PERNIX THERAPEUTICS HOLDINGS - 71426V108
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Aisling Capital LLC | History | New | 2,020,000 | 18,140 | 5.26% | — | 1 | +2,020,000 | New | Q2 2014 | Aug 08, 2014 |
| Broadfin Capital, LLC | History | No change | 3,500,000 | 14,980 | 1.45% | 1.45% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SAGEVIEW CAPITAL LP | History | No change | 2,223,339 | 11,895 | 3.76% | 3.76% | 3 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ORBIMED ADVISORS LLC | History | No change | 2,198,500 | 11,762 | 0.14% | 0.14% | 4 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Fund Advisors | History | Added to | 819,013 | 7,355 | 0.0% | 0.0% | 5 | +336,291 | 69.67% | Q2 2014 | Aug 06, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 817,561 | 7,342 | 0.0% | 0.0% | 6 | +260,170 | 46.68% | Q2 2014 | Aug 06, 2014 |
| F&C Asset Management plc | History | No change | 1,307,987 | 6,991 | 0.09% | 0.09% | 7 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Consonance Capital Management LP | History | No change | 1,217,203 | 6,512 | 0.97% | 0.97% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KOPP INVESTMENT ADVISORS LLC | History | New | 634,753 | 5,701 | 2.62% | — | 9 | +634,753 | New | Q2 2014 | Aug 01, 2014 |
| JUPITER ASSET MANAGEMENT LTD | History | Reduced | 546,721 | 4,909 | 0.16% | 0.1% | 10 | -30,100 | -5.22% | Q2 2014 | Aug 11, 2014 |
| VANGUARD GROUP INC | History | Added to | 516,284 | 4,636 | 0.0% | 0.0% | 11 | +53,536 | 11.57% | Q2 2014 | Aug 11, 2014 |
| EDMUNDS WHITE PARTNERS LLC | History | No change | 737,797 | 3,947 | 5.4% | 5.4% | 12 | 0 | 0.0% | Q1 2014 | Apr 30, 2014 |
| NORTHPOINTE CAPITAL LLC | History | Reduced | 405,980 | 3,646 | 0.38% | 0.24% | 13 | -37,990 | -8.56% | Q2 2014 | Aug 07, 2014 |
| EAM Investors, LLC | History | New | 399,784 | 3,590 | 0.68% | — | 14 | +399,784 | New | Q2 2014 | Aug 11, 2014 |
| TFS CAPITAL LLC | History | Added to | 398,665 | 3,580 | 0.28% | 0.07% | 15 | +198,025 | 98.7% | Q2 2014 | Jul 21, 2014 |
| JANUS CAPITAL MANAGEMENT LLC | History | No change | 456,804 | 2,444 | 0.0% | 0.0% | 16 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Invesco Ltd. | History | No change | 433,521 | 2,319 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Added to | 211,843 | 1,902 | 0.0% | 0.0% | 18 | +95,252 | 81.7% | Q2 2014 | Aug 08, 2014 |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | History | No change | 246,524 | 1,319 | 0.02% | 0.02% | 19 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| STATE STREET CORP | History | No change | 197,104 | 1,055 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | No change | 193,878 | 1,038 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| ESSEX INVESTMENT MANAGEMENT CO LLC | History | Reduced | 105,172 | 944 | 0.14% | 0.1% | 22 | -21,347 | -16.87% | Q2 2014 | Jul 23, 2014 |
| BlackRock Investment Management, LLC | History | Added to | 95,943 | 862 | 0.0% | 0.0% | 23 | +36,441 | 61.24% | Q2 2014 | Aug 06, 2014 |
| ROYAL BANK OF CANADA | History | No change | 140,000 | 749 | 0.0% | 0.0% | 24 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PUTNAM INVESTMENTS LLC | History | No change | 130,162 | 696 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| PACIFIC ALTERNATIVE ASSET MANAGEMENT COMPANY, LLC | History | No change | 99,904 | 534 | 0.09% | 0.09% | 26 | 0 | 0.0% | Q1 2014 | Jun 06, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | Added to | 48,800 | 439 | 0.0% | 0.0% | 27 | +11,700 | 31.54% | Q2 2014 | Jul 30, 2014 |
| THOMPSON DAVIS & CO., INC. | History | No change | 81,000 | 433 | 0.72% | 0.72% | 28 | 0 | 0.0% | Q1 2014 | May 09, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 65,862 | 352 | 0.0% | 0.0% | 29 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ELLINGTON MANAGEMENT GROUP LLC | History | No change | 63,700 | 341 | 0.1% | 0.1% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 61,859 | 331 | 0.0% | 0.0% | 31 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 55,438 | 297 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 53,077 | 283 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Airain ltd | History | New | 29,071 | 261 | 0.02% | — | 34 | +29,071 | New | Q2 2014 | Aug 05, 2014 |
| Nationwide Fund Advisors | History | Added to | 27,772 | 249 | 0.0% | 0.0% | 35 | +13,795 | 98.7% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | New | 26,978 | 242 | 0.0% | — | 36 | +26,978 | New | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Added to | 26,115 | 234 | 0.0% | 0.0% | 37 | +10,820 | 70.74% | Q2 2014 | Aug 11, 2014 |
| RHUMBLINE ADVISERS | History | Added to | 25,420 | 228 | 0.0% | 0.0% | 38 | +7,796 | 44.24% | Q2 2014 | Aug 06, 2014 |
| NEEDHAM INVESTMENT MANAGEMENT LLC | History | No change | 40,000 | 214 | 0.05% | 0.05% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MENTA CAPITAL LLC | History | New | 23,100 | 207 | 0.04% | — | 40 | +23,100 | New | Q2 2014 | Aug 05, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Added to | 21,759 | 195 | 0.0% | 0.0% | 41 | +9,846 | 82.65% | Q2 2014 | Aug 08, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 33,068 | 177 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 31,578 | 169 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Added to | 18,145 | 163 | 0.0% | 0.0% | 44 | +4,307 | 31.12% | Q2 2014 | Aug 06, 2014 |
| CTC Alternative Strategies, Ltd. | History | New | 16,900 | 151 | 0.13% | — | 45 | +16,900 | New | Q2 2014 | Jul 22, 2014 |
| ProShare Advisors LLC | History | Reduced | 16,210 | 146 | 0.0% | 0.0% | 46 | -1,518 | -8.56% | Q2 2014 | Aug 08, 2014 |
| DEERE & CO | History | No change | 16,140 | 145 | 0.01% | 0.0% | 47 | 0 | 0.0% | Q2 2014 | Aug 11, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 26,780 | 143 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 25,400 | 121 | 0.0% | 0.0% | 49 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| JANE STREET GROUP, LLC | History | No change | 21,133 | 113 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 19,093 | 102 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | No change | 17,066 | 91 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| GUGGENHEIM CAPITAL LLC | History | No change | 16,451 | 88 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| SG Americas Securities, LLC | History | No change | 13,085 | 70 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CORNERSTONE CAPITAL MANAGEMENT HOLDINGS LLC. | History | Reduced | 6,300 | 56 | 0.0% | 0.0% | 55 | -4,700 | -42.73% | Q2 2014 | Aug 11, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 8,180 | 43 | 0.0% | 0.0% | 56 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 6,048 | 32 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Tower Research Capital LLC | History | No change | 4,846 | 26 | 0.0% | 0.0% | 58 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| RidgeWorth Capital Management LLC | History | New | 2,838 | 25 | 0.0% | — | 59 | +2,838 | New | Q2 2014 | Jul 31, 2014 |
| CITIGROUP INC | History | No change | 2,782 | 15 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Quantbot Technologies LP | History | New | 1,255 | 11 | 0.0% | — | 61 | +1,255 | New | Q2 2014 | Jul 08, 2014 |
| MAGEE THOMSON INVESTMENT PARTNERS LLC | History | New | 846 | 8 | 0.0% | — | 62 | +846 | New | Q2 2014 | Jul 29, 2014 |
| BlackRock Inc. | History | New | 839 | 8 | 0.0% | — | 63 | +839 | New | Q2 2014 | Aug 06, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 1,007 | 5 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GLOBEFLEX CAPITAL L P | History | New | 356 | 3 | 0.0% | — | 66 | +356 | New | Q2 2014 | Jul 18, 2014 |
| BARCLAYS PLC | History | No change | 683 | 3 | 0.0% | 0.0% | 65 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LADENBURG THALMANN FINANCIAL SERVICES INC | History | No change | 106 | 1 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MetLife Securities, Inc | History | No change | 69 | 1 | 0.0% | — | 68 | 0 | 0.0% | Q2 2014 | Aug 04, 2014 |
| Partnervest Advisory Services LLC | History | No change | 220 | 1 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| DRILL CRAIG A | History | Closed out | 0 | 0 | — | 0.25% | — | -37,100 | -100.0% | Q2 2014 | Jul 17, 2014 |
| Ancora Advisors, LLC | History | Closed out | 0 | 0 | — | 0.01% | — | -17,000 | -100.0% | Q2 2014 | Jul 31, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 9 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 10 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Evercore Wealth Management, LLC | History | No change | 48 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 15, 2014 |