PAX WORLD FDS TR II - 70422P206
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY | History | Added to | 46,150 | 1,325 | 0.0% | 0.0% | 1 | +7,988 | 20.93% | Q1 2014 | May 13, 2014 |
| WELLS FARGO & COMPANY/MN | History | Added to | 38,425 | 1,103 | 0.0% | 0.0% | 2 | +14,454 | 60.3% | Q1 2014 | May 15, 2014 |
| Raymond James Financial Services Advisors, Inc. | History | No change | 22,487 | 646 | 0.04% | 0.04% | 3 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| LPL Financial LLC | History | Reduced | 22,211 | 638 | 0.0% | 0.0% | 4 | -429 | -1.89% | Q1 2014 | May 12, 2014 |
| AMERIPRISE FINANCIAL INC | History | Reduced | 17,635 | 506 | 0.0% | 0.0% | 5 | -3,230 | -15.48% | Q1 2014 | May 14, 2014 |
| Gemmer Asset Management LLC | History | New | 14,561 | 418 | 0.3% | — | 6 | +14,561 | New | Q1 2014 | May 23, 2014 |
| ROYAL BANK OF CANADA | History | Added to | 13,514 | 388 | 0.0% | 0.0% | 7 | +11,570 | 595.16% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 13,000 | 373 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 10,000 | 287 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Gerstein Fisher | History | No change | 7,833 | 225 | 0.05% | 0.05% | 10 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Montecito Bank & Trust | History | No change | 7,500 | 215 | 0.14% | 0.14% | 11 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FIRST HAWAIIAN BANK | History | New | 7,031 | 202 | 0.04% | — | 12 | +7,031 | New | Q1 2014 | Apr 21, 2014 |
| UBS AG | History | Added to | 6,054 | 174 | 0.0% | 0.0% | 13 | +154 | 2.61% | Q1 2014 | May 16, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 3,273 | 93 | 0.0% | 0.0% | 14 | +2,491 | 318.54% | Q1 2014 | May 12, 2014 |
| WHITTIER TRUST CO OF NEVADA INC | History | No change | 2,000 | 57 | 0.01% | 0.01% | 15 | 0 | 0.0% | Q1 2014 | May 01, 2014 |
| MetLife Securities, Inc | History | No change | 1,550 | 45 | 0.01% | 0.01% | 16 | 0 | 0.0% | Q1 2014 | May 21, 2014 |
| Johnson Financial Group, Inc. | History | No change | 1,100 | 33 | 0.01% | 0.01% | 17 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| PAX WORLD MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 1.45% | — | -764,302 | -100.0% | Q4 2013 | Feb 14, 2014 |
| Commonwealth Equity Services, Inc | History | Closed out | 0 | 0 | — | 0.03% | — | -78,634 | -100.0% | Q4 2013 | Feb 11, 2014 |
| Long Wharf Investors, Inc. | History | Closed out | 0 | 0 | — | 0.34% | — | -12,672 | -100.0% | Q4 2013 | Feb 07, 2014 |
| Jane Street Holding, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,346 | -100.0% | Q4 2013 | Feb 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 3.88% | — | -8,593 | -100.0% | Q4 2013 | Feb 27, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Closed out | 0 | 0 | — | 0.0% | — | -7,000 | -100.0% | Q4 2013 | Feb 07, 2014 |