PEREGRINE PHARMACEUTICALS IN - 713661304
Detailed investor-level table based on 13F positions.
Early Q2 2017 data: only 1 institutional holders reported so far. The full shareholder list will grow as more funds file with the SEC.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| BlackRock Institutional Trust Company, N.A. | History | Added to | 5,794,155 | 10,893 | 0.0% | 0.0% | 1 | +269,421 | 4.88% | Q2 2014 | Aug 06, 2014 |
| VANGUARD GROUP INC | History | Added to | 4,857,865 | 9,133 | 0.0% | 0.0% | 2 | +93,754 | 1.97% | Q2 2014 | Aug 11, 2014 |
| BlackRock Fund Advisors | History | Reduced | 4,396,565 | 8,266 | 0.0% | 0.0% | 3 | -478,267 | -9.81% | Q2 2014 | Aug 06, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 669,732 | 1,259 | 0.0% | 36.82% | 4 | -14,792 | -2.16% | Q2 2014 | Aug 06, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 515,605 | 969 | 0.0% | 0.0% | 5 | +32,378 | 6.7% | Q2 2014 | Aug 06, 2014 |
| Commonwealth Equity Services, Inc | History | Reduced | 493,386 | 928 | 0.01% | 0.01% | 6 | -12,000 | -2.37% | Q2 2014 | Jul 23, 2014 |
| TFS CAPITAL LLC | History | New | 415,774 | 782 | 0.06% | — | 7 | +415,774 | New | Q2 2014 | Jul 21, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 255,100 | 480 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| BAXTER BROS INC | History | Added to | 180,506 | 339 | 0.14% | 0.13% | 9 | +32,500 | 21.96% | Q2 2014 | Jul 11, 2014 |
| Nationwide Fund Advisors | History | Added to | 136,420 | 256 | 0.0% | 0.0% | 10 | +8,295 | 6.47% | Q2 2014 | Aug 11, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 115,464 | 217 | 0.0% | 0.0% | 11 | +6,425 | 5.89% | Q2 2014 | Aug 08, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 105,796 | 199 | 0.0% | 0.0% | 12 | +20,086 | 23.43% | Q2 2014 | Aug 06, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | Reduced | 92,925 | 175 | 0.0% | 0.0% | 13 | -79,130 | -45.99% | Q2 2014 | Jul 31, 2014 |
| ProShare Advisors LLC | History | Reduced | 85,931 | 162 | 0.0% | 0.0% | 14 | -76,398 | -47.06% | Q2 2014 | Aug 08, 2014 |
| First Heartland Consultants, Inc. | History | No change | 86,204 | 162 | 0.07% | 0.08% | 15 | 0 | 0.0% | Q2 2014 | Jul 16, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 82,226 | 154 | 0.0% | 0.0% | 16 | -48,165 | -36.94% | Q2 2014 | Aug 11, 2014 |
| Airain ltd | History | Added to | 32,060 | 60 | 0.0% | 0.01% | 17 | +7,126 | 28.58% | Q2 2014 | Aug 05, 2014 |
| FIDGEON TIMOTHY F | History | Added to | 31,000 | 58 | 0.03% | 0.01% | 18 | +17,000 | 121.43% | Q2 2014 | Jul 24, 2014 |
| REGENTATLANTIC CAPITAL LLC | History | No change | 29,259 | 55 | 0.01% | 0.01% | 19 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| PINNACLE FINANCIAL PARTNERS INC | History | No change | 20,000 | 38 | 0.02% | 0.02% | 20 | 0 | 0.0% | Q2 2014 | Jul 29, 2014 |
| PROFUND ADVISORS LLC | History | Reduced | 19,425 | 37 | 0.0% | 0.0% | 21 | -975 | -4.78% | Q2 2014 | Aug 08, 2014 |
| AMALGAMATED BANK | History | Reduced | 16,162 | 30 | 0.0% | 0.01% | 22 | -1,852 | -10.28% | Q2 2014 | Aug 11, 2014 |
| RidgeWorth Capital Management LLC | History | New | 15,059 | 28 | 0.0% | — | 24 | +15,059 | New | Q2 2014 | Jul 31, 2014 |
| ROCKLAND TRUST CO | History | No change | 15,000 | 28 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| GUYASUTA INVESTMENT ADVISORS INC | History | No change | 14,540 | 27 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| LPL Financial LLC | History | No change | 14,260 | 27 | 0.0% | 0.0% | 26 | 0 | 0.0% | Q2 2014 | Aug 05, 2014 |
| SIGNATURE ESTATE & INVESTMENT ADVISORS LLC | History | New | 11,200 | 21 | 0.01% | — | 27 | +11,200 | New | Q2 2014 | Jul 22, 2014 |
| REYNOLDS CAPITAL MANAGEMENT LLC | History | Reduced | 10,000 | 19 | 0.01% | 0.01% | 28 | -1,300 | -11.5% | Q2 2014 | Jul 08, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 6,040 | 11 | 0.0% | 0.0% | 29 | +40 | 0.67% | Q2 2014 | Aug 08, 2014 |
| BlackRock Japan Co. Ltd | History | Reduced | 4,712 | 9 | 0.0% | 0.0% | 30 | -13,082 | -73.52% | Q2 2014 | Aug 06, 2014 |
| BlackRock Inc. | History | Reduced | 4,181 | 8 | 0.0% | 0.0% | 31 | -863 | -17.11% | Q2 2014 | Aug 06, 2014 |
| STATE STREET CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,153,838 | -100.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -2,074,922 | -100.0% | Q1 2014 | May 14, 2014 |
| Bank of New York Mellon Corp | History | Closed out | 0 | 0 | — | 0.0% | — | -882,805 | -100.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -809,484 | -100.0% | Q1 2014 | May 14, 2014 |
| BATTERYMARCH FINANCIAL MANAGEMENT INC | History | Closed out | 0 | 0 | — | 0.03% | — | -671,900 | -100.0% | Q1 2014 | May 15, 2014 |
