PHOENIX COS INC NEW - 71902E604
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| WELLINGTON MANAGEMENT CO LLP | History | No change | 534,445 | 27,658 | 0.01% | 0.01% | 1 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Toscafund Asset Management LLP | History | No change | 353,153 | 18,276 | 4.09% | 4.09% | 2 | 0 | 0.0% | Q1 2014 | May 29, 2014 |
| DIMENSIONAL FUND ADVISORS LP | History | Reduced | 344,302 | 16,661 | 0.01% | 0.01% | 3 | -8,771 | -2.48% | Q2 2014 | Aug 08, 2014 |
| STATE FARM MUTUAL AUTOMOBILE INSURANCE CO | History | No change | 294,095 | 15,219 | 0.02% | 0.02% | 4 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| HARBINGER HOLDINGS, LLC | History | No change | 229,837 | 11,894 | 0.39% | 0.39% | 5 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| VANGUARD GROUP INC | History | Added to | 192,609 | 9,320 | 0.0% | 0.0% | 6 | +5,113 | 2.73% | Q2 2014 | Aug 11, 2014 |
| BlackRock Institutional Trust Company, N.A. | History | Added to | 175,792 | 8,507 | 0.0% | 0.0% | 7 | +1,789 | 1.03% | Q2 2014 | Aug 06, 2014 |
| Standard General L.P. | History | No change | 141,625 | 7,329 | 1.43% | 1.43% | 8 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| KENNEDY CAPITAL MANAGEMENT, INC. | History | No change | 135,336 | 7,004 | 0.13% | 0.13% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| BlackRock Fund Advisors | History | Reduced | 143,246 | 6,932 | 0.0% | 0.0% | 10 | -18,126 | -11.23% | Q2 2014 | Aug 06, 2014 |
| GRACE & WHITE INC /NY | History | Added to | 131,979 | 6,386 | 1.23% | 1.17% | 11 | +15,493 | 13.3% | Q2 2014 | Jul 23, 2014 |
| RBF Capital, LLC | History | No change | 111,157 | 5,752 | 1.4% | 1.4% | 12 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Talkot Capital, LLC | History | No change | 109,879 | 5,686 | 4.8% | 4.8% | 13 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| STATE STREET CORP | History | No change | 101,608 | 5,260 | 0.0% | 0.0% | 14 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| NORTHERN TRUST CORP | History | No change | 72,636 | 3,758 | 0.0% | 0.0% | 15 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Adirondack Research & Management Inc. | History | Added to | 68,011 | 3,291 | 1.11% | 0.97% | 16 | +19,252 | 39.48% | Q2 2014 | Aug 08, 2014 |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM | History | No change | 59,705 | 2,821 | 0.0% | 0.0% | 17 | 0 | 0.0% | Q1 2014 | Apr 18, 2014 |
| UBS AG | History | No change | 44,273 | 2,291 | 0.0% | 0.0% | 18 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Invesco Ltd. | History | No change | 33,319 | 1,724 | 0.0% | 0.0% | 19 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| Bank of New York Mellon Corp | History | No change | 31,813 | 1,647 | 0.0% | 0.0% | 20 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| GEODE CAPITAL MANAGEMENT, LLC | History | No change | 31,073 | 1,608 | 0.0% | 0.0% | 21 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| TIAA CREF INVESTMENT MANAGEMENT LLC | History | No change | 27,547 | 1,426 | 0.0% | 0.0% | 22 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Sterling Capital Management LLC | History | No change | 24,576 | 1,272 | 0.01% | 0.01% | 23 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ACADIAN ASSET MANAGEMENT LLC | History | Reduced | 22,807 | 1,103 | 0.01% | 0.02% | 24 | -42,474 | -65.06% | Q2 2014 | Jul 21, 2014 |
| D. E. Shaw & Co., Inc. | History | No change | 21,075 | 1,091 | 0.0% | 0.0% | 25 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Investment Management, LLC | History | Reduced | 18,964 | 918 | 0.0% | 0.0% | 26 | -837 | -4.23% | Q2 2014 | Aug 06, 2014 |
| MENTA CAPITAL LLC | History | New | 15,701 | 760 | 0.14% | — | 27 | +15,701 | New | Q2 2014 | Aug 05, 2014 |
| Connor, Clark & Lunn Investment Management Ltd. | History | No change | 13,120 | 749 | 0.01% | 0.01% | 28 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| COMMONWEALTH BANK OF AUSTRALIA | History | Reduced | 15,200 | 736 | 0.0% | 0.01% | 29 | -462 | -2.95% | Q2 2014 | Aug 11, 2014 |
| BRIDGEWAY CAPITAL MANAGEMENT INC | History | No change | 14,200 | 735 | 0.02% | 0.02% | 30 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| LSV ASSET MANAGEMENT | History | Reduced | 14,035 | 679 | 0.0% | 0.0% | 31 | -2,360 | -14.39% | Q2 2014 | Aug 06, 2014 |
| CITIGROUP INC | History | No change | 11,864 | 614 | 0.0% | 0.0% | 32 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| US BANCORP \DE\ | History | No change | 10,720 | 555 | 0.0% | 0.0% | 33 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM | History | No change | 10,596 | 548 | 0.0% | 0.0% | 34 | 0 | 0.0% | Q1 2014 | May 08, 2014 |
| TWO SIGMA ADVISERS, LLC | History | No change | 10,481 | 543 | 0.0% | 0.0% | 35 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 10,301 | 533 | 0.0% | 0.0% | 36 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| TEACHERS ADVISORS INC | History | No change | 9,552 | 494 | 0.0% | 0.0% | 37 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| SCHWAB CHARLES INVESTMENT MANAGEMENT INC | History | No change | 8,265 | 400 | 0.0% | 0.0% | 38 | 0 | 0.0% | Q2 2014 | Jul 30, 2014 |
| BARCLAYS PLC | History | No change | 7,837 | 399 | 0.0% | 0.0% | 39 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ALLIANCEBERNSTEIN L.P. | History | No change | 6,601 | 342 | 0.0% | 0.0% | 40 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| RHUMBLINE ADVISERS | History | Reduced | 7,042 | 341 | 0.0% | 0.0% | 41 | -322 | -4.37% | Q2 2014 | Aug 06, 2014 |
| ING INVESTMENT MANAGEMENT LLC | History | No change | 6,493 | 336 | 0.0% | 0.0% | 42 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 5,966 | 309 | 0.0% | 0.0% | 43 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| LOS ANGELES CAPITAL MANAGEMENT & EQUITY RESEARCH INC | History | No change | 5,872 | 304 | 0.0% | 0.0% | 44 | 0 | 0.0% | Q1 2014 | May 12, 2014 |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC | History | No change | 5,623 | 291 | 0.0% | 0.0% | 45 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| ALPINE WOODS CAPITAL INVESTORS, LLC | History | No change | 5,700 | 276 | 0.01% | 0.02% | 46 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| Nationwide Fund Advisors | History | Reduced | 5,329 | 258 | 0.0% | 0.0% | 47 | -70 | -1.3% | Q2 2014 | Aug 11, 2014 |
| METROPOLITAN LIFE INSURANCE CO/NY | History | No change | 5,208 | 252 | 0.0% | 0.0% | 48 | 0 | 0.0% | Q2 2014 | Jul 31, 2014 |
| CREDIT SUISSE AG/ | History | Reduced | 5,148 | 249 | 0.0% | 0.0% | 49 | -75 | -1.44% | Q2 2014 | Aug 11, 2014 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | History | No change | 4,813 | 249 | 0.0% | 0.0% | 50 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| GOLDMAN SACHS GROUP INC | History | No change | 4,325 | 224 | 0.0% | 0.0% | 51 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BNP PARIBAS ARBITRAGE, SA | History | No change | 5,044 | 222 | 0.0% | 0.0% | 52 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| AQR CAPITAL MANAGEMENT LLC | History | No change | 4,257 | 220 | 0.0% | 0.0% | 53 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SCHRODER INVESTMENT MANAGEMENT GROUP | History | No change | 4,200 | 217 | 0.0% | 0.0% | 54 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| AMERICAN INTERNATIONAL GROUP INC | History | Reduced | 3,744 | 181 | 0.0% | 0.0% | 55 | -215 | -5.43% | Q2 2014 | Aug 08, 2014 |
| BLACKROCK ADVISORS LLC | History | Reduced | 3,469 | 168 | 0.0% | 0.0% | 56 | -598 | -14.7% | Q2 2014 | Aug 06, 2014 |
| DEUTSCHE BANK AG\ | History | No change | 2,816 | 145 | 0.0% | 0.0% | 57 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| SPRINGBOK CAPITAL MANAGEMENT, LLC | History | No change | 2,482 | 128 | 0.02% | 0.02% | 58 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| FEDERATED INVESTORS INC /PA/ | History | New | 2,350 | 114 | 0.0% | — | 59 | +2,350 | New | Q2 2014 | Aug 07, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 2,084 | 108 | 0.0% | 0.0% | 60 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BANK OF AMERICA CORP /DE/ | History | No change | 1,640 | 85 | 0.0% | 0.0% | 61 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| RUSSELL FRANK CO/ | History | No change | 817 | 42 | 0.0% | 0.0% | 62 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| RidgeWorth Capital Management LLC | History | New | 487 | 24 | 0.0% | — | 63 | +487 | New | Q2 2014 | Jul 31, 2014 |
| ROYAL BANK OF CANADA | History | No change | 372 | 19 | 0.0% | 0.0% | 64 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| BlackRock Inc. | History | Reduced | 186 | 9 | 0.0% | 0.0% | 65 | -1 | -0.53% | Q2 2014 | Aug 06, 2014 |
| FIFTH THIRD BANCORP | History | No change | 132 | 7 | 0.0% | 0.0% | 66 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| ENTERPRISE FINANCIAL SERVICES CORP | History | No change | 94 | 5 | 0.0% | 0.0% | 67 | 0 | 0.0% | Q2 2014 | Jul 24, 2014 |
| PNC FINANCIAL SERVICES GROUP, INC. | History | Added to | 91 | 4 | 0.0% | — | 68 | +81 | 810.0% | Q2 2014 | Aug 08, 2014 |
| Tower Research Capital LLC | History | No change | 81 | 4 | 0.0% | 0.0% | 69 | 0 | 0.0% | Q1 2014 | May 02, 2014 |
| M&T BANK CORP | History | No change | 53 | 3 | 0.0% | 0.0% | 70 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Creative Planning | History | No change | 67 | 3 | 0.0% | 0.0% | 71 | 0 | 0.0% | Q1 2014 | Apr 11, 2014 |
| BROWN BROTHERS HARRIMAN & CO | History | No change | 29 | 2 | 0.0% | 0.0% | 72 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| DOOLITTLE & GANOS INVESTMENT COUNSEL, LLC | History | No change | 36 | 2 | 0.0% | 0.0% | 73 | 0 | 0.0% | Q1 2014 | May 19, 2014 |
| WFG Advisors, LP | History | No change | 20 | 1 | 0.0% | 0.0% | 74 | 0 | 0.0% | Q1 2014 | Apr 24, 2014 |
| ProShare Advisors LLC | History | Closed out | 0 | 0 | — | 0.0% | — | -5,864 | -100.0% | Q2 2014 | Aug 08, 2014 |
| GENERAL MOTORS INVESTMENT MANAGEMENT CORP | History | Closed out | 0 | 0 | — | 0.02% | — | -4,972 | -100.0% | Q2 2014 | Aug 08, 2014 |
| Hartford Financial Management Inc. | History | Closed out | 0 | 0 | — | — | — | -14 | -100.0% | Q2 2014 | Aug 05, 2014 |
| OLD SECOND NATIONAL BANK OF AURORA | History | New | 5 | 0 | — | — | — | +5 | New | Q2 2014 | Aug 06, 2014 |
| SYNOVUS FINANCIAL CORP | History | No change | 1 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 01, 2014 |
| FIRST FINANCIAL CORP /IN/ | History | No change | 10 | 0 | — | 0.0% | — | 0 | 0.0% | Q2 2014 | Jul 18, 2014 |
| BESSEMER GROUP INC | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| Gary Goldberg Planning Services Inc | History | No change | 5 | 0 | — | — | — | 0 | 0.0% | Q2 2014 | Aug 06, 2014 |