OCERA THERAPEUTICS INC - 67552A108
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 6 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VHCP Management, LLC | History | No change | 703,730 | 7,424 | 3.86% | 4.92% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| QVT Financial LP | History | Reduced | 712,127 | 7,179 | 0.41% | 0.51% | 2 | -16,700 | -2.29% | Q1 2014 | May 14, 2014 |
| RA CAPITAL MANAGEMENT, LLC | History | Reduced | 527,797 | 5,568 | 0.4% | 1.0% | 3 | -133,899 | -20.24% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | New | 402,664 | 4,248 | 0.01% | — | 4 | +402,664 | New | Q1 2014 | May 15, 2014 |
| GREAT POINT PARTNERS LLC | History | Reduced | 311,821 | 3,290 | 1.72% | 4.84% | 5 | -215,976 | -40.92% | Q1 2014 | May 15, 2014 |
| DEERFIELD MANAGEMENT CO | History | Added to | 261,119 | 2,755 | 0.11% | 0.14% | 6 | +50,000 | 23.68% | Q1 2014 | May 15, 2014 |
| JENNISON ASSOCIATES LLC | History | No change | 238,152 | 2,513 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Ghost Tree Capital, LLC | History | Added to | 235,000 | 2,479 | 1.47% | 0.6% | 8 | +160,000 | 213.33% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 206,911 | 2,183 | 0.0% | 0.0% | 9 | +49,818 | 31.71% | Q1 2014 | May 13, 2014 |
| SPHERA FUNDS MANAGEMENT LTD. | History | Added to | 121,148 | 1,278 | 0.29% | 0.05% | 10 | +106,267 | 714.11% | Q1 2014 | May 14, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | New | 77,861 | 821 | 0.0% | — | 11 | +77,861 | New | Q1 2014 | May 15, 2014 |
| DAFNA Capital Management LLC | History | No change | 63,223 | 667 | 0.57% | 0.85% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SABBY MANAGEMENT, LLC | History | Added to | 60,726 | 641 | 0.04% | 0.05% | 13 | +742 | 1.24% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | New | 58,000 | 612 | 0.0% | — | 14 | +58,000 | New | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 37,049 | 391 | 0.0% | 0.0% | 15 | +23,100 | 165.6% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | New | 29,800 | 314 | 0.0% | — | 16 | +29,800 | New | Q1 2014 | May 08, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | New | 29,446 | 311 | 0.05% | — | 17 | +29,446 | New | Q1 2014 | Jun 06, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Added to | 30,711 | 296 | 0.0% | 0.0% | 18 | +30,500 | 14454.98% | Q1 2014 | Apr 18, 2014 |
| UBS AG | History | New | 27,437 | 289 | 0.0% | — | 19 | +27,437 | New | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 26,997 | 285 | 0.0% | — | 20 | +26,997 | New | Q1 2014 | May 14, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | New | 24,276 | 256 | 0.0% | — | 21 | +24,276 | New | Q1 2014 | May 14, 2014 |
| CREDIT SUISSE AG/ | History | New | 23,234 | 246 | 0.0% | — | 22 | +23,234 | New | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | New | 21,703 | 229 | 0.0% | — | 23 | +21,703 | New | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | New | 17,988 | 190 | 0.0% | — | 24 | +17,988 | New | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | New | 16,100 | 170 | 0.0% | — | 25 | +16,100 | New | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | New | 14,205 | 150 | 0.22% | — | 26 | +14,205 | New | Q1 2014 | Aug 08, 2014 |
| GLENMEDE TRUST CO NA | History | New | 11,352 | 119 | 0.0% | — | 27 | +11,352 | New | Q1 2014 | May 07, 2014 |
| ClariVest Asset Management LLC | History | New | 6,328 | 67 | 0.0% | — | 28 | +6,328 | New | Q1 2014 | May 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 5,000 | 53 | 0.0% | 0.02% | 29 | +4,960 | 12400.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | New | 4,429 | 47 | 0.0% | — | 30 | +4,429 | New | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | Reduced | 1,159 | 12 | 0.0% | 0.0% | 31 | -10,727 | -90.25% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | Added to | 1,141 | 12 | 0.0% | 0.0% | 32 | +533 | 87.66% | Q1 2014 | May 02, 2014 |
| DEUTSCHE BANK AG\ | History | Reduced | 1,000 | 10 | 0.0% | 0.0% | 34 | -28,887 | -96.65% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | New | 1,000 | 10 | 0.0% | — | 33 | +1,000 | New | Q1 2014 | May 12, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | New | 150 | 2 | 0.0% | — | 35 | +150 | New | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -84 | -100.0% | Q4 2013 | Feb 13, 2014 |
| ROYAL BANK OF CANADA | History | New | 2 | 0 | — | — | — | +2 | New | Q1 2014 | May 15, 2014 |