| SPHERA FUNDS MANAGEMENT LTD. | History | Closed out | 0 | 0 | — | 0.28% | — | -640,000 | -100.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -583,812 | -100.0% | Q1 2014 | May 13, 2014 |
| NOMURA HOLDINGS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -542,670 | -100.0% | Q1 2014 | May 14, 2014 |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | History | Closed out | 0 | 0 | — | 0.0% | — | -528,726 | -100.0% | Q1 2014 | May 14, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | Closed out | 0 | 0 | — | 0.0% | — | -367,788 | -100.0% | Q1 2014 | May 15, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -321,026 | -100.0% | Q1 2014 | May 08, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | Closed out | 0 | 0 | — | 0.0% | — | -290,800 | -100.0% | Q1 2014 | Apr 18, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -281,291 | -100.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | Closed out | 0 | 0 | — | 0.0% | — | -281,145 | -100.0% | Q1 2014 | May 15, 2014 |
| SABBY MANAGEMENT, LLC | History | Closed out | 0 | 0 | — | 0.34% | — | -238,409 | -100.0% | Q1 2014 | May 14, 2014 |
| TEACHERS ADVISORS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -226,164 | -100.0% | Q1 2014 | May 13, 2014 |
| MORGAN STANLEY | History | Closed out | 0 | 0 | — | 0.0% | — | -154,713 | -100.0% | Q1 2014 | May 13, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -134,571 | -100.0% | Q1 2014 | May 15, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | Closed out | 0 | 0 | — | 0.0% | — | -125,979 | -100.0% | Q1 2014 | May 15, 2014 |
| Weiss Multi-Strategy Advisers LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -109,370 | -100.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | Closed out | 0 | 0 | — | 0.0% | — | -109,131 | -100.0% | Q1 2014 | May 16, 2014 |
| GUGGENHEIM CAPITAL LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -95,650 | -100.0% | Q1 2014 | May 16, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | Closed out | 0 | 0 | — | 0.01% | — | -91,750 | -100.0% | Q1 2014 | May 15, 2014 |
| DEUTSCHE BANK AG\ | History | Closed out | 0 | 0 | — | 0.0% | — | -72,742 | -100.0% | Q1 2014 | May 15, 2014 |
| KCG Holdings, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -72,162 | -100.0% | Q1 2014 | May 15, 2014 |
| Investors Capital Advisory Services | History | Closed out | 0 | 0 | — | 0.03% | — | -64,788 | -100.0% | Q1 2014 | Apr 15, 2014 |
| GROUP ONE TRADING, L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -59,101 | -100.0% | Q1 2014 | May 07, 2014 |
| CITADEL ADVISORS LLC | History | Closed out | 0 | 0 | — | 0.14% | — | -51,604 | -100.0% | Q1 2014 | Aug 08, 2014 |
| First Allied Advisory Services, Inc. | History | Closed out | 0 | 0 | — | 0.01% | — | -47,600 | -100.0% | Q1 2014 | May 15, 2014 |
| STIFEL FINANCIAL CORP | History | Closed out | 0 | 0 | — | 0.0% | — | -46,357 | -100.0% | Q1 2014 | May 15, 2014 |
| BARCLAYS PLC | History | Closed out | 0 | 0 | — | 0.0% | — | -43,774 | -100.0% | Q1 2014 | May 15, 2014 |
| Nine Chapters Capital Management LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -42,900 | -100.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -33,049 | -100.0% | Q1 2014 | May 15, 2014 |
| CITIGROUP INC | History | Closed out | 0 | 0 | — | 0.0% | — | -29,863 | -100.0% | Q1 2014 | May 15, 2014 |
| COMERICA BANK | History | Closed out | 0 | 0 | — | 0.0% | — | -14,860 | -100.0% | Q1 2014 | May 15, 2014 |
| Nuveen Asset Management, LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -14,664 | -100.0% | Q1 2014 | May 14, 2014 |
| SUNTRUST BANKS INC | History | Closed out | 0 | 0 | — | 0.0% | — | -13,026 | -100.0% | Q1 2014 | May 14, 2014 |
| Tower Research Capital LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -12,973 | -100.0% | Q1 2014 | May 02, 2014 |
| Summit Investment Advisors, Inc. | History | Closed out | 0 | 0 | — | 0.0% | — | -11,824 | -100.0% | Q1 2014 | May 13, 2014 |
| Creative Planning | History | Closed out | 0 | 0 | — | 0.0% | — | -4,500 | -100.0% | Q1 2014 | Apr 11, 2014 |
| ROYAL BANK OF CANADA | History | Closed out | 0 | 0 | — | 0.0% | — | -4,450 | -100.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | Closed out | 0 | 0 | — | 0.0% | — | -3,710 | -100.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | Closed out | 0 | 0 | — | 0.0% | — | -1,308 | -100.0% | Q1 2014 | May 13, 2014 |
| Regal Investment Advisors LLC | History | Closed out | 0 | 0 | — | — | — | -100 | -100.0% | Q1 2014 | Apr 18, 2014 |
| WFG Advisors, LP | History | Closed out | 0 | 0 | — | — | — | -8 | -100.0% | Q1 2014 | Apr 24, 2014 |
| Financial Management Professionals, Inc. | History | No change | 220 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |