD/ History Closed out 0 0 0.02% -7,527,410 -100.0% Q1 2014 May 15, 2014
Clearbridge Investments, LLC History Closed out 0 0 0.1% -6,125,742 -100.0% Q1 2014 May 15, 2014
BANK OF AMERICA CORP /DE/ History Closed out 0 0 0.03% -5,395,082 -100.0% Q1 2014 May 15, 2014
TimesSquare Capital Management, LLC History Closed out 0 0 0.32% -4,421,650 -100.0% Q1 2014 May 09, 2014
DEUTSCHE BANK AG\ History Closed out 0 0 0.03% -2,961,088 -100.0% Q1 2014 May 15, 2014
HENDERSON GROUP PLC History Closed out 0 0 0.38% -2,860,406 -100.0% Q1 2014 May 08, 2014
Century Capital Management, LLC History Closed out 0 0 1.83% -2,849,953 -100.0% Q1 2014 May 14, 2014
GOLDMAN SACHS GROUP INC History Closed out 0 0 0.01% -2,658,067 -100.0% Q1 2014 May 15, 2014
Calamos Advisors LLC History Closed out 0 0 0.21% -2,424,018 -100.0% Q1 2014 May 16, 2014
AMERIPRISE FINANCIAL INC History Closed out 0 0 0.02% -1,857,607 -100.0% Q1 2014 May 14, 2014
Zweig-DiMenna Associates LLC History Closed out 0 0 1.42% -1,750,948 -100.0% Q1 2014 May 08, 2014
FMR LLC History Closed out 0 0 0.0% -1,676,400 -100.0% Q1 2014 May 15, 2014
RENAISSANCE TECHNOLOGIES LLC History Closed out 0 0 0.05% -1,660,900 -100.0% Q1 2014 May 14, 2014
NATIXIS History Closed out 0 0 0.28% -1,550,000 -100.0% Q1 2014 May 14, 2014
JPMORGAN CHASE & CO History Closed out 0 0 0.01% -1,425,390 -100.0% Q1 2014 May 15, 2014
CITIGROUP INC History Closed out 0 0 0.02% -1,257,445 -100.0% Q1 2014 May 15, 2014
Myriad Asset Management Ltd. History Closed out 0 0 3.24% -1,180,552 -100.0% Q1 2014 May 14, 2014
ING GROEP NV History Closed out 0 0 0.08% -1,075,000 -100.0% Q1 2014 May 14, 2014
Marshall Wace LLP History Closed out 0 0 0.27% -1,065,099 -100.0% Q1 2014 May 14, 2014
BNP PARIBAS ARBITRAGE, SA History Closed out 0 0 0.01% -693,334 -100.0% Q1 2014 May 13, 2014
TWO SIGMA INVESTMENTS LLC History Closed out 0 0 0.05% -690,051 -100.0% Q1 2014 May 15, 2014
FRED ALGER MANAGEMENT INC History Closed out 0 0 0.04% -628,460 -100.0% Q1 2014 May 15, 2014
BALYASNY ASSET MANAGEMENT LLC History Closed out 0 0 0.09% -553,551 -100.0% Q1 2014 May 15, 2014
CI Global Investments Inc. History Closed out 0 0 0.2% -544,670 -100.0% Q1 2014 May 06, 2014
PICTON MAHONEY ASSET MANAGEMENT History Closed out 0 0 0.39% -495,500 -100.0% Q1 2014 May 05, 2014
BlackRock Group LTD History Closed out 0 0 0.0% -418,600 -100.0% Q1 2014 May 02, 2014
GMT CAPITAL CORP History Closed out 0 0 0.11% -378,600 -100.0% Q1 2014 May 15, 2014
TORONTO DOMINION BANK History Closed out 0 0 0.02% -346,420 -100.0% Q1 2014 May 09, 2014
SUSQUEHANNA INTERNATIONAL GROUP, LLP History Closed out 0 0 0.0% -312,600 -100.0% Q1 2014 May 14, 2014
LEVIN CAPITAL STRATEGIES, L.P. History Closed out 0 0 0.07% -301,822 -100.0% Q1 2014 May 14, 2014
CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM History Closed out 0 0 0.01% -279,768 -100.0% Q1 2014 Apr 18, 2014
PEAK6 Investments, L.P. History Closed out 0 0 0.03% -252,972 -100.0% Q1 2014 May 19, 2014
BANK OF MONTREAL /CAN/ History Closed out 0 0 0.0% -220,400 -100.0% Q1 2014 May 15, 2014
BlackRock Inc. History Closed out 0 0 0.0% -218,300 -100.0% Q1 2014 May 02, 2014
SG Americas Securities, LLC History Closed out 0 0 0.01% -210,000 -100.0% Q1 2014 May 14, 2014
WELLS FARGO & COMPANY/MN History Closed out 0 0 0.0% -175,142 -100.0% Q1 2014 May 15, 2014
Allianz Asset Management AG History Closed out 0 0 0.0% -174,778 -100.0% Q1 2014 May 28, 2014
Horizon Investment Services, LLC History Closed out 0 0 1.06% -162,751 -100.0% Q1 2014 May 14, 2014
COLONY GROUP LLC History Closed out 0 0 0.28% -151,805 -100.0% Q1 2014 May 16, 2014
Spark Investment Management LLC History Closed out 0 0 0.32% -149,500 -100.0% Q1 2014 May 13, 2014
UBS AG History Closed out 0 0 0.0% -148,356 -100.0% Q1 2014 May 16, 2014
MANUFACTURERS LIFE INSURANCE COMPANY, THE History Closed out 0 0 0.0% -147,474 -100.0% Q1 2014 May 15, 2014
Sterling Capital Management LLC History Closed out 0 0 0.02% -141,465 -100.0% Q1 2014 May 16, 2014
Nine Chapters Capital Management LLC History Closed out 0 0 0.21% -128,600 -100.0% Q1 2014 May 15, 2014
MCKINLEY CAPITAL MANAGEMENT LLC /DELAWARE History Closed out 0 0 0.06% -107,375 -100.0% Q1 2014 May 13, 2014
MANAGED ACCOUNT ADVISORS LLC History Closed out 0 0 0.0% -99,270 -100.0% Q1 2014 May 15, 2014
TWO SIGMA ADVISERS, LLC History Closed out 0 0 0.01% -90,928 -100.0% Q1 2014 May 15, 2014
LMM LLC History Closed out 0 0 0.04% -75,000 -100.0% Q1 2014 May 15, 2014
Nuveen Asset Management, LLC History Closed out 0 0 0.01% -72,000 -100.0% Q1 2014 May 14, 2014
I.G. INVESTMENT MANAGEMENT, LTD. History Closed out 0 0 0.0% -71,600 -100.0% Q1 2014 May 15, 2014
Algebris Investments (UK) LLP History Closed out 0 0 0.49% -70,000 -100.0% Q1 2014 May 15, 2014
Robeco Institutional Asset Management B.V. History Closed out 0 0 0.01% -65,000 -100.0% Q1 2014 May 07, 2014
USCA RIA LLC History Closed out 0 0 0.27% -55,200 -100.0% Q1 2014 May 12, 2014
Spot Trading L.L.C History Closed out 0 0 0.0% -48,700 -100.0% Q1 2014 May 13, 2014
RAYMOND JAMES & ASSOCIATES History Closed out 0 0 0.0% -43,941 -100.0% Q1 2014 May 13, 2014
Arrowpoint Asset Management, LLC History Closed out 0 0 0.02% -43,000 -100.0% Q1 2014 May 15, 2014
MCGLINN CAPITAL MANAGEMENT INC History Closed out 0 0 1.03% -36,000 -100.0% Q1 2014 May 09, 2014
Crow Point Partners, LLC History Closed out 0 0 0.06% -32,130 -100.0% Q1 2014 May 27, 2014
Horizon Investments, LLC/SC History Closed out 0 0 0.05% -29,700 -100.0% Q1 2014 May 13, 2014
US BANCORP \DE\ History Closed out 0 0 0.0% -27,218 -100.0% Q1 2014 May 14, 2014
STIFEL FINANCIAL CORP History Closed out 0 0 0.0% -23,848 -100.0% Q1 2014 May 15, 2014
Bank of New York Mellon Corp History Closed out 0 0 0.0% -23,501 -100.0% Q1 2014 May 14, 2014
ZACKS INVESTMENT MANAGEMENT History Closed out 0 0 0.01% -22,917 -100.0% Q1 2014 May 13, 2014
HL FINANCIAL SERVICES LLC History Closed out 0 0 0.01% -21,929 -100.0% Q1 2014 Apr 21, 2014
SPRINGBOK CAPITAL MANAGEMENT, LLC History Closed out 0 0 0.04% -20,000 -100.0% Q1 2014 May 15, 2014
SeaBridge Investment Advisors LLC History Closed out 0 0 0.05% -16,070 -100.0% Q1 2014 May 08, 2014
First City Capital Management, Inc. History Closed out 0 0 0.15% -15,400 -100.0% Q1 2014 May 19, 2014
CITADEL ADVISORS LLC History Closed out 0 0 0.3% -15,227 -100.0% Q1 2014 Aug 08, 2014
Dalton Investments LLC History Closed out 0 0 0.06% -15,000 -100.0% Q1 2014 May 15, 2014
WESPAC Advisors, LLC History Closed out 0 0 0.18% -14,706 -100.0% Q1 2014 Apr 30, 2014
NORTH AMERICAN MANAGEMENT CORP History Closed out 0 0 0.03% -13,500 -100.0% Q1 2014 Apr 23, 2014
Janney Capital Management LLC History Closed out 0 0 0.01% -11,703 -100.0% Q1 2014 May 13, 2014
Horizon Kinetics LLC History Closed out 0 0 0.0% -11,200 -100.0% Q1 2014 May 14, 2014
Dominick & Dominick LLC History Closed out 0 0 0.07% -10,825 -100.0% Q1 2014 May 13, 2014
COMPTON CAPITAL MANAGEMENT INC /RI History Closed out 0 0 0.08% -10,500 -100.0% Q1 2014 May 15, 2014
Creative Planning History Closed out 0 0 0.0% -9,000 -100.0% Q1 2014 Apr 11, 2014
ROYAL BANK OF CANADA History Closed out 0 0 0.0% -8,475 -100.0% Q1 2014 May 15, 2014
National Asset Management, Inc. History Closed out 0 0 0.03% -6,857 -100.0% Q1 2014 May 02, 2014
KINGS POINT CAPITAL MANAGEMENT History Closed out 0 0 0.03% -6,300 -100.0% Q1 2014 May 12, 2014
TOCQUEVILLE ASSET MANAGEMENT L.P. History Closed out 0 0 0.0% -4,700 -100.0% Q1 2014 Apr 30, 2014
Hillsdale Investment Management Inc. History Closed out 0 0 0.02% -4,250 -100.0% Q1 2014 May 14, 2014
WHITE BAY PT LLC History Closed out 0 0 0.02% -2,300 -100.0% Q1 2014 Apr 17, 2014
LADENBURG THALMANN FINANCIAL SERVICES INC History Closed out 0 0 0.0% -1,300 -100.0% Q1 2014 May 15, 2014
FIFTH THIRD BANCORP History Closed out 0 0 0.0% -1,000 -100.0% Q1 2014 May 15, 2014
NEW ENGLAND SECURITIES CORP /MA/ History Closed out 0 0 0.0% -300 -100.0% Q1 2014 May 21, 2014
Madden Advisory Services, Inc. History Closed out 0 0 0.0% -200 -100.0% Q1 2014 May 12, 2014