PENN WEST PETROLEUM LTD - 707887105
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| First Eagle Investment Management, LLC | History | Added to | 37,065,456 | 361,759 | 0.88% | 0.81% | 1 | +343,047 | 0.93% | Q2 2014 | Aug 08, 2014 |
| CIBC Asset Management Inc | History | Reduced | 15,809,671 | 154,468 | 0.88% | 0.81% | 2 | -601,125 | -3.66% | Q2 2014 | Aug 01, 2014 |
| TORONTO DOMINION BANK | History | Added to | 7,113,789 | 69,470 | 0.23% | 0.19% | 3 | +680,998 | 10.59% | Q2 2014 | Aug 11, 2014 |
| CIBC World Markets Inc. | History | Reduced | 6,838,465 | 66,743 | 0.23% | 0.22% | 4 | -46,483 | -0.68% | Q2 2014 | Aug 08, 2014 |
| Mawer Investment Management Ltd. | History | Reduced | 1,721,972 | 16,807 | 0.22% | 0.25% | 5 | -359,666 | -17.28% | Q2 2014 | Aug 11, 2014 |
| Swiss National Bank | History | Reduced | 1,514,041 | 14,773 | 0.05% | 0.05% | 6 | -42,900 | -2.76% | Q2 2014 | Aug 06, 2014 |
| INTACT INVESTMENT MANAGEMENT INC. | History | Reduced | 1,346,700 | 14,015 | 0.57% | 0.61% | 7 | -150,900 | -10.08% | Q2 2014 | Aug 07, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 1,421,805 | 13,877 | 0.01% | 0.01% | 8 | +137,175 | 10.68% | Q2 2014 | Aug 11, 2014 |
| APG Asset Management N.V. | History | Added to | 1,390,369 | 13,602 | 0.03% | 0.03% | 9 | +67,626 | 5.11% | Q2 2014 | Aug 11, 2014 |
| Sumitomo Mitsui Trust Holdings, Inc. | History | Reduced | 1,139,980 | 11,137 | 0.02% | 0.02% | 10 | -59,298 | -4.94% | Q2 2014 | Aug 11, 2014 |
| GRACE & WHITE INC /NY | History | Reduced | 996,328 | 9,724 | 1.88% | 1.67% | 11 | -34,910 | -3.39% | Q2 2014 | Jul 23, 2014 |
| Hexavest Inc. | History | No change | 724,613 | 7,089 | 0.11% | 0.09% | 12 | 0 | 0.0% | Q2 2014 | Jul 10, 2014 |
| Tipp Hill Capital Management LLC | History | New | 650,000 | 6,344 | 5.6% | — | 13 | +650,000 | New | Q2 2014 | Jul 23, 2014 |
| MACKENZIE FINANCIAL CORP | History | Reduced | 634,899 | 6,201 | 0.03% | 0.03% | 14 | -132,750 | -17.29% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 542,048 | 5,290 | 0.0% | 0.0% | 15 | -9,498 | -1.72% | Q2 2014 | Aug 06, 2014 |
| PRIVATE ASSET MANAGEMENT INC | History | Reduced | 491,353 | 4,796 | 0.77% | 0.69% | 16 | -1,007 | -0.2% | Q2 2014 | Aug 06, 2014 |
| VIRGINIA RETIREMENT SYSTEMS ET AL | History | Added to | 485,500 | 4,749 | 0.08% | 0.04% | 17 | +203,400 | 72.1% | Q2 2014 | Jul 23, 2014 |
| Counsel Portfolio Services Inc. | History | No change | 460,800 | 4,501 | 0.42% | 0.39% | 18 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| GREAT WEST LIFE ASSURANCE CO /CAN/ | History | Reduced | 419,494 | 4,090 | 0.01% | 0.01% | 19 | -32,060 | -7.1% | Q2 2014 | Aug 06, 2014 |
| Highstreet Asset Management Inc. | History | Reduced | 362,000 | 3,535 | 0.77% | 0.71% | 20 | -23,400 | -6.07% | Q2 2014 | Jul 23, 2014 |
| MARCO INVESTMENT MANAGEMENT LLC | History | New | 355,000 | 3,461 | 0.66% | — | 21 | +355,000 | New | Q2 2014 | Jul 29, 2014 |
| AGF INVESTMENTS INC. | History | Added to | 330,000 | 3,222 | 0.03% | 0.02% | 22 | +76,000 | 29.92% | Q2 2014 | Jul 30, 2014 |
| CAPITAL FUND MANAGEMENT S.A. | History | Reduced | 284,466 | 2,776 | 0.03% | 0.06% | 23 | -298,668 | -51.22% | Q2 2014 | Aug 01, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 262,132 | 2,558 | 0.0% | 0.0% | 24 | +75,852 | 40.72% | Q2 2014 | Aug 08, 2014 |
| FIRST REPUBLIC INVESTMENT MANAGEMENT, INC. | History | Reduced | 192,198 | 1,876 | 0.03% | 0.03% | 25 | -1,103 | -0.57% | Q2 2014 | Aug 11, 2014 |
| TAYLOR ASSET MANAGEMENT INC | History | New | 166,500 | 1,626 | 0.18% | — | 26 | +166,500 | New | Q2 2014 | Jul 17, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Added to | 157,400 | 1,541 | 0.01% | 0.0% | 27 | +114,100 | 263.51% | Q2 2014 | Jul 21, 2014 |
| LPL Financial LLC | History | Added to | 154,108 | 1,504 | 0.01% | 0.01% | 28 | +16,446 | 11.95% | Q2 2014 | Aug 05, 2014 |
| Roundview Capital LLC | History | Added to | 152,100 | 1,484 | 0.6% | 0.41% | 29 | +51,500 | 51.19% | Q2 2014 | Aug 08, 2014 |
| SHELL ASSET MANAGEMENT CO | History | Reduced | 139,397 | 1,453 | 0.02% | 0.02% | 30 | -10,500 | -7.0% | Q2 2014 | Aug 08, 2014 |
| MEAG MUNICH ERGO KAPITALANLAGEGESELLSCHAFT MBH | History | No change | 141,000 | 1,376 | 0.06% | 0.09% | 31 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| BEACON FINANCIAL GROUP | History | Reduced | 136,543 | 1,327 | 0.29% | 0.29% | 32 | -30,580 | -18.3% | Q2 2014 | Jul 08, 2014 |
| GRUSS & CO INC | History | Reduced | 130,000 | 1,269 | 1.44% | 1.95% | 33 | -70,000 | -35.0% | Q2 2014 | Jul 29, 2014 |
| DAVIDSON D A & CO | History | Reduced | 119,898 | 1,170 | 0.04% | 0.04% | 34 | -3,132 | -2.55% | Q2 2014 | Jul 29, 2014 |
| Diversified Investment Strategies, LLC | History | No change | 113,876 | 1,111 | 0.84% | 0.77% | 35 | 0 | 0.0% | Q2 2014 | Jul 21, 2014 |
| Aperio Group, LLC | History | Added to | 108,079 | 1,055 | 0.02% | 0.01% | 36 | +14,952 | 16.06% | Q2 2014 | Jul 23, 2014 |
| McAdams Wright Ragen, Inc. | History | Reduced | 83,512 | 815 | 0.05% | 0.05% | 37 | -3,543 | -4.07% | Q2 2014 | Aug 08, 2014 |
| Cambridge Investment Research Advisors, Inc. | History | Added to | 77,998 | 761 | 0.03% | 0.02% | 39 | +20,797 | 36.36% | Q2 2014 | Jul 25, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 78,012 | 761 | 0.0% | 0.0% | 38 | +188 | 0.24% | Q2 2014 | Aug 08, 2014 |
| Her Majesty the Queen in Right of the Province of Alberta as represented by Alberta Investment Management Corp | History | No change | 69,900 | 728 | 0.01% | 0.01% | 40 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| JOHN G ULLMAN & ASSOCIATES INC | History | Reduced | 72,250 | 705 | 0.13% | 0.12% | 41 | -8,055 | -10.03% | Q2 2014 | Jul 18, 2014 |
| BAIRD ROBERT W & CO INC /WI/ | History | Reduced | 71,212 | 695 | 0.01% | 0.01% | 42 | -2,297 | -3.12% | Q2 2014 | Aug 08, 2014 |
| Zurcher Kantonalbank (Zurich Cantonalbank) | History | Added to | 85,694 | 663 | 0.02% | 0.02% | 43 | +7,926 | 10.19% | Q2 2014 | Aug 06, 2014 |
| Geduld E E | History | New | 55,000 | 537 | 0.33% | — | 44 | +55,000 | New | Q2 2014 | Aug 04, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 48,317 | 472 | 0.0% | 0.0% | 45 | -20,000 | -29.28% | Q2 2014 | Aug 11, 2014 |
| DEERE & CO | History | Added to | 44,092 | 430 | 0.02% | 0.01% | 46 | +21,428 | 94.55% | Q2 2014 | Aug 11, 2014 |
| Old Mutual Global Index Trackers (Proprietary) LTD | History | Reduced | 41,700 | 408 | 0.1% | 0.09% | 47 | -1,800 | -4.14% | Q2 2014 | Aug 04, 2014 |
| HUNTINGTON NATIONAL BANK | History | New | 36,000 | 351 | 0.01% | — | 48 | +36,000 | New | Q2 2014 | Jul 25, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 33,142 | 323 | 0.0% | 0.0% | 49 | -4,366 | -11.64% | Q2 2014 | Jul 23, 2014 |
| Mathes Company, Inc. | History | Added to | 33,000 | 322 | 0.16% | 0.12% | 50 | +5,700 | 20.88% | Q2 2014 | Aug 05, 2014 |
| CAPSTONE ASSET MANAGEMENT CO | History | Added to | 32,436 | 317 | 0.01% | 0.01% | 51 | +2,650 | 8.9% | Q2 2014 | Jul 11, 2014 |
| WealthTrust Axiom LLC | History | No change | 31,950 | 311 | 0.11% | 0.1% | 52 | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| CAPITAL MANAGEMENT ASSOCIATES /NY/ | History | New | 31,800 | 310 | 0.05% | — | 53 | +31,800 | New | Q2 2014 | Aug 06, 2014 |
| Wellington Shields Capital Management, LLC | History | New | 31,800 | 310 | 0.05% | — | 54 | +31,800 | New | Q2 2014 | Aug 06, 2014 |
| REIK & CO., LLC | History | No change | 28,015 | 273 | 0.09% | 0.08% | 55 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| World Asset Management Inc | History | Reduced | 26,742 | 261 | 0.01% | 0.01% | 56 | -789 | -2.87% | Q2 2014 | Jul 28, 2014 |
| HBK Sorce Advisory LLC | History | New | 23,147 | 226 | 0.08% | — | 57 | +23,147 | New | Q2 2014 | Aug 06, 2014 |
| Private Advisor Group, LLC | History | Reduced | 21,177 | 207 | 0.02% | 0.02% | 58 | -1,120 | -5.02% | Q2 2014 | Aug 08, 2014 |
| Barnett & Company, Inc. | History | No change | 19,800 | 193 | 0.08% | 0.07% | 59 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| INTEGRAL DERIVATIVES, LLC | History | Reduced | 16,676 | 163 | 0.0% | 0.01% | 60 | -23,324 | -58.31% | Q2 2014 | Aug 07, 2014 |
| Jarislowsky, Fraser Ltd | History | No change | 14,200 | 139 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| Lyons Wealth Management, LLC. | History | Reduced | 14,234 | 138 | 0.12% | 0.11% | 62 | -1,023 | -6.71% | Q2 2014 | Aug 11, 2014 |
| Mechanics Bank Trust Department | History | No change | 13,800 | 135 | 0.04% | 0.03% | 63 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| PRIVATE TRUST CO NA | History | Added to | 12,430 | 121 | 0.04% | 0.04% | 64 | +72 | 0.58% | Q2 2014 | Jul 22, 2014 |
| MONROE BANK & TRUST/MI | History | No change | 12,000 | 117 | 0.04% | 0.03% | 65 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| DELTA LLOYD NV | History | No change | 11,986 | 117 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| BLAIR WILLIAM & CO/IL | History | Reduced | 11,407 | 111 | 0.0% | 0.0% | 67 | -2,050 | -15.23% | Q2 2014 | Aug 01, 2014 |
| Quantbot Technologies LP | History | New | 10,547 | 102 | 0.02% | — | 69 | +10,547 | New | Q2 2014 | Jul 08, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 10,498 | 102 | 0.0% | 0.0% | 68 | +449 | 4.47% | Q2 2014 | Aug 08, 2014 |
| BAINCO INTERNATIONAL INVESTORS | History | No change | 10,000 | 98 | 0.02% | 0.02% | 70 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| SAN FRANCISCO SENTRY INVESTMENT GROUP (CA) | History | Added to | 9,805 | 96 | 0.05% | 0.02% | 71 | +1,394 | 16.57% | Q2 2014 | Jul 18, 2014 |
| Barrett Asset Management, LLC | History | New | 6,000 | 59 | 0.0% | — | 72 | +6,000 | New | Q2 2014 | Aug 04, 2014 |
| Warren Averett Asset Management, LLC | History | New | 4,748 | 46 | 0.02% | — | 73 | +4,748 | New | Q2 2014 | Jul 29, 2014 |
| FTB Advisors, Inc. | History | No change | 3,679 | 32 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q2 2014 | Aug 07, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 2,463 | 24 | 0.0% | — | 75 | +2,459 | 61475.0% | Q2 2014 | Aug 06, 2014 |
| Carroll Financial Associates, Inc. | History | No change | 2,150 | 21 | 0.01% | 0.01% | 76 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| NEW ENGLAND SECURITIES CORP /MA/ | History | No change | 1,700 | 17 | 0.01% | 0.01% | 77 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| EDELMAN FINANCIAL GROUP INC. | History | No change | 1,600 | 15 | 0.0% | 0.0% | 78 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| BRAVE ASSET MANAGEMENT INC | History | No change | 1,559 | 15 | 0.01% | 0.01% | 79 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | No change | 1,000 | 10 | 0.0% | 0.0% | 80 | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| JNBA Financial Advisors | History | No change | 1,007 | 10 | 0.0% | 0.0% | 81 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| DUNCKER STREETT & CO INC | History | No change | 900 | 9 | 0.0% | 0.0% | 82 | 0 | 0.0% | Q2 2014 | Jul 23, 2014 |
| Manchester Capital Management LLC | History | New | 729 | 7 | 0.0% | — | 83 | +729 | New | Q2 2014 | Jul 31, 2014 |
| MetLife Securities, Inc | History | No change | 750 | 7 | 0.0% | 0.0% | 84 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| TOMPKINS FINANCIAL CORP | History | No change | 500 | 5 | 0.0% | 0.0% | 85 | 0 | 0.0% | Q2 2014 | Jul 11, 2014 |
| CENTRAL TRUST & INVESTMENT CO | History | Reduced | 300 | 3 | 0.0% | 0.0% | 86 | -180 | -37.5% | Q2 2014 | Jul 09, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 348 | 3 | 0.0% | 0.0% | 87 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| Regal Investment Advisors LLC | History | No change | 400 | 3 | 0.0% | 0.0% | 88 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Capital Advisors, Ltd. LLC | History | No change | 300 | 3 | 0.0% | 0.0% | 89 | 0 | 0.0% | Q2 2014 | Jul 25, 2014 |
| TOCQUEVILLE ASSET MANAGEMENT L.P. | History | New | 200 | 2 | 0.0% | — | 91 | +200 | New | Q2 2014 | Jul 30, 2014 |
| Lehman Financial Resources, Inc. | History | Reduced | 250 | 2 | 0.0% | 0.0% | 93 | -200 | -44.44% | Q2 2014 | Aug 08, 2014 |
| WASHINGTON TRUST BANK | History | No change | 200 | 2 | 0.0% | 0.0% | 90 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| REILLY FINANCIAL ADVISORS, LLC | History | No change | 250 | 2 | 0.0% | 0.0% | 92 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| Cordasco Financial Network | History | No change | 164 | 2 | 0.0% | 0.0% | 94 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| FOUNDERS BANK & TRUST | History | No change | 120 | 1 | 0.0% | 0.0% | 95 | 0 | 0.0% | Q2 2014 | Jul 22, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.11% | — | -17,757,244 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF MONTREAL /CAN/ | History | Closed out | 0 | 0 | — | 0.11% | — | -10,417,513 | -100.0% | Q1 2014 | May 15, 2014 |
| Magnetar Financial LLC | History | Closed out | 0 | 0 | — | 1.56% | — | -8,513,538 | -100.0% | Q1 2014 | May 15, 2014 |
| TD ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.13% | — | -8,371,346 | -100.0% | Q1 2014 | May 09, 2014 |
| EDGE ASSET MANAGEMENT, INC | History | Closed out | 0 | 0 | — | 0.64% | — | -7,215,683 | -100.0% | Q1 2014 | May 13, 2014 |
| DEPRINCE RACE & ZOLLO INC | History | Closed out | 0 | 0 | — | 0.36% | — | -3,584,817 | -100.0% | Q1 2014 | May 14, 2014 |
| Good Harbor Financial, LLC | History | Closed out | 0 | 0 | — | 0.35% | — | -3,039,870 | -100.0% | Q1 2014 | May 15, 2014 |
| FrontFour Capital Group LLC | History | Closed out | 0 | 0 | — | 3.69% | — | -2,760,018 | -100.0% | Q1 2014 | May 15, 2014 |
| LEGAL & GENERAL GROUP PLC | History | Closed out | 0 | 0 | — | 0.02% | — | -2,411,075 | -100.0% | Q1 2014 | May 14, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -2,319,924 | -100.0% | Q1 2014 | May 16, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.07% | — | -2,191,870 | -100.0% | Q1 2014 | May 12, 2014 |
| BANK OF NOVA SCOTIA / | History | Closed out | 0 | 0 | — | 0.07% | — | -1,984,190 | -100.0% | Q1 2014 | May 14, 2014 |
| PUBLIC SECTOR PENSION INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.11% | — | -1,974,439 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.01% | — | -1,838,173 | -100.0% | Q1 2014 | May 15, 2014 |
| I.G. INVESTMENT MANAGEMENT, LTD. | History | Closed out | 0 | 0 | — | 0.05% | — | -1,777,272 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.02% | — | -1,600,114 | -100.0% | Q1 2014 | May 15, 2014 |
| MILLENNIUM MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.04% | — | -1,541,165 | -100.0% | Q1 2014 | May 15, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.01% | — | -1,533,645 | -100.0% | Q1 2014 | May 14, 2014 |
| RENAISSANCE TECHNOLOGIES LLC | History | Closed out | 0 | 0 | — | 0.03% | — | -1,457,303 | -100.0% | Q1 2014 | May 14, 2014 |
| SCOGGIN LLC | History | Closed out | 0 | 0 | — | 30.29% | — | -1,420,000 | -100.0% | Q1 2014 | May 19, 2014 |
| SENECA CAPITAL INVESTMENTS, L.P. | History | Closed out | 0 | 0 | — | 2.68% | — | -1,359,000 | -100.0% | Q1 2014 | May 15, 2014 |
| KEY GROUP HOLDINGS (CAYMAN), LTD. | History | Closed out | 0 | 0 | — | 1.02% | — | -1,234,828 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS GLOBAL ASSET MANAGEMENT AMERICAS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,217,796 | -100.0% | Q1 2014 | May 23, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -1,216,862 | -100.0% | Q1 2014 | May 13, 2014 |
| AXA | History | Closed out | 0 | 0 | — | 0.04% | — | -1,047,895 | -100.0% | Q1 2014 | May 13, 2014 |
| SCOTIA CAPITAL INC. | History | Closed out | 0 | 0 | — | 0.18% | — | -979,635 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -867,256 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -803,374 | -100.0% | Q1 2014 | May 15, 2014 |
| Advisors Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.1% | — | -788,897 | -100.0% | Q1 2014 | May 15, 2014 |
| Charter Oak Partners Management, L.P. | History | Closed out | 0 | 0 | — | 4.56% | — | -758,887 | -100.0% | Q1 2014 | May 14, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -723,916 | -100.0% | Q1 2014 | May 15, 2014 |
| Alta Advisers Ltd | History | Closed out | 0 | 0 | — | 1.96% | — | -679,724 | -100.0% | Q1 2014 | Apr 28, 2014 |
| FMR LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -638,000 | -100.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | Closed out | 0 | 0 | — | 0.0% | — | -615,998 | -100.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -576,542 | -100.0% | Q1 2014 | May 14, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -570,819 | -100.0% | Q1 2014 | May 16, 2014 |
| ONTARIO TEACHERS PENSION PLAN BOARD | History | Closed out | 0 | 0 | — | 0.04% | — | -538,681 | -100.0% | Q1 2014 | May 13, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | Closed out | 0 | 0 | — | 0.04% | — | -521,094 | -100.0% | Q1 2014 | May 14, 2014 |
| PRINCIPAL FINANCIAL GROUP INC | History | Closed out | 0 | 0 | — | 0.01% | — | -430,690 | -100.0% | Q1 2014 | May 13, 2014 |
| CANADA PENSION PLAN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -425,076 | -100.0% | Q1 2014 | May 09, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.01% | — | -404,687 | -100.0% | Q1 2014 | May 16, 2014 |
| Loeb Offshore Management LP | History | Closed out | 0 | 0 | — | 0.63% | — | -379,292 | -100.0% | Q1 2014 | May 15, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 3.65% | — | -303,298 | -100.0% | Q1 2014 | Aug 08, 2014 |
| RAYMOND JAMES & ASSOCIATES | History | Closed out | 0 | 0 | — | 0.02% | — | -280,741 | -100.0% | Q1 2014 | May 13, 2014 |
| Jefferies Group LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -271,930 | -100.0% | Q1 2014 | May 16, 2014 |
| PineBridge Investments Ltd | History | Closed out | 0 | 0 | — | 0.08% | — | -267,942 | -100.0% | Q1 2014 | May 14, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -264,244 | -100.0% | Q1 2014 | May 15, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.03% | — | -262,488 | -100.0% | Q1 2014 | Apr 11, 2014 |
| Lorber David A | History | Closed out | 0 | 0 | — | 3.86% | — | -251,076 | -100.0% | Q1 2014 | May 15, 2014 |
| Spot Trading L.L.C | History | Closed out | 0 | 0 | — | 0.01% | — | -246,710 | -100.0% | Q1 2014 | May 13, 2014 |
| STATE OF WISCONSIN INVESTMENT BOARD | History | Closed out | 0 | 0 | — | 0.01% | — | -244,834 | -100.0% | Q1 2014 | May 14, 2014 |
| TOBAM | History | Closed out | 0 | 0 | — | 0.09% | — | -227,100 | -100.0% | Q1 2014 | Jun 06, 2014 |
| PARA ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.8% | — | -203,000 | -100.0% | Q1 2014 | May 15, 2014 |
| BTG Pactual Global Asset Management Ltd | History | Closed out | 0 | 0 | — | 0.37% | — | -200,000 | -100.0% | Q1 2014 | May 14, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -198,073 | -100.0% | Q1 2014 | May 15, 2014 |
| Fiera Capital Corp | History | Closed out | 0 | 0 | — | 0.01% | — | -197,558 | -100.0% | Q1 2014 | Apr 15, 2014 |
| AVIVA PLC | History | Closed out | 0 | 0 | — | 0.01% | — | -189,816 | -100.0% | Q1 2014 | May 14, 2014 |
| US BANCORP \DE\ | History | Closed out | 0 | 0 | — | 0.01% | — | -175,130 | -100.0% | Q1 2014 | May 14, 2014 |
| Hutchin Hill Capital, LP | History | Closed out | 0 | 0 | — | 0.07% | — | -172,600 | -100.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -167,827 | -100.0% | Q1 2014 | May 15, 2014 |
| PEAK6 Investments, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -159,638 | -100.0% | Q1 2014 | May 19, 2014 |
| Timber Hill LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -151,871 | -100.0% | Q1 2014 | May 13, 2014 |
| Gulf International Bank (UK) Ltd | History | Closed out | 0 | 0 | — | 0.02% | — | -134,464 | -100.0% | Q1 2014 | May 06, 2014 |
| ELKHORN PARTNERS LIMITED PARTNERSHIP | History | Closed out | 0 | 0 | — | 0.68% | — | -128,949 | -100.0% | Q1 2014 | May 14, 2014 |
| GUARDIAN CAPITAL ADVISORS LP | History | Closed out | 0 | 0 | — | 0.18% | — | -109,840 | -100.0% | Q1 2014 | May 14, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.01% | — | -108,911 | -100.0% | Q1 2014 | May 15, 2014 |
| HBK INVESTMENTS L P | History | Closed out | 0 | 0 | — | 0.02% | — | -103,600 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP Paribas Investment Partners S.A. | History | Closed out | 0 | 0 | — | 0.01% | — | -101,814 | -100.0% | Q1 2014 | May 13, 2014 |
| Bollard Group LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -101,671 | -100.0% | Q1 2014 | May 14, 2014 |
| AMP Capital Investors Ltd | History | Closed out | 0 | 0 | — | 0.01% | — | -98,567 | -100.0% | Q1 2014 | May 14, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -98,279 | -100.0% | Q1 2014 | May 14, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -96,636 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -93,321 | -100.0% | Q1 2014 | May 02, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.01% | — | -92,750 | -100.0% | Q1 2014 | May 07, 2014 |
| Perella Weinberg Partners Capital Management LP | History | Closed out | 0 | 0 | — | 0.08% | — | -70,000 | -100.0% | Q1 2014 | May 22, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -69,511 | -100.0% | Q1 2014 | May 13, 2014 |
| PDT Partners, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -66,300 | -100.0% | Q1 2014 | May 15, 2014 |
| Man Investments Ltd | History | Closed out | 0 | 0 | — | 0.04% | — | -55,431 | -100.0% | Q1 2014 | May 15, 2014 |
| VAN ECK ASSOCIATES CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -53,548 | -100.0% | Q1 2014 | May 08, 2014 |
| Horizon Kinetics LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -48,408 | -100.0% | Q1 2014 | May 14, 2014 |
| 10-15 ASSOCIATES, INC. | History | Closed out | 0 | 0 | — | 0.12% | — | -43,504 | -100.0% | Q1 2014 | May 06, 2014 |
| KEYBANK NATIONAL ASSOCIATION/OH | History | Closed out | 0 | 0 | — | 0.0% | — | -38,600 | -100.0% | Q1 2014 | May 14, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.02% | — | -36,998 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -35,720 | -100.0% | Q1 2014 | May 13, 2014 |
| Korea Investment CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -35,400 | -100.0% | Q1 2014 | May 14, 2014 |
| C M BIDWELL & ASSOCIATES LTD | History | Closed out | 0 | 0 | — | 0.07% | — | -32,775 | -100.0% | Q1 2014 | May 12, 2014 |
| Rotella Capital Management, Inc. | History | Closed out | 0 | 0 | — | 0.33% | — | -32,500 | -100.0% | Q1 2014 | May 21, 2014 |
| Cetera Advisor Networks LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -30,577 | -100.0% | Q1 2014 | May 15, 2014 |
| STERNE AGEE GROUP, INC. | History | Closed out | 0 | 0 | — | 0.05% | — | -30,000 | -100.0% | Q1 2014 | May 08, 2014 |
| JPMORGAN CHASE & CO | History | Closed out | 0 | 0 | — | 0.0% | — | -29,787 | -100.0% | Q1 2014 | May 15, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,469 | -100.0% | Q1 2014 | May 15, 2014 |
| HSBC HOLDINGS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -28,236 | -100.0% | Q1 2014 | May 14, 2014 |
| Allianz Asset Management AG | History | Closed out | 0 | 0 | — | 0.0% | — | -25,706 | -100.0% | Q1 2014 | May 28, 2014 |
| WHITE BAY PT LLC | History | Closed out | 0 | 0 | — | 0.13% | — | -25,200 | -100.0% | Q1 2014 | Apr 17, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -24,676 | -100.0% | Q1 2014 | May 15, 2014 |
| Walleye Trading LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -24,097 | -100.0% | Q1 2014 | May 15, 2014 |
| Rock Point Advisors, LLC | History | Closed out | 0 | 0 | — | 0.09% | — | -23,495 | -100.0% | Q1 2014 | May 13, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.04% | — | -23,110 | -100.0% | Q1 2014 | Apr 15, 2014 |
| OPPENHEIMER & CO INC | History | Closed out | 0 | 0 | — | 0.01% | — | -22,687 | -100.0% | Q1 2014 | May 09, 2014 |
| M&R CAPITAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.05% | — | -22,366 | -100.0% | Q1 2014 | May 02, 2014 |
| IMS Capital Management | History | Closed out | 0 | 0 | — | 0.2% | — | -19,841 | -100.0% | Q1 2014 | May 14, 2014 |
| HighTower Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,200 | -100.0% | Q1 2014 | May 15, 2014 |
| JANE STREET GROUP, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,038 | -100.0% | Q1 2014 | May 15, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,900 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST FOUNDATION ADVISORS | History | Closed out | 0 | 0 | — | 0.02% | — | -17,860 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -17,415 | -100.0% | Q1 2014 | May 15, 2014 |
| MERIDIAN INVESTMENT COUNSEL INC. | History | Closed out | 0 | 0 | — | 0.12% | — | -16,707 | -100.0% | Q1 2014 | May 15, 2014 |
| FAIRFAX FINANCIAL HOLDINGS LTD/ CAN | History | Closed out | 0 | 0 | — | 0.01% | — | -15,900 | -100.0% | Q1 2014 | May 14, 2014 |
| 1832 Asset Management L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -14,540 | -100.0% | Q1 2014 | May 14, 2014 |
| Platte River Capital LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -14,000 | -100.0% | Q1 2014 | May 09, 2014 |
| Bluefin Trading, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -12,800 | -100.0% | Q1 2014 | May 15, 2014 |
| Penbrook Management LLC | History | Closed out | 0 | 0 | — | 0.1% | — | -12,288 | -100.0% | Q1 2014 | May 07, 2014 |
| National Asset Management, Inc. | History | Closed out | 0 | 0 | — | 0.03% | — | -11,000 | -100.0% | Q1 2014 | May 02, 2014 |
| Janney Montgomery Scott LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -10,838 | -100.0% | Q1 2014 | May 14, 2014 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -10,621 | -100.0% | Q1 2014 | May 15, 2014 |
| CATAWBA CAPITAL MANAGEMENT /VA | History | Closed out | 0 | 0 | — | 0.02% | — | -10,310 | -100.0% | Q1 2014 | Apr 03, 2014 |
| U S GLOBAL INVESTORS INC | History | Closed out | 0 | 0 | — | 0.01% | — | -10,000 | -100.0% | Q1 2014 | May 15, 2014 |
| FIFTH THIRD BANCORP | History | Closed out | 0 | 0 | — | 0.0% | — | -9,718 | -100.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | Closed out | 0 | 0 | — | 0.0% | — | -8,260 | -100.0% | Q1 2014 | May 14, 2014 |
| Parallax Volatility Advisers, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -7,318 | -100.0% | Q1 2014 | May 15, 2014 |
| TORTOISE CAPITAL ADVISORS, L.L.C. | History | Closed out | 0 | 0 | — | 0.0% | — | -6,400 | -100.0% | Q1 2014 | May 09, 2014 |
| M&T BANK CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -4,000 | -100.0% | Q1 2014 | May 14, 2014 |
| Global X Management CO LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,684 | -100.0% | Q1 2014 | May 07, 2014 |
| MANAGED ACCOUNT ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -3,057 | -100.0% | Q1 2014 | May 15, 2014 |
| GLENMEDE TRUST CO NA | History | Closed out | 0 | 0 | — | 0.0% | — | -3,000 | -100.0% | Q1 2014 | May 07, 2014 |
| LORING WOLCOTT & COOLIDGE FIDUCIARY ADVISORS LLP/MA | History | Closed out | 0 | 0 | — | 0.0% | — | -2,255 | -100.0% | Q1 2014 | Apr 28, 2014 |
| Partnervest Advisory Services LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -1,850 | -100.0% | Q1 2014 | May 12, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | 0.0% | — | -1,750 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Hillsdale Investment Management Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,600 | -100.0% | Q1 2014 | May 14, 2014 |
| VTL Associates, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -987 | -100.0% | Q1 2014 | May 15, 2014 |
| Evercore Wealth Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -800 | -100.0% | Q1 2014 | May 15, 2014 |
| FIRST MANHATTAN CO | History | Closed out | 0 | 0 | — | 0.0% | — | -630 | -100.0% | Q1 2014 | May 16, 2014 |
| BESSEMER GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -310 | -100.0% | Q1 2014 | May 14, 2014 |
| LS Investment Advisors, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -230 | -100.0% | Q1 2014 | May 05, 2014 |
| WHITTIER TRUST CO | History | Closed out | 0 | 0 | — | 0.0% | — | -210 | -100.0% | Q1 2014 | May 01, 2014 |