ONCOGENEX PHARMACEUTICALS IN - 68230A106
Detailed investor-level table based on 13F positions.
Early Q2 2017 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 683,312 | 2,549 | 0.0% | 0.0% | 1 | -73,007 | -9.65% | Q2 2014 | Aug 06, 2014 |
| First Eagle Investment Management, LLC | History | New | 574,712 | 2,144 | 0.01% | — | 2 | +574,712 | New | Q2 2014 | Aug 08, 2014 |
| TFS CAPITAL LLC | History | Added to | 360,260 | 1,344 | 0.11% | 0.14% | 3 | +177,377 | 96.99% | Q2 2014 | Jul 21, 2014 |
| VANGUARD GROUP INC | History | Added to | 340,393 | 1,270 | 0.0% | 0.0% | 4 | +14,996 | 4.61% | Q2 2014 | Aug 11, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 209,100 | 780 | 0.0% | 68.24% | 5 | +4,062 | 1.98% | Q2 2014 | Aug 06, 2014 |
| BlackRock Group LTD | History | New | 113,556 | 424 | 0.0% | — | 6 | +113,556 | New | Q2 2014 | Aug 06, 2014 |
| Tekla Capital Management LLC | History | No change | 113,100 | 422 | 0.04% | 0.13% | 7 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BlackRock Fund Advisors | History | Reduced | 48,063 | 179 | 0.0% | 0.0% | 8 | -364,720 | -88.36% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 40,142 | 150 | 0.0% | 0.0% | 9 | +10,236 | 34.23% | Q2 2014 | Aug 11, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | No change | 38,114 | 142 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| LMR Partners LLP | History | New | 31,754 | 119 | 0.01% | — | 11 | +31,754 | New | Q2 2014 | Jul 10, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | Added to | 30,000 | 112 | 0.0% | 0.0% | 12 | +14,000 | 87.5% | Q2 2014 | Jul 30, 2014 |
| STONERIDGE INVESTMENT PARTNERS LLC | History | Reduced | 19,163 | 71 | 0.01% | 0.04% | 13 | -575 | -2.91% | Q2 2014 | Jul 16, 2014 |
| BLB&B Advisors, LLC | History | Reduced | 14,350 | 54 | 0.01% | 0.08% | 15 | -17,000 | -54.23% | Q2 2014 | Jul 17, 2014 |
| ROCKEFELLER FINANCIAL SERVICES INC | History | No change | 14,569 | 54 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 13,600 | 50 | 0.0% | 0.0% | 16 | -4,400 | -24.44% | Q2 2014 | Aug 11, 2014 |
| BlackRock Japan Co. Ltd | History | Added to | 10,754 | 40 | 0.0% | 0.0% | 17 | +2,159 | 25.12% | Q2 2014 | Aug 06, 2014 |
| Wunderlich Securities, Inc. | History | Added to | 6,300 | 23 | 0.01% | 0.03% | 18 | +2,500 | 65.79% | Q2 2014 | Jul 17, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 2,525 | 9 | 0.0% | 0.0% | 19 | -38,671 | -93.87% | Q2 2014 | Aug 06, 2014 |
| Abingworth LLP | History | Closed out | 0 | 0 | — | 3.91% | — | -603,740 | -100.0% | Q1 2014 | May 21, 2014 |
| Visium Asset Management, LP | History | Closed out | 0 | 0 | — | 0.11% | — | -598,443 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -468,250 | -100.0% | Q1 2014 | May 14, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -379,033 | -100.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -259,800 | -100.0% | Q1 2014 | May 28, 2014 |
| WASATCH ADVISORS INC | History | Closed out | 0 | 0 | — | 0.03% | — | -232,541 | -100.0% | Q1 2014 | May 13, 2014 |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ | History | Closed out | 0 | 0 | — | 0.17% | — | -211,192 | -100.0% | Q1 2014 | May 14, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -210,720 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -204,214 | -100.0% | Q1 2014 | May 14, 2014 |
| SMITH ASSET MANAGEMENT GROUP LP | History | Closed out | 0 | 0 | — | 0.07% | — | -160,680 | -100.0% | Q1 2014 | Apr 23, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -131,133 | -100.0% | Q1 2014 | May 13, 2014 |
| GREAT POINT PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.8% | — | -130,000 | -100.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -89,522 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -73,870 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -72,688 | -100.0% | Q1 2014 | May 13, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -69,495 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -64,226 | -100.0% | Q1 2014 | May 14, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -63,386 | -100.0% | Q1 2014 | May 07, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | Closed out | 0 | 0 | — | 0.12% | — | -60,000 | -100.0% | Q1 2014 | Jun 06, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -57,202 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -55,225 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -52,247 | -100.0% | Q1 2014 | May 16, 2014 |
| PUTNAM INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -50,200 | -100.0% | Q1 2014 | May 15, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -45,600 | -100.0% | Q1 2014 | May 09, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -44,193 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -41,744 | -100.0% | Q1 2014 | Apr 18, 2014 |
| OXFORD ASSET MANAGEMENT | History | Closed out | 0 | 0 | — | 0.01% | — | -26,993 | -100.0% | Q1 2014 | May 05, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -26,957 | -100.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -26,401 | -100.0% | Q1 2014 | May 08, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -25,874 | -100.0% | Q1 2014 | May 15, 2014 |
| JACOBS LEVY EQUITY MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.0% | — | -20,460 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,500 | -100.0% | Q1 2014 | Apr 29, 2014 |
| GRT CAPITAL PARTNERS LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -19,127 | -100.0% | Q1 2014 | May 15, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | Closed out | 0 | 0 | — | 0.0% | — | -16,975 | -100.0% | Q1 2014 | May 12, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -16,385 | -100.0% | Q1 2014 | Apr 24, 2014 |
| A.R.T. Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -14,891 | -100.0% | Q1 2014 | May 15, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,843 | -100.0% | Q1 2014 | May 07, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -13,355 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,731 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -12,615 | -100.0% | Q1 2014 | May 15, 2014 |
| RHUMBLINE ADVISERS | History | Closed out | 0 | 0 | — | 0.0% | — | -12,583 | -100.0% | Q1 2014 | May 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -12,040 | -100.0% | Q1 2014 | May 15, 2014 |
| Nationwide Fund Advisors | History | Closed out | 0 | 0 | — | 0.0% | — | -11,106 | -100.0% | Q1 2014 | May 09, 2014 |
| Wilmington Funds Management Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -10,536 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -10,009 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -9,976 | -100.0% | Q1 2014 | May 12, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -6,900 | -100.0% | Q1 2014 | May 15, 2014 |
| North Star Investment Management Corp. | History | Closed out | 0 | 0 | — | 0.01% | — | -5,000 | -100.0% | Q1 2014 | Apr 29, 2014 |
| Legg Mason Investment Counsel & Trust Co., N.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -3,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,511 | -100.0% | Q1 2014 | May 02, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -1,170 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -624 | -100.0% | Q1 2014 | May 15, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -558 | -100.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -489 | -100.0% | Q1 2014 | May 02, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -425 | -100.0% | Q1 2014 | May 07, 2014 |
| Vigilant Capital Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -200 | -100.0% | Q1 2014 | Apr 23, 2014 |
| GLOBEFLEX CAPITAL L P | History | Closed out | 0 | 0 | — | 0.0% | — | -180 | -100.0% | Q1 2014 | Apr 23, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | — | — | -73 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -59 | -100.0% | Q1 2014 | May 13, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | Closed out | 0 | 0 | — | — | — | -27 | -100.0% | Q1 2014 | May 21, 2014 |