PARAGON SHIPPING INC - 69913R408
Detailed investor-level table based on 13F positions.
Early Q2 2014 data: only 8 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Oceanic Investment Management LTD | History | Added to | 1,622,930 | 11,117 | 3.91% | 3.06% | 1 | +569,242 | 54.02% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | Added to | 1,365,000 | 9,350 | 0.01% | 0.0% | 2 | +1,201,925 | 737.04% | Q1 2014 | May 28, 2014 |
| MSDC Management, L.P. | History | Added to | 614,700 | 4,211 | 0.16% | 0.14% | 3 | +151,359 | 32.67% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | New | 428,963 | 2,938 | 0.05% | — | 4 | +428,963 | New | Q1 2014 | May 15, 2014 |
| OAKTREE CAPITAL MANAGEMENT LP | History | New | 400,000 | 2,740 | 0.05% | — | 5 | +400,000 | New | Q1 2014 | May 14, 2014 |
| Tygh Capital Management, Inc. | History | New | 259,736 | 1,779 | 0.36% | — | 6 | +259,736 | New | Q1 2014 | Apr 30, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | New | 256,000 | 1,754 | 0.01% | — | 7 | +256,000 | New | Q1 2014 | May 07, 2014 |
| Phoenix Investment Adviser LLC | History | Added to | 233,000 | 1,596 | 1.35% | 0.99% | 8 | +73,000 | 45.63% | Q1 2014 | May 13, 2014 |
| STANDARD PACIFIC CAPITAL LLC/CA | History | New | 231,755 | 1,588 | 0.23% | — | 9 | +231,755 | New | Q1 2014 | May 07, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Added to | 200,005 | 1,370 | 0.0% | 12.71% | 10 | +85,524 | 74.71% | Q1 2014 | May 15, 2014 |
| SCOGGIN LLC | History | Reduced | 148,181 | 1,015 | 2.59% | 0.09% | 11 | -719 | -0.48% | Q1 2014 | May 19, 2014 |
| MORGAN STANLEY | History | Added to | 104,364 | 715 | 0.0% | 0.0% | 12 | +77,314 | 285.82% | Q1 2014 | May 13, 2014 |
| Baker Avenue Asset Management, LP | History | New | 100,000 | 685 | 2.02% | — | 13 | +100,000 | New | Q1 2014 | Aug 06, 2014 |
| PEAK6 Investments, L.P. | History | New | 97,100 | 665 | 0.01% | — | 14 | +97,100 | New | Q1 2014 | May 19, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Added to | 73,785 | 505 | 0.0% | 0.0% | 15 | +35,406 | 92.25% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | New | 73,539 | 504 | 0.01% | — | 16 | +73,539 | New | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Added to | 72,000 | 493 | 0.0% | 0.0% | 17 | +60,969 | 552.71% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | Reduced | 62,766 | 430 | 0.0% | 0.0% | 18 | -3,128 | -4.75% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Reduced | 59,511 | 408 | 0.03% | 0.02% | 19 | -9,862 | -14.22% | Q1 2014 | May 05, 2014 |
| Spot Trading L.L.C | History | Added to | 57,000 | 390 | 0.0% | 0.0% | 20 | +23,000 | 67.65% | Q1 2014 | May 13, 2014 |
| UBS OCONNOR LLC | History | New | 53,200 | 364 | 0.01% | — | 21 | +53,200 | New | Q1 2014 | May 14, 2014 |
| Longbow Capital Partners, L.P. | History | Reduced | 53,000 | 363 | 0.25% | 0.75% | 22 | -78,274 | -59.63% | Q1 2014 | May 14, 2014 |
| GSA CAPITAL PARTNERS LLP | History | New | 52,300 | 358 | 0.03% | — | 23 | +52,300 | New | Q1 2014 | May 14, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | New | 50,200 | 344 | 0.0% | — | 24 | +50,200 | New | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | Added to | 43,400 | 298 | 0.0% | 0.0% | 25 | +1,200 | 2.84% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | New | 35,706 | 245 | 0.01% | — | 26 | +35,706 | New | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | New | 28,206 | 193 | 0.28% | — | 27 | +28,206 | New | Q1 2014 | Aug 08, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | Reduced | 27,600 | 189 | 0.06% | 0.08% | 28 | -2,400 | -8.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | New | 19,300 | 132 | 0.0% | — | 29 | +19,300 | New | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | New | 15,749 | 108 | 0.0% | — | 30 | +15,749 | New | Q1 2014 | May 15, 2014 |
| SG Americas Securities, LLC | History | New | 12,600 | 86 | 0.0% | — | 31 | +12,600 | New | Q1 2014 | May 14, 2014 |
| Airain ltd | History | New | 12,573 | 86 | 0.02% | — | 32 | +12,573 | New | Q1 2014 | May 13, 2014 |
| STEELHEAD PARTNERS LLC | History | No change | 8,100 | 55 | 0.0% | 0.01% | 33 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Added to | 6,904 | 48 | 0.0% | 0.0% | 34 | +2,218 | 47.33% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | Reduced | 6,440 | 44 | 0.01% | 0.01% | 35 | -4,708 | -42.23% | Q1 2014 | May 02, 2014 |
| WELLS FARGO & COMPANY/MN | History | Reduced | 6,271 | 43 | 0.0% | 0.0% | 36 | -17,272 | -73.36% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Added to | 5,989 | 40 | 0.0% | 0.0% | 37 | +2,488 | 71.07% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 5,555 | 39 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | New | 1,545 | 10 | 0.0% | — | 39 | +1,545 | New | Q1 2014 | May 01, 2014 |
| Creative Planning | History | No change | 1,308 | 9 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 700 | 5 | 0.0% | 0.0% | 41 | +200 | 40.0% | Q1 2014 | May 09, 2014 |
| ASSET ADVISORS CORP | History | New | 600 | 4 | 0.0% | — | 42 | +600 | New | Q1 2014 | Apr 29, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 250 | 2 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 281 | 2 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | Reduced | 172 | 1 | 0.0% | 0.0% | 45 | -232 | -57.43% | Q1 2014 | May 15, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -102,543 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Northeast Financial Consultants Inc | History | Closed out | 0 | 0 | — | 0.08% | — | -16,000 | -100.0% | Q4 2013 | Feb 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -6,730 | -100.0% | Q4 2013 | Feb 13, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | Closed out | 0 | 0 | — | 0.0% | — | -5,000 | -100.0% | Q4 2013 | Feb 14, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 4 | 0 | — | 0.0% | — | -1,000 | -99.6% | Q1 2014 | May 12, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 27 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| MetLife Securities, Inc | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 21, 2014 |