PIMCO ETF TR - 72201R700
Detailed investor-level table based on 13F positions.
Methodology:
Market value and % of portfolio use SEC reported VALUE ($000).
For PUT/CALL positions this reflects reported underlying exposure, not premium cash paid/received.
Details.
Rows: 0
| Investor | History | Status | Shares held | Market value ($000) | % of portfolio | Previous % | Rank | Change in shares | % change in shares | Source | Date reported |
|---|---|---|---|---|---|---|---|---|---|---|---|
| F-Squared Investment Management, LLC | History | No change | 795,123 | 65,118 | 1.86% | 1.86% | 1 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| ROYAL BANK OF CANADA | History | No change | 31,799 | 2,604 | 0.0% | 0.0% | 2 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| MORGAN STANLEY | History | No change | 9,983 | 817 | 0.0% | 0.0% | 3 | 0 | 0.0% | Q1 2014 | May 13, 2014 |
| Jefferies Group LLC | History | No change | 7,736 | 634 | 0.01% | 0.01% | 4 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| Tortoise Investment Management, LLC | History | Added to | 7,020 | 585 | 0.24% | 0.25% | 5 | +420 | 6.36% | Q2 2014 | Jul 29, 2014 |
| Private Advisor Group, LLC | History | No change | 6,000 | 500 | 0.04% | 0.05% | 6 | 0 | 0.0% | Q2 2014 | Aug 08, 2014 |
| WELLS FARGO & COMPANY/MN | History | No change | 4,419 | 362 | 0.0% | 0.0% | 7 | 0 | 0.0% | Q1 2014 | May 15, 2014 |
| UBS AG | History | No change | 1,547 | 127 | 0.0% | 0.0% | 8 | 0 | 0.0% | Q1 2014 | May 16, 2014 |
| AMERIPRISE FINANCIAL INC | History | No change | 447 | 37 | 0.0% | 0.0% | 9 | 0 | 0.0% | Q1 2014 | May 14, 2014 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | History | New | 144 | 12 | 0.0% | — | 10 | +144 | New | Q2 2014 | Aug 05, 2014 |