PARAGON SHIPPING INC - 69913R408
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Oceanic Investment Management LTD | History | No change | 1,622,930 | 11,117 | 3.91% | 3.91% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Allianz Asset Management AG | History | No change | 1,365,000 | 9,350 | 0.01% | 0.01% | 2 | 0 | 0.0% | Q1 2014 | May 28, 2014 |
| MSDC Management, L.P. | History | No change | 614,700 | 4,211 | 0.16% | 0.16% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Pine River Capital Management L.P. | History | No change | 428,963 | 2,938 | 0.05% | 0.05% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| OAKTREE CAPITAL MANAGEMENT LP | History | No change | 400,000 | 2,740 | 0.05% | 0.05% | 5 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| KAYNE ANDERSON CAPITAL ADVISORS LP | History | No change | 256,000 | 1,754 | 0.01% | 0.01% | 6 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| STANDARD PACIFIC CAPITAL LLC/CA | History | No change | 231,755 | 1,588 | 0.23% | 0.23% | 7 | 0 | 0.0% | Q1 2014 | May 07, 2014 |
| Phoenix Investment Adviser LLC | History | Added to | 253,000 | 1,495 | 1.0% | 1.35% | 8 | +20,000 | 8.58% | Q2 2014 | Aug 06, 2014 |
| Tygh Capital Management, Inc. | History | Reduced | 245,875 | 1,453 | 0.31% | 0.36% | 9 | -13,861 | -5.34% | Q2 2014 | Aug 06, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 200,005 | 1,370 | 0.0% | 0.0% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCOGGIN LLC | History | No change | 148,181 | 1,015 | 0.1% | 0.1% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 104,364 | 715 | 0.0% | 0.0% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Baker Avenue Asset Management, LP | History | No change | 100,000 | 685 | 0.11% | 0.11% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| PEAK6 Investments, L.P. | History | No change | 97,100 | 665 | 0.01% | 0.01% | 14 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | No change | 73,785 | 505 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | No change | 73,539 | 504 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | No change | 72,000 | 493 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Invesco Ltd. | History | No change | 62,766 | 430 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | No change | 57,000 | 390 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| UBS OCONNOR LLC | History | No change | 53,200 | 364 | 0.01% | 0.01% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Longbow Capital Partners, L.P. | History | No change | 53,000 | 363 | 0.25% | 0.25% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | No change | 50,200 | 344 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 43,400 | 298 | 0.0% | 0.0% | 23 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ZACKS INVESTMENT MANAGEMENT | History | No change | 35,706 | 245 | 0.01% | 0.01% | 24 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITADEL ADVISORS LLC | History | No change | 28,206 | 193 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | No change | 27,600 | 189 | 0.06% | 0.06% | 26 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | No change | 19,300 | 132 | 0.0% | 0.0% | 27 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| JANE STREET GROUP, LLC | History | No change | 15,749 | 108 | 0.0% | 0.0% | 28 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| TFS CAPITAL LLC | History | Reduced | 17,640 | 104 | 0.01% | 0.03% | 29 | -41,871 | -70.36% | Q2 2014 | Jul 21, 2014 |
| SG Americas Securities, LLC | History | No change | 12,600 | 86 | 0.0% | 0.0% | 30 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| STEELHEAD PARTNERS LLC | History | No change | 8,100 | 55 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 6,904 | 48 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Tower Research Capital LLC | History | No change | 6,440 | 44 | 0.01% | 0.01% | 33 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 6,271 | 43 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 5,989 | 40 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ROYAL BANK OF CANADA | History | No change | 5,555 | 39 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | No change | 1,545 | 9 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| Creative Planning | History | No change | 1,308 | 9 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| ASSET ADVISORS CORP | History | No change | 600 | 4 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | No change | 700 | 3 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BANK OF MONTREAL /CAN/ | History | No change | 250 | 2 | 0.0% | 0.0% | 41 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 281 | 2 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CITIGROUP INC | History | No change | 172 | 1 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GSA CAPITAL PARTNERS LLP | History | Closed out | 0 | 0 | — | 0.03% | — | -52,300 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Airain ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -12,573 | -100.0% | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | No change | 4 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | No change | 27 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | Apr 28, 2014 |
| MetLife Securities, Inc | History | No change | 16 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |