OCERA THERAPEUTICS INC - 67552A108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| VHCP Management, LLC | History | No change | 703,730 | 7,424 | 3.86% | 3.86% | 1 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| QVT Financial LP | History | No change | 712,127 | 7,179 | 0.41% | 0.41% | 2 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| RA CAPITAL MANAGEMENT, LLC | History | No change | 527,797 | 5,568 | 0.4% | 0.4% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 402,664 | 4,248 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GREAT POINT PARTNERS LLC | History | No change | 311,821 | 3,290 | 1.72% | 1.72% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEERFIELD MANAGEMENT CO | History | No change | 261,119 | 2,755 | 0.11% | 0.11% | 6 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Ghost Tree Capital, LLC | History | No change | 235,000 | 2,479 | 1.47% | 1.47% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JENNISON ASSOCIATES LLC | History | No change | 238,152 | 1,819 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| VANGUARD GROUP INC | History | Added to | 207,311 | 1,584 | 0.0% | 0.0% | 9 | +400 | 0.19% | Q2 2014 | Aug 11, 2014 |
| SPHERA FUNDS MANAGEMENT LTD. | History | Added to | 127,048 | 971 | 0.24% | 0.29% | 10 | +5,900 | 4.87% | Q2 2014 | Aug 11, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | No change | 77,861 | 821 | 0.0% | 0.0% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DAFNA Capital Management LLC | History | No change | 63,223 | 667 | 0.57% | 0.57% | 12 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SABBY MANAGEMENT, LLC | History | No change | 60,726 | 641 | 0.04% | 0.04% | 13 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| FMR LLC | History | No change | 58,000 | 612 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 37,049 | 391 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 29,800 | 314 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | No change | 29,446 | 311 | 0.05% | 0.05% | 17 | 0 | 0.0% | Q1 2014 | Jun 06, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 30,711 | 296 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| UBS AG | History | No change | 27,437 | 289 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 26,997 | 285 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| COMMERZBANK AKTIENGESELLSCHAFT /FI | History | No change | 24,276 | 256 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | No change | 21,703 | 229 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Fund Advisors | History | New | 26,781 | 205 | 0.0% | — | 23 | +26,781 | New | Q2 2014 | Aug 06, 2014 |
| JANE STREET GROUP, LLC | History | No change | 17,988 | 190 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | No change | 16,100 | 170 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | No change | 14,205 | 150 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TURNER INVESTMENTS, L.P. | History | New | 17,820 | 136 | 0.01% | — | 27 | +17,820 | New | Q2 2014 | Aug 11, 2014 |
| GLENMEDE TRUST CO NA | History | No change | 11,352 | 119 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 5,000 | 53 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 4,429 | 47 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | New | 1,662 | 13 | 0.0% | — | 31 | +1,662 | New | Q2 2014 | Aug 06, 2014 |
| MORGAN STANLEY | History | No change | 1,159 | 12 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Tower Research Capital LLC | History | No change | 1,141 | 12 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 1,000 | 10 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 150 | 2 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| CREDIT SUISSE AG/ | History | Closed out | 0 | 0 | — | 0.0% | — | -23,234 | -100.0% | Q2 2014 | Aug 11, 2014 |
| ClariVest Asset Management LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -6,328 | -100.0% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q2 2014 | Aug 08, 2014 |
| ROYAL BANK OF CANADA | History | No change | 2 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |