PENNYMAC FINL SVCS INC - 70932B101
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Inc. | History | No change | 1,800,000 | 31,590 | 0.05% | 0.05% | 1 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Reduced | 1,031,790 | 15,673 | 0.0% | 0.0% | 2 | -48,967 | -4.53% | Q2 2014 | Aug 11, 2014 |
| BASSWOOD CAPITAL MANAGEMENT, L.L.C. | History | Added to | 980,937 | 14,900 | 0.77% | 0.69% | 3 | +178,367 | 22.22% | Q2 2014 | Jul 08, 2014 |
| BlackRock Fund Advisors | History | No change | 323,639 | 4,916 | 0.0% | 0.0% | 4 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| BB&T SECURITIES, LLC | History | Added to | 25,000 | 3,797 | 0.01% | 0.01% | 5 | +1,300 | 5.49% | Q2 2014 | Jul 11, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | Reduced | 125,001 | 1,899 | 0.05% | 0.12% | 6 | -3,000 | -2.34% | Q2 2014 | Aug 08, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Reduced | 113,392 | 1,722 | 0.0% | 0.0% | 7 | -25,121 | -18.14% | Q2 2014 | Aug 06, 2014 |
| ROYCE & ASSOCIATES LLC | History | No change | 50,000 | 760 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 36,380 | 553 | 0.0% | 0.0% | 9 | -7,781 | -17.62% | Q2 2014 | Aug 06, 2014 |
| Eidelman Virant Capital | History | New | 30,000 | 456 | 0.19% | — | 10 | +30,000 | New | Q2 2014 | Jul 09, 2014 |
| DekaBank Deutsche Girozentrale | History | Added to | 27,700 | 421 | 0.01% | 0.01% | 11 | +1,700 | 6.54% | Q2 2014 | Aug 08, 2014 |
| MENTA CAPITAL LLC | History | Added to | 23,303 | 354 | 0.07% | 0.06% | 12 | +11,096 | 90.9% | Q2 2014 | Aug 05, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 18,200 | 277 | 0.0% | 0.0% | 13 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Reduced | 15,181 | 231 | 0.02% | 0.02% | 14 | -1,511 | -9.05% | Q2 2014 | Aug 08, 2014 |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM | History | Added to | 13,940 | 212 | 0.0% | 0.0% | 15 | +748 | 5.67% | Q2 2014 | Aug 07, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 13,895 | 211 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 12,739 | 194 | 0.0% | 0.0% | 17 | -2,922 | -18.66% | Q2 2014 | Aug 06, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 11,810 | 179 | 0.0% | 0.0% | 18 | -17,391 | -59.56% | Q2 2014 | Aug 11, 2014 |
| New England Research & Management, Inc. | History | New | 11,800 | 179 | 0.16% | — | 19 | +11,800 | New | Q2 2014 | Jul 01, 2014 |
| Nationwide Fund Advisors | History | No change | 9,988 | 152 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 8,763 | 133 | 0.0% | 0.0% | 21 | +74 | 0.85% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | No change | 5,912 | 90 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |
| WESTPORT RESOURCES MANAGEMENT INC | History | No change | 2,000 | 30 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| Global X Management CO LLC | History | Added to | 1,349 | 20 | 0.0% | 0.0% | 24 | +145 | 12.04% | Q2 2014 | Jul 31, 2014 |
| RidgeWorth Capital Management LLC | History | New | 1,143 | 17 | 0.0% | — | 25 | +1,143 | New | Q2 2014 | Jul 31, 2014 |
| DENALI ADVISORS LLC | History | New | 100 | 2 | 0.0% | — | 26 | +100 | New | Q2 2014 | Jul 16, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | New | 63 | 1 | 0.0% | — | 27 | +63 | New | Q2 2014 | Aug 08, 2014 |
| COOPERMAN LEON G | History | Closed out | 0 | 0 | — | 0.73% | — | -3,291,600 | -100.0% | Q1 2014 | May 15, 2014 |
| PRICE T ROWE ASSOCIATES INC /MD/ | History | Closed out | 0 | 0 | — | 0.01% | — | -2,087,735 | -100.0% | Q1 2014 | May 15, 2014 |
| BRIDGER MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 2.14% | — | -1,925,000 | -100.0% | Q1 2014 | May 15, 2014 |
| LMM LLC | History | Closed out | 0 | 0 | — | 1.03% | — | -1,537,475 | -100.0% | Q1 2014 | May 15, 2014 |
| RIMA SENVEST MANAGEMENT, L.L.C. | History | Closed out | 0 | 0 | — | 1.92% | — | -1,479,661 | -100.0% | Q1 2014 | May 15, 2014 |
| SEVEN LOCKS CAPITAL MANAGEMENT LP | History | Closed out | 0 | 0 | — | 2.49% | — | -1,031,012 | -100.0% | Q1 2014 | May 14, 2014 |
| CANYON CAPITAL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.74% | — | -708,358 | -100.0% | Q1 2014 | May 16, 2014 |
| FrontFour Capital Group LLC | History | Closed out | 0 | 0 | — | 0.99% | — | -371,939 | -100.0% | Q1 2014 | May 15, 2014 |
| WALL STREET ASSOCIATES | History | Closed out | 0 | 0 | — | 0.48% | — | -349,900 | -100.0% | Q1 2014 | May 13, 2014 |
| Foundation Asset Management, LLC | History | Closed out | 0 | 0 | — | 1.21% | — | -268,179 | -100.0% | Q1 2014 | May 15, 2014 |
| Three Corner Global Investors LP | History | Closed out | 0 | 0 | — | 2.2% | — | -210,400 | -100.0% | Q1 2014 | May 14, 2014 |
| Scepter Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.7% | — | -196,373 | -100.0% | Q1 2014 | May 14, 2014 |
| Greenwich Investment Management, Inc. | History | Closed out | 0 | 0 | — | 1.88% | — | -177,895 | -100.0% | Q1 2014 | May 15, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -170,803 | -100.0% | Q1 2014 | May 15, 2014 |
| GRATIA CAPITAL, LLC | History | Closed out | 0 | 0 | — | 1.24% | — | -167,160 | -100.0% | Q2 2014 | Aug 07, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -152,854 | -100.0% | Q1 2014 | May 14, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -144,260 | -100.0% | Q1 2014 | May 15, 2014 |
| NWQ INVESTMENT MANAGEMENT COMPANY, LLC | History | Closed out | 0 | 0 | — | 0.02% | — | -117,500 | -100.0% | Q1 2014 | May 14, 2014 |
| Freestone Capital Holdings, LLC | History | Closed out | 0 | 0 | — | 0.28% | — | -95,500 | -100.0% | Q1 2014 | May 15, 2014 |
| Laurion Capital Management LP | History | Closed out | 0 | 0 | — | 0.04% | — | -71,478 | -100.0% | Q1 2014 | May 13, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -64,017 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -62,022 | -100.0% | Q1 2014 | May 14, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -58,847 | -100.0% | Q1 2014 | May 15, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -55,955 | -100.0% | Q1 2014 | May 13, 2014 |
| TWO SIGMA INVESTMENTS LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -48,821 | -100.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | Closed out | 0 | 0 | — | 0.0% | — | -48,800 | -100.0% | Q1 2014 | May 16, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -44,000 | -100.0% | Q1 2014 | May 14, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -38,393 | -100.0% | Q1 2014 | May 13, 2014 |
| Lorber David A | History | Closed out | 0 | 0 | — | 1.03% | — | -33,596 | -100.0% | Q1 2014 | May 15, 2014 |
| SYMPHONY ASSET MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.05% | — | -32,167 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -30,274 | -100.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.06% | — | -27,724 | -100.0% | Q1 2014 | May 02, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -23,067 | -100.0% | Q1 2014 | May 08, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -21,029 | -100.0% | Q1 2014 | May 13, 2014 |
| ANALYTIC INVESTORS, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -19,582 | -100.0% | Q1 2014 | May 12, 2014 |
| PANAGORA ASSET MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.0% | — | -17,606 | -100.0% | Q1 2014 | May 15, 2014 |
| CREDIT AGRICOLE S A | History | Closed out | 0 | 0 | — | 0.0% | — | -15,700 | -100.0% | Q1 2014 | May 12, 2014 |
| WHITEBOX ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -15,600 | -100.0% | Q1 2014 | May 14, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,535 | -100.0% | Q1 2014 | May 15, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -15,175 | -100.0% | Q1 2014 | May 13, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,928 | -100.0% | Q2 2014 | Aug 08, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -11,022 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,956 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -5,912 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -4,611 | -100.0% | Q1 2014 | May 16, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,000 | -100.0% | Q1 2014 | May 07, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -498 | -100.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | Closed out | 0 | 0 | — | 0.0% | — | -468 | -100.0% | Q1 2014 | May 13, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -104 | -100.0% | Q1 2014 | May 13, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -36 | -100.0% | Q1 2014 | May 15, 2014 